Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Shoreline Equity Partners Fund, L.P. See All Filings	D/A	2019-12-26 15:50:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC CIK Number 0001772902 Filed Document 0001772902-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-26 15:50:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFS Jemison Flats LLC See All Filings	D	2019-12-26 15:45:24 UTC
Amount To Be Raised $2,890,000 Associated Brokers / Dealers N/A CIK Number 0001797568 Filed Document 0001797568-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 15:45:24 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
H2 Ranch, LLC See All Filings	D	2019-12-26 15:37:35 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001797674 Filed Document 0001654954-19-014228 Exclusions or Exemptions 506b Accepted Date 2019-12-26 15:37:35 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
3G Productions, Inc. See All Filings	D	2019-12-26 15:36:53 UTC
Amount To Be Raised $2,862,250 Associated Brokers / Dealers N/A CIK Number 0001798028 Filed Document 0001798028-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 15:36:53 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Wizard Entertainment, Inc. See All Filings	1-A/A	2019-12-26 15:36:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001162896 Filed Document 0001493152-19-019716 Accepted Date 2019-12-26 15:36:42 UTC Type of Offering 1-A/A Industry SERVICES-AMUSEMENT & RECREATION SERVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $8,922,869 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Propria LLC See All Filings	D	2019-12-26 15:26:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001743923 Filed Document 0001743923-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 15:26:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cann American Corp. See All Filings	1-A/A	2019-12-26 15:25:53 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001368620 Filed Document 0001683168-19-004059 Accepted Date 2019-12-26 15:25:53 UTC Type of Offering 1-A/A Industry MISCELLANEOUS METAL ORES Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $18,870 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Wicket Labs, Inc. See All Filings	D	2019-12-26 15:19:04 UTC
Amount To Be Raised $1,929,040 Associated Brokers / Dealers N/A CIK Number 0001686133 Filed Document 0001686133-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 15:19:04 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Atlas Wealth Management & Enterprises See All Filings	D/A	2019-12-26 15:17:45 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001714226 Filed Document 0001445866-19-001460 Exclusions or Exemptions 506b Accepted Date 2019-12-26 15:17:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARC NET LP See All Filings	D/A	2019-12-26 15:14:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001739044 Filed Document 0001739044-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 15:14:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cargominiums Opportunity Fund, LLC See All Filings	D/A	2019-12-26 15:07:24 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers n/a CIK Number 0001777442 Filed Document 0001777442-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-26 15:07:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2019-12-26 15:04:32 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers Vik Goel, Brian Pacen, Cambridge Investment Research, Inc., Jason Salmon, Tony Barouti, Chay Lapin, James Parry, Joseph A. Langlois III, Independent Financial Group, LLC, Bart Zandbergen, Steven Kolinsky, Crown Capital Securities, L.P., Brett Machtig, Michael A. Dellisant, Rahul Halwasiya, Azeem Sheikh, The Strategic Financial Alliance, Inc., Concorde Investment Services, LLC, Emrich M. Stellar Jr., and Kelvin Bishop CIK Number 0001773819 Filed Document 0001773819-19-000020 Exclusions or Exemptions 506b Accepted Date 2019-12-26 15:04:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RareCyte, Inc. See All Filings	D	2019-12-26 15:01:40 UTC
Amount To Be Raised $22,156,736 Associated Brokers / Dealers N/A CIK Number 0001653064 Filed Document 0001567619-19-023606 Exclusions or Exemptions 506b Accepted Date 2019-12-26 15:01:40 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Motive Capital Investments II, LP See All Filings	D/A	2019-12-26 14:48:49 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001693814 Filed Document 0001693815-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-26 14:48:49 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Motive Partners Holdings II, LP See All Filings	D/A	2019-12-26 14:48:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001693815 Filed Document 0001693815-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 14:48:15 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRIVATE EQUITY STRATEGIC OPPORTUNITIES FUND IV, L.P. See All Filings	D	2019-12-26 14:38:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001783088 Filed Document 0001783089-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 14:38:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Spot Investors, LP See All Filings	D	2019-12-26 14:33:11 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers David Rodarte CIK Number 0001797713 Filed Document 0001797713-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-26 14:33:11 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GRUPO COOPERATIVO SEGUROS MULTIPLES See All Filings	D	2019-12-26 14:32:57 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001797985 Filed Document 0001797985-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 14:32:57 UTC Type of Offering D Industry Other Principal Place of Business PUERTO RICO Revenue or Assets $Over $100,000,000 Type of Security Equity
PRIVATE EQUITY STRATEGIC OPPORTUNITIES FUND IV (OFFSHORE), L.P. See All Filings	D	2019-12-26 14:30:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001783089 Filed Document 0001783089-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 14:30:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Elephas Global Fund See All Filings	D/A	2019-12-26 14:25:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761914 Filed Document 0001761914-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 14:25:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Love Grown Foods, LLC See All Filings	D	2019-12-26 14:24:38 UTC
Amount To Be Raised $4,550,753 Associated Brokers / Dealers N/A CIK Number 0001549712 Filed Document 0001549712-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 14:24:38 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Prins H LLC See All Filings	D	2019-12-26 14:17:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001731619 Filed Document 0001731619-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 14:17:47 UTC Type of Offering D Industry Investing Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WP CityMD Topco LLC See All Filings	D	2019-12-26 14:17:24 UTC
Amount To Be Raised $13,498,550 Associated Brokers / Dealers N/A CIK Number 0001709925 Filed Document 0001709925-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 14:17:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
H & G Science, Inc. See All Filings	C/A	2019-12-26 14:16:45 UTC
Financial Interest None. Filing Platform truCrowd, Inc Offering Amount $1,070,000 CIK Number 0001767357 Filed Document 0001767357-19-000006 Accepted Date 2019-12-26 14:16:45 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Preferred Stock State MINNESOTA
Spartan Micro, Inc. See All Filings	D/A	2019-12-26 14:16:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001677551 Filed Document 0001308411-19-000050 Exclusions or Exemptions 506b Accepted Date 2019-12-26 14:16:06 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Reliant Bancorp, Inc. See All Filings	D	2019-12-26 14:13:44 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Sandler, O'Neill + Partners, L.P., Keefe, Bruyette & Woods, Inc., and Hovde Group, LLC CIK Number 0001606440 Filed Document 0001606440-19-000025 Exclusions or Exemptions 506b Accepted Date 2019-12-26 14:13:44 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Spartan Micro, Inc. See All Filings	D/A	2019-12-26 14:09:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001677551 Filed Document 0001308411-19-000048 Exclusions or Exemptions 506b Accepted Date 2019-12-26 14:09:47 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Enterprise Housing Partners XXXII Limited Partnership See All Filings	D	2019-12-26 14:08:49 UTC
Amount To Be Raised $224,300,000 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001797641 Filed Document 0001797641-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 14:08:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Allegiance Title Agency, L.L.C. See All Filings	D	2019-12-26 14:06:13 UTC
Amount To Be Raised $17,500 Associated Brokers / Dealers N/A CIK Number 0001797284 Filed Document 0001797284-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 14:06:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Auric Turing Fund LP See All Filings	D	2019-12-26 14:02:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787716 Filed Document 0001787716-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 14:02:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Automattic Inc. See All Filings	D	2019-12-26 13:58:30 UTC
Amount To Be Raised $80,688,880 Associated Brokers / Dealers N/A CIK Number 0001608418 Filed Document 0001608418-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:58:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Treau, Inc. See All Filings	D	2019-12-26 13:57:27 UTC
Amount To Be Raised $6,348,751 Associated Brokers / Dealers N/A CIK Number 0001797926 Filed Document 0001797926-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:57:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tiny Chef Productions LLC See All Filings	D	2019-12-26 13:52:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers EM Securities CIK Number 0001796744 Filed Document 0001796744-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:52:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CloudZero Inc. See All Filings	D	2019-12-26 13:49:57 UTC
Amount To Be Raised $4,268,000 Associated Brokers / Dealers N/A CIK Number 0001798005 Filed Document 0001798005-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:49:57 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Luna Pharmaceuticals, Inc. See All Filings	D	2019-12-26 13:48:24 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Corporate Fuel Securities, LLC CIK Number 0001688483 Filed Document 0001688483-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:48:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
AU SANS SOUCI LLC See All Filings	D	2019-12-26 13:36:03 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001797603 Filed Document 0001797603-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:36:03 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Smilelove Corp. See All Filings	1-A	2019-12-26 13:32:47 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001750319 Filed Document 0001104659-19-076049 Accepted Date 2019-12-26 13:32:47 UTC Type of Offering 1-A Industry DENTAL EQUIPMENT & SUPPLIES Offering Tier Tier2 Principal Place of Business UTAH Revenue or Assets $2,642,682 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Skyline 96 Citizens NLREF V Investors, LLC See All Filings	D	2019-12-26 13:27:18 UTC
Amount To Be Raised $13,769,000 Associated Brokers / Dealers N/A CIK Number 0001797637 Filed Document 0001797637-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-26 13:27:18 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TMap, LLC See All Filings	D	2019-12-26 13:21:21 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001765514 Filed Document 0001765514-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:21:21 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
OnsiteIQ Inc. See All Filings	D	2019-12-26 13:17:17 UTC
Amount To Be Raised $6,505,343 Associated Brokers / Dealers N/A CIK Number 0001758869 Filed Document 0001231919-19-000062 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:17:17 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spartan Micro, Inc. See All Filings	D/A	2019-12-26 13:14:53 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001677551 Filed Document 0001308411-19-000046 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:14:53 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jefferies Direct Lending Offshore Fund C LP See All Filings	D	2019-12-26 13:14:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795630 Filed Document 0001012975-19-000812 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:14:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jefferies Direct Lending Offshore Fund LP See All Filings	D	2019-12-26 13:13:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795761 Filed Document 0001012975-19-000811 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:13:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jefferies Direct Lending Fund LP See All Filings	D	2019-12-26 13:12:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795466 Filed Document 0001012975-19-000810 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:12:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jefferies Direct Lending Employee Fund LP See All Filings	D	2019-12-26 13:12:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795467 Filed Document 0001012975-19-000809 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:12:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jefferies Direct Lending Offshore Fund B LP See All Filings	D	2019-12-26 13:11:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795631 Filed Document 0001012975-19-000808 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:11:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jefferies Direct Lending Fund C LP See All Filings	D	2019-12-26 13:10:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795469 Filed Document 0001012975-19-000807 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:10:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TriplePoint Global Venture Credit Access LP See All Filings	D	2019-12-26 13:00:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001797576 Filed Document 0001797576-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 13:00:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Reserves Inc. See All Filings	D	2019-12-26 12:37:01 UTC
Amount To Be Raised $66,500,000 Associated Brokers / Dealers N/A CIK Number 0001735828 Filed Document 0001735828-19-000039 Exclusions or Exemptions 506b Accepted Date 2019-12-26 12:37:01 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tarveda Therapeutics, Inc. See All Filings	D	2019-12-26 12:36:56 UTC
Amount To Be Raised $13,634,188 Associated Brokers / Dealers N/A CIK Number 0001528747 Filed Document 0001528747-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 12:36:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity