Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
UC Thrive Sheridan LLC See All Filings	D	2019-12-27 08:46:44 UTC
Amount To Be Raised $235,000 Associated Brokers / Dealers N/A CIK Number 0001797948 Filed Document 0001797948-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 08:46:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Direct Lending Fund See All Filings	D	2019-12-27 08:45:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001782524 Filed Document 0001782524-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-27 08:45:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Braeside Capital II, L.P. See All Filings	D/A	2019-12-27 07:41:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and UBS Financial Services, Inc. CIK Number 0001501561 Filed Document 0001315863-19-000984 Exclusions or Exemptions 506b Accepted Date 2019-12-27 07:41:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Braeside Capital, L.P. See All Filings	D/A	2019-12-27 07:39:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and UBS Financial Services, Inc. CIK Number 0001300407 Filed Document 0001315863-19-000983 Exclusions or Exemptions 506b Accepted Date 2019-12-27 07:39:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PGP Alamance Crossing, LLC See All Filings	D	2019-12-27 06:11:51 UTC
Amount To Be Raised $2,427,500 Associated Brokers / Dealers N/A CIK Number 0001797069 Filed Document 0001797069-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 06:11:51 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Capstone Income Opportunities II Ltd. See All Filings	D/A	2019-12-27 06:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661391 Filed Document 0000902664-19-004677 Exclusions or Exemptions 506b Accepted Date 2019-12-27 06:07:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW TOPS ERISA Fund See All Filings	D/A	2019-12-27 06:02:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628875 Filed Document 0000902664-19-004676 Exclusions or Exemptions 506b Accepted Date 2019-12-27 06:02:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kind Collection inc See All Filings	C	2019-12-26 21:55:30 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001796599 Filed Document 0001796599-19-000001 Accepted Date 2019-12-26 21:55:30 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Evoke Royalty Solutions Fund, LP See All Filings	D	2019-12-26 21:48:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797063 Filed Document 0001104659-19-076264 Exclusions or Exemptions 506b Accepted Date 2019-12-26 21:48:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S19, a series of Ethan Perlstein Funds, LP See All Filings	D	2019-12-26 20:59:55 UTC
Amount To Be Raised $876,400 Associated Brokers / Dealers N/A CIK Number 0001786269 Filed Document 0001788042-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-26 20:59:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woofy, Inc. See All Filings	C	2019-12-26 20:44:52 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001797650 Filed Document 0001797650-19-000001 Accepted Date 2019-12-26 20:44:52 UTC Type of Offering C Security Offered Amount 200,000 Security Offered Type Other State NEW YORK
HOMMA, Inc. See All Filings	D	2019-12-26 20:41:39 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001673122 Filed Document 0001673122-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 20:41:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LEM Real Estate V LLC See All Filings	D	2019-12-26 20:31:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Christopher Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001797740 Filed Document 0001797740-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 20:31:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
S19, a series of Ethan Perlstein Funds, LP See All Filings	D/A	2019-12-26 20:30:11 UTC
Amount To Be Raised $234,685 Associated Brokers / Dealers N/A CIK Number 0001786269 Filed Document 0001788042-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-12-26 20:30:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S19, a series of Chris Golda Investments, LP See All Filings	D	2019-12-26 20:06:42 UTC
Amount To Be Raised $1,053,400 Associated Brokers / Dealers N/A CIK Number 0001788042 Filed Document 0001788042-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-26 20:06:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S19, a series of Chris Golda Investments, LP See All Filings	D/A	2019-12-26 19:56:33 UTC
Amount To Be Raised $237,459 Associated Brokers / Dealers N/A CIK Number 0001788042 Filed Document 0001788042-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-26 19:56:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stareable, Inc. See All Filings	C	2019-12-26 19:30:35 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001691657 Filed Document 0001691657-19-000001 Accepted Date 2019-12-26 19:30:35 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
Secberus Inc. See All Filings	D	2019-12-26 19:20:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001797615 Filed Document 0001737244-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 19:20:28 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ILIA INC. See All Filings	D	2019-12-26 18:45:19 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001762333 Filed Document 0001762333-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 18:45:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PARKOFON INC. See All Filings	D	2019-12-26 18:11:50 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001796896 Filed Document 0001796896-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-26 18:11:50 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PARKOFON INC. See All Filings	D	2019-12-26 18:04:47 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001796896 Filed Document 0001796896-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 18:04:47 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Maiden Home, Inc. See All Filings	D	2019-12-26 17:59:02 UTC
Amount To Be Raised $730,051 Associated Brokers / Dealers N/A CIK Number 0001661809 Filed Document 0001661809-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:59:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PARKOFON INC. See All Filings	D	2019-12-26 17:58:43 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001796896 Filed Document 0001796896-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:58:43 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PET Fund I, a series of Abstract Ventures Special Opportunities, LP See All Filings	D	2019-12-26 17:27:49 UTC
Amount To Be Raised $338,996 Associated Brokers / Dealers N/A CIK Number 0001797965 Filed Document 0001797965-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:27:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Wolf Co See All Filings	D	2019-12-26 17:26:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001791510 Filed Document 0001791510-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:26:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
DAS Purchaser Parent, L.P. See All Filings	D	2019-12-26 17:24:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795132 Filed Document 0001104659-19-076215 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:24:10 UTC Type of Offering D Industry Telecommunications Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other
Told Ya So LLC See All Filings	D	2019-12-26 17:23:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798045 Filed Document 0001798045-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:23:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Reconnaissance Energy Africa Ltd. See All Filings	D	2019-12-26 17:23:33 UTC
Amount To Be Raised $1,180,560 Associated Brokers / Dealers N/A CIK Number 0001798056 Filed Document 0001798056-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:23:33 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
PE Fund I, a series of Riverside Ventures, LP See All Filings	D	2019-12-26 17:21:50 UTC
Amount To Be Raised $121,209 Associated Brokers / Dealers N/A CIK Number 0001797964 Filed Document 0001797964-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:21:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HE Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D	2019-12-26 17:17:04 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001797959 Filed Document 0001797959-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:17:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Casaza, Inc. See All Filings	D	2019-12-26 17:16:35 UTC
Amount To Be Raised $4,199,988 Associated Brokers / Dealers N/A CIK Number 0001797988 Filed Document 0001797988-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:16:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INCLINE EQUITY PARTNERS V-A, L.P. See All Filings	D	2019-12-26 17:14:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SIXPOINT PARTNERS LLC CIK Number 0001794575 Filed Document 0001794575-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:14:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
INCLINE EQUITY PARTNERS V, L.P. See All Filings	D	2019-12-26 17:13:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SIXPOINT PARTNERS LLC CIK Number 0001794576 Filed Document 0001794575-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:13:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Strategic Capital Holdings II (N Co-Invest) L.P. See All Filings	D	2019-12-26 17:11:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797999 Filed Document 0001797999-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:11:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CL Fund I, a series of Super Angel Syndicate, LP See All Filings	D	2019-12-26 17:10:10 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001797996 Filed Document 0001797996-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:10:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonendo, Inc. See All Filings	D	2019-12-26 17:06:28 UTC
Amount To Be Raised $85,200,000 Associated Brokers / Dealers N/A CIK Number 0001407973 Filed Document 0001382963-19-000160 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:06:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GCOF II Co-Invest (SC), L.P. See All Filings	D	2019-12-26 17:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795423 Filed Document 0000950142-19-002555 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:05:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Nico Echo Park, Benefit Corp. See All Filings	1-A	2019-12-26 17:03:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001781961 Filed Document 0001104659-19-076200 Accepted Date 2019-12-26 17:03:34 UTC Type of Offering 1-A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
PET Fund I, a series of Afore Capital Fund I, LP See All Filings	D	2019-12-26 17:02:33 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001798003 Filed Document 0001798003-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:02:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND CXLVIII LLC See All Filings	D	2019-12-26 17:01:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001791933 Filed Document 0001791933-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:01:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SpringTide Ventures Fund I L.P. See All Filings	D/A	2019-12-26 17:00:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762983 Filed Document 0001762983-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 17:00:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TR Fund I, a series of AngelList Funds, LP See All Filings	D	2019-12-26 16:56:16 UTC
Amount To Be Raised $356,000 Associated Brokers / Dealers N/A CIK Number 0001797969 Filed Document 0001797969-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 16:56:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RES Fund I, a series of Chapter One Ventures, LP See All Filings	D	2019-12-26 16:56:06 UTC
Amount To Be Raised $150,500 Associated Brokers / Dealers N/A CIK Number 0001797961 Filed Document 0001797995-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 16:56:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Illusio, Inc. See All Filings	C/A	2019-12-26 16:53:49 UTC
Financial Interest The Intermediary will receive a number of shares of common stock of the issuer that is equal to seven percent (7%) of the total number of shares of common stock sold by the issuer in in the offering. Filing Platform Equifund Crowd Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001792754 Filed Document 0001792754-19-000003 Accepted Date 2019-12-26 16:53:49 UTC Type of Offering C/A Security Offered Amount 18,348 Security Offered Type Common Stock State CALIFORNIA
8204 Wooster LLC See All Filings	D	2019-12-26 16:52:10 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001796655 Filed Document 0001796655-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 16:52:10 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
CL Fund II, a series of Riverside Ventures, LP See All Filings	D	2019-12-26 16:50:56 UTC
Amount To Be Raised $85,575 Associated Brokers / Dealers N/A CIK Number 0001797997 Filed Document 0001797997-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 16:50:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zurra, Inc. See All Filings	D	2019-12-26 16:49:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001797942 Filed Document 0001797942-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 16:49:48 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Leaf Logistics Inc. See All Filings	D	2019-12-26 16:46:12 UTC
Amount To Be Raised $19,999,999 Associated Brokers / Dealers N/A CIK Number 0001736647 Filed Document 0001736647-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 16:46:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LM Fund I, a series of AngelList Funds, LP See All Filings	D	2019-12-26 16:44:20 UTC
Amount To Be Raised $425,500 Associated Brokers / Dealers N/A CIK Number 0001797960 Filed Document 0001797960-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 16:44:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LE Fund I, a series of PLG Master Partnership, LP See All Filings	D	2019-12-26 16:43:43 UTC
Amount To Be Raised $211,300 Associated Brokers / Dealers N/A CIK Number 0001797995 Filed Document 0001797995-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 16:43:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund