Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Plakous Therapeutics, Inc. See All Filings	D	2020-01-24 15:22:36 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001709440 Filed Document 0001709440-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-24 15:22:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Social Study Media LLC See All Filings	C	2020-01-24 15:16:45 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001790504 Filed Document 0001670254-20-000061 Accepted Date 2020-01-24 15:16:45 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State GEORGIA
AR Multi-Strategy Fund, LTD See All Filings	D/A	2020-01-24 15:14:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570069 Filed Document 0001570069-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 15:14:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAWRENCEVILLE PLASMA PHYSICS, INC. See All Filings	C/A	2020-01-24 15:11:47 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001453982 Filed Document 0001670254-20-000060 Accepted Date 2020-01-24 15:11:47 UTC Type of Offering C/A Security Offered Amount 3,200 Security Offered Type Other State NEW JERSEY
Farallon Real Estate Partners III, L.P. See All Filings	D/A	2020-01-24 15:11:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782406 Filed Document 0001782406-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 15:11:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRE-WPL Triton REIT II, LLC See All Filings	D	2020-01-24 15:08:57 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001800987 Filed Document 0001800987-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 15:08:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
US CourtScript Acquisition, LP See All Filings	D	2020-01-24 15:08:10 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001801126 Filed Document 0001801126-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 15:08:10 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
WaterRR, Inc See All Filings	C/A	2020-01-24 15:07:40 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001769308 Filed Document 0001665160-20-000048 Accepted Date 2020-01-24 15:07:40 UTC Type of Offering C/A Security Offered Amount 4,000 Security Offered Type Common Stock State MONTANA
Straight Teeth Solutions, Inc. See All Filings	D	2020-01-24 14:59:06 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001801037 Filed Document 0001801037-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:59:06 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Verdant Frontiers Founders LLC See All Filings	D	2020-01-24 14:56:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001801163 Filed Document 0001801163-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:56:14 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TCP US LLC See All Filings	D	2020-01-24 14:54:34 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001800909 Filed Document 0000945621-20-000019 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:54:34 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Aulon Arch Index, Inc. See All Filings	D/A	2020-01-24 14:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001708705 Filed Document 0001708705-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:54:10 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ikeGPS Group Ltd See All Filings	D/A	2020-01-24 14:52:57 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001796387 Filed Document 0001796387-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:52:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW ZEALAND Revenue or Assets Decline to Disclose Type of Security Equity
CRE-WPL Triton REIT I, LLC See All Filings	D	2020-01-24 14:47:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001800981 Filed Document 0001800981-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:47:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shenandoah Valley Organic, LLC See All Filings	D	2020-01-24 14:45:05 UTC
Amount To Be Raised $15,054,503 Associated Brokers / Dealers N/A CIK Number 0001692870 Filed Document 0001692870-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:45:05 UTC Type of Offering D Industry Agriculture Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Z LOAN & INVESTMENT INC See All Filings	D	2020-01-24 14:30:15 UTC
Amount To Be Raised $610,000 Associated Brokers / Dealers N/A CIK Number 0001355900 Filed Document 0001355900-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:30:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BBR Private Investment Fund - Series K, LP See All Filings	D	2020-01-24 14:26:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800936 Filed Document 0001013594-20-000049 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:26:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR Real Assets Fund VI, LP See All Filings	D	2020-01-24 14:25:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800931 Filed Document 0001013594-20-000048 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:25:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Private Opportunities Fund IV (Employees), L.P. See All Filings	D	2020-01-24 14:18:42 UTC
Amount To Be Raised $27,251,000 Associated Brokers / Dealers N/A CIK Number 0001800291 Filed Document 0001800291-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:18:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TE Fund I, a series of Biewald Syndicates, LP See All Filings	D	2020-01-24 14:10:39 UTC
Amount To Be Raised $126,333 Associated Brokers / Dealers N/A CIK Number 0001801160 Filed Document 0001801160-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:10:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinnacle Integrated Medicine, Inc. See All Filings	D	2020-01-24 14:10:37 UTC
Amount To Be Raised $924,000 Associated Brokers / Dealers N/A CIK Number 0001655393 Filed Document 0001655393-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:10:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Agrify Corp See All Filings	D	2020-01-24 14:10:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001800637 Filed Document 0001104659-20-006635 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:10:37 UTC Type of Offering D Industry Agriculture Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SL Fund I, a series of Polymath Capital Partners, LP See All Filings	D	2020-01-24 14:10:34 UTC
Amount To Be Raised $108,500 Associated Brokers / Dealers N/A CIK Number 0001801161 Filed Document 0001801161-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:10:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PINNACLE WEST CAPITAL CORP See All Filings	D/A	2020-01-24 14:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and SunTrust Robinson Humphrey, Inc. CIK Number 0000764622 Filed Document 0000764622-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:08:26 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business ARIZONA Revenue or Assets $Over $100,000,000 Type of Security Debt
SDP Panthersville, LLC See All Filings	D	2020-01-24 14:05:03 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001800927 Filed Document 0001800927-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:05:03 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Social Entrepreneurs' Fund III LP See All Filings	D/A	2020-01-24 14:04:17 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001765423 Filed Document 0000950142-20-000169 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:04:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TWIN LAKE TOTAL RETURN PARTNERS L.P. See All Filings	D/A	2020-01-24 14:02:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263414 Filed Document 0001263414-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:02:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arden Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2020-01-24 14:00:49 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Arden Fund Management, LLC CIK Number 0001775711 Filed Document 0001775711-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:00:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ironsides Direct Investment Fund V - Parallel A, L.P. See All Filings	D	2020-01-24 13:55:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMPASS SECURITIES CORPORATION CIK Number 0001800451 Filed Document 0001800451-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:55:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AS Fund I, a series of Harpoon Opportunities I, LP See All Filings	D	2020-01-24 13:55:34 UTC
Amount To Be Raised $1,855,000 Associated Brokers / Dealers N/A CIK Number 0001801158 Filed Document 0001801158-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:55:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abenex VI FPCI See All Filings	D	2020-01-24 13:55:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001800363 Filed Document 0001800363-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:55:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity
FL Fund I, a series of Xoogler Syndicate, LP See All Filings	D	2020-01-24 13:55:29 UTC
Amount To Be Raised $128,550 Associated Brokers / Dealers N/A CIK Number 0001801159 Filed Document 0001801159-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:55:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinotek LLC See All Filings	D	2020-01-24 13:49:48 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001801119 Filed Document 0001801119-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:49:48 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Other
TransLink PROOF C1, LLC See All Filings	D	2020-01-24 13:47:13 UTC
Amount To Be Raised $684,787 Associated Brokers / Dealers none CIK Number 0001799047 Filed Document 0001799047-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:47:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FARBENPUNKT, INC. See All Filings	D	2020-01-24 13:39:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001800394 Filed Document 0001567619-20-001497 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:39:39 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Urban Land Capital Fund I USA LP See All Filings	D/A	2020-01-24 13:34:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001761084 Filed Document 0001761084-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:34:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midwest Senior Living Portfolio DST See All Filings	D/A	2020-01-24 13:33:43 UTC
Amount To Be Raised $80,925,660 Associated Brokers / Dealers Westpark Capital Inc., RCX Capital Group LLC, Thornhill Securities Inc, Nationwide Planning Associates Inc., and DFPG Investments, LLC CIK Number 0001796837 Filed Document 0001796837-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:33:43 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Dimensional Funds plc - Global Short-Term Investment Grade Fixed Income Fund See All Filings	D/A	2020-01-24 13:32:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595917 Filed Document 0000945621-20-000018 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:32:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETHLON MEDICAL INC See All Filings	D	2020-01-24 13:28:29 UTC
Amount To Be Raised $2,733,797 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0000882291 Filed Document 0001794785-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:28:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Defender Capital Partners, LLC See All Filings	D/A	2020-01-24 13:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565991 Filed Document 0001567619-20-001493 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:23:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tyca Green, Inc. See All Filings	D	2020-01-24 13:18:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001778621 Filed Document 0001778621-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:18:51 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Harbright Ventures, LLC See All Filings	D	2020-01-24 13:17:35 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001638737 Filed Document 0001801127-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:17:35 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
SCREO II Feeder Inc. See All Filings	D	2020-01-24 13:16:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800056 Filed Document 0001800056-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:16:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Macquarie International Small Cap Equity Fund, LLC See All Filings	D/A	2020-01-24 13:16:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Delaware Distributors, L.P. CIK Number 0001765784 Filed Document 0001567619-20-001489 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:16:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
TIG ROMSPEN US MORTGAGE LP See All Filings	D/A	2020-01-24 13:08:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714535 Filed Document 0001567619-20-001487 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:08:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pause, Inc. See All Filings	D	2020-01-24 13:07:28 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001801098 Filed Document 0001801098-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:07:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cloud Lets Go, Inc See All Filings	D	2020-01-24 13:04:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001801108 Filed Document 0001801108-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-01-24 13:04:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
MSD RCOF Credit REIT, LLC See All Filings	D	2020-01-24 12:58:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001800898 Filed Document 0001800898-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:58:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Touche Tohmatsu Services, LLC See All Filings	D	2020-01-24 12:58:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591229 Filed Document 0000950172-20-000027 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:58:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
SOF-XI WFO HARRISON DC REIT, L.L.C. See All Filings	D	2020-01-24 12:58:34 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001796196 Filed Document 0001796196-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:58:34 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity