Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AETHLON MEDICAL INC See All Filings	D	2025-12-23 14:26:13 UTC
Amount To Be Raised $2,153,700 Associated Brokers / Dealers N/A CIK Number 0000882291 Filed Document 0000882291-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-12-23 14:26:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Aethlon Medical, Inc. See All Filings	1-A/A	2025-01-30 17:26:42 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0000882291 Filed Document 0001683168-25-000617 Accepted Date 2025-01-30 17:26:42 UTC Type of Offering 1-A/A Industry SURGICAL & MEDICAL INSTRUMENTS & APPARATUS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Aethlon Medical, Inc. See All Filings	1-A	2024-12-27 16:51:26 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0000882291 Filed Document 0001683168-24-009014 Accepted Date 2024-12-27 16:51:26 UTC Type of Offering 1-A Industry SURGICAL & MEDICAL INSTRUMENTS & APPARATUS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
AETHLON MEDICAL INC See All Filings	D	2020-01-24 13:28:29 UTC
Amount To Be Raised $2,733,797 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0000882291 Filed Document 0001794785-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:28:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AETHLON MEDICAL INC See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers ROTH Capital Partners, LLC CIK Number 0000882291 Filed Document 0001019687-15-002664 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AETHLON MEDICAL INC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers ROTH Capital Partners, LLC CIK Number 0000882291 Filed Document 0001019687-14-004719 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AETHLON MEDICAL INC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $527,780 Associated Brokers / Dealers N/A CIK Number 0000882291 Filed Document 0001019687-14-004436 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
AETHLON MEDICAL INC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $913,500 Associated Brokers / Dealers N/A CIK Number 0000882291 Filed Document 0001483806-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AETHLON MEDICAL INC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $837,737 Associated Brokers / Dealers N/A CIK Number 0000882291 Filed Document 0001483806-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AETHLON MEDICAL INC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $838,725 Associated Brokers / Dealers N/A CIK Number 0000882291 Filed Document 0001483806-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AETHLON MEDICAL INC See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Laidlaw & Co (UK) Ltd. CIK Number 0000882291 Filed Document 0001483806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AETHLON MEDICAL INC See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Laidlaw & Co (UK) Ltd. CIK Number 0000882291 Filed Document 0001483806-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AETHLON MEDICAL INC See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Laidlaw & Co (UK) Ltd. CIK Number 0000882291 Filed Document 0001483806-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AETHLON MEDICAL INC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Laidlaw & Co (UK) Ltd. CIK Number 0000882291 Filed Document 0001483806-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AETHLON MEDICAL INC See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0000882291 Filed Document 0001483806-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity