Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lapis Special Opportunities Fund LP See All Filings	D	2019-12-26 11:19:02 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001797624 Filed Document 0001797624-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 11:19:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHICAGO PACIFIC FOUNDERS FUND II-A, L.P. See All Filings	D/A	2019-12-26 11:05:32 UTC
Amount To Be Raised $475,000,000 Associated Brokers / Dealers N/A CIK Number 0001761820 Filed Document 0001761820-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 11:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rock Paper Coin, Inc. See All Filings	D	2019-12-26 11:04:04 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001758498 Filed Document 0001758498-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-26 11:04:04 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SALIENT MONITORING SOLUTIONS, INC. See All Filings	D	2019-12-26 11:03:20 UTC
Amount To Be Raised $412,707 Associated Brokers / Dealers N/A CIK Number 0001797947 Filed Document 0001461859-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-12-26 11:03:20 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Thinkingbox Holdings Inc. See All Filings	D	2019-12-26 11:02:36 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001797896 Filed Document 0001797896-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 11:02:36 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Vericool, Inc. See All Filings	D	2019-12-26 11:01:49 UTC
Amount To Be Raised $68 Associated Brokers / Dealers N/A CIK Number 0001784799 Filed Document 0001784799-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-26 11:01:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Frog European Growth II LP See All Filings	D	2019-12-26 11:00:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001795706 Filed Document 0001795706-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 11:00:10 UTC Type of Offering D Industry Investing Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Entera Bio Ltd. See All Filings	D	2019-12-26 10:30:34 UTC
Amount To Be Raised $13,533,000 Associated Brokers / Dealers GP Nurmenkari, Inc. CIK Number 0001638097 Filed Document 0000950103-19-017690 Exclusions or Exemptions 506b Accepted Date 2019-12-26 10:30:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Advanced Bio Development, Inc. See All Filings	D	2019-12-26 10:22:17 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001696505 Filed Document 0001213900-19-026945 Exclusions or Exemptions 506b Accepted Date 2019-12-26 10:22:17 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
NRFTA, Inc. See All Filings	D	2019-12-26 10:16:27 UTC
Amount To Be Raised $3,741,069 Associated Brokers / Dealers N/A CIK Number 0001797577 Filed Document 0001797577-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 10:16:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Entrada Therapeutics, Inc. See All Filings	D/A	2019-12-26 10:14:35 UTC
Amount To Be Raised $59,021,750 Associated Brokers / Dealers N/A CIK Number 0001689375 Filed Document 0001689375-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 10:14:35 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fiveable Inc See All Filings	D	2019-12-26 10:08:04 UTC
Amount To Be Raised $948,658 Associated Brokers / Dealers N/A CIK Number 0001797279 Filed Document 0001797279-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 10:08:04 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Cuba Holdings LLC See All Filings	D	2019-12-26 10:02:18 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001797771 Filed Document 0001797771-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 10:02:18 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Caraday Funding I, LLC See All Filings	D	2019-12-26 09:48:12 UTC
Amount To Be Raised $7,450,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001797579 Filed Document 0001797579-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 09:48:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
DTLS Investors, LLC See All Filings	D	2019-12-26 09:44:21 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001796235 Filed Document 0001178858-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-12-26 09:44:21 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Nine Spoons, LLC See All Filings	C-W	2019-12-26 09:44:03 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001786082 Filed Document 0001786082-19-000002 Accepted Date 2019-12-26 09:44:03 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Square Roots Urban Growers, Inc. See All Filings	D	2019-12-26 09:35:23 UTC
Amount To Be Raised $19,082,781 Associated Brokers / Dealers N/A CIK Number 0001715702 Filed Document 0001715702-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 09:35:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: World Credit Asset Trust See All Filings	D/A	2019-12-26 09:31:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584089 Filed Document 0001584089-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 09:31:55 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Host Events Inc. See All Filings	D	2019-12-26 09:31:11 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001797897 Filed Document 0001797949-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-26 09:31:11 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Funds, LLC. See All Filings	D	2019-12-26 09:22:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787038 Filed Document 0001787038-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-26 09:22:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ridgeline Tarrant Class B LLC See All Filings	D	2019-12-26 09:16:54 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers None CIK Number 0001797784 Filed Document 0001797784-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 09:16:54 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Next Level Aviation Holdings, LLC See All Filings	D	2019-12-26 09:00:17 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001797628 Filed Document 0001415889-19-001564 Exclusions or Exemptions 506b Accepted Date 2019-12-26 09:00:17 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SeaTrac Systems, Inc. See All Filings	D	2019-12-26 08:49:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001797949 Filed Document 0001797949-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 08:49:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Electric QOZ Fund, LLC See All Filings	D	2019-12-26 08:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797647 Filed Document 0001797647-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 08:37:16 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
American Energy Partners, Inc. See All Filings	1-A/A	2019-12-26 06:27:14 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001715688 Filed Document 0001213900-19-026907 Accepted Date 2019-12-26 06:27:14 UTC Type of Offering 1-A/A Industry DRILLING OIL & GAS WELLS Offering Tier Tier1 Principal Place of Business PENNSYLVANIA Revenue or Assets $159,904 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
Trend Discovery, LP See All Filings	D/A	2019-12-26 06:20:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550970 Filed Document 0001213900-19-026900 Exclusions or Exemptions 506b Accepted Date 2019-12-26 06:20:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
India Housing Fund - Series 2 See All Filings	D	2019-12-24 06:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IIFL INC. CIK Number 0001797877 Filed Document 0001797877-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-24 06:49:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StreetWell, LLC See All Filings	C/A	2019-12-23 21:43:36 UTC
Financial Interest None Filing Platform MiTec, PBC Offering Amount $1,070,000 CIK Number 0001790509 Filed Document 0001790509-19-000005 Accepted Date 2019-12-23 21:43:36 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MARYLAND
PENTWATER EQUITY OPPORTUNITIES FUND LTD. See All Filings	D/A	2019-12-23 21:27:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469171 Filed Document 0001393725-19-000147 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:27:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pentwater Equity Opportunities Fund LLC See All Filings	D/A	2019-12-23 21:24:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469075 Filed Document 0001393725-19-000146 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:24:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER EVENT FUND LTD See All Filings	D/A	2019-12-23 21:17:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413943 Filed Document 0001393725-19-000145 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:17:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER EVENT FUND LLC See All Filings	D/A	2019-12-23 21:11:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413958 Filed Document 0001393725-19-000144 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:11:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pentwater Thanksgiving Fund LP See All Filings	D/A	2019-12-23 21:10:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699365 Filed Document 0001393725-19-000143 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:10:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCEANA FUND LTD. See All Filings	D/A	2019-12-23 21:03:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469172 Filed Document 0001393725-19-000142 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:03:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERE Collection II Offshore Fund, S.C.Sp. See All Filings	D/A	2019-12-23 21:02:42 UTC
Amount To Be Raised $51,000,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. and CITI PRIVATE ADVISORY, LLC CIK Number 0001771930 Filed Document 0001771930-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:02:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceana Fund LLC See All Filings	D/A	2019-12-23 21:02:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469074 Filed Document 0001393725-19-000141 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:02:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER MERGER ARBITRAGE FUND LLC See All Filings	D/A	2019-12-23 20:59:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537437 Filed Document 0001393725-19-000140 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:59:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERE Collection II Onshore Fund, L.P. See All Filings	D/A	2019-12-23 20:57:00 UTC
Amount To Be Raised $98,080,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. and CITI PRIVATE ADVISORY, LLC CIK Number 0001771600 Filed Document 0001771600-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:57:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER MERGER ARBITRAGE FUND LTD. See All Filings	D/A	2019-12-23 20:53:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537438 Filed Document 0001393725-19-000139 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:53:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Openprise, Inc. See All Filings	D	2019-12-23 20:50:43 UTC
Amount To Be Raised $9,731,927 Associated Brokers / Dealers N/A CIK Number 0001715921 Filed Document 0001715921-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:50:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Freeport First Lien Loan Fund IV-B (Offshore) LP See All Filings	D	2019-12-23 20:44:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797405 Filed Document 0001393725-19-000138 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:44:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
URANIUM ENERGY CORP See All Filings	D	2019-12-23 20:42:09 UTC
Amount To Be Raised $700,500 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-19-000269 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:42:09 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Full In Partners Fund I, L.P. See All Filings	D	2019-12-23 20:33:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Warren H. Spar, David Choi, and Dana Marie Samuels CIK Number 0001797884 Filed Document 0001797884-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:33:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
425 Park Ave REIT LLC See All Filings	D	2019-12-23 20:04:11 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Gary Cutson CIK Number 0001796723 Filed Document 0001796723-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:04:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GenesisAI Corporation See All Filings	C	2019-12-23 19:47:11 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $107,000 CIK Number 0001797609 Filed Document 0001670254-19-000733 Accepted Date 2019-12-23 19:47:11 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State MASSACHUSETTS
S2 Genomics, Inc. See All Filings	D	2019-12-23 19:45:04 UTC
Amount To Be Raised $3,603,997 Associated Brokers / Dealers N/A CIK Number 0001797955 Filed Document 0001797955-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 19:45:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Speqtral Quantum Technologies, Inc. See All Filings	D	2019-12-23 19:20:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001797918 Filed Document 0001567619-19-023580 Exclusions or Exemptions 506b Accepted Date 2019-12-23 19:20:31 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Peterson Partners IX, LP See All Filings	D	2019-12-23 19:18:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796395 Filed Document 0001796395-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 19:18:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Powell Mansfield Inc. See All Filings	D/A	2019-12-23 19:17:13 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001724792 Filed Document 0001724792-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 19:17:13 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BROADSTONE MARQUE INVESTORS, L.L.C. See All Filings	D	2019-12-23 19:16:29 UTC
Amount To Be Raised $6,425,000 Associated Brokers / Dealers N/A CIK Number 0001797911 Filed Document 0000932440-19-000076 Exclusions or Exemptions 506c Accepted Date 2019-12-23 19:16:29 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity