Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BlackRock Private Opportunities Fund IV (Employees), L.P. See All Filings	D	2020-01-24 14:18:42 UTC
Amount To Be Raised $27,251,000 Associated Brokers / Dealers N/A CIK Number 0001800291 Filed Document 0001800291-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:18:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TE Fund I, a series of Biewald Syndicates, LP See All Filings	D	2020-01-24 14:10:39 UTC
Amount To Be Raised $126,333 Associated Brokers / Dealers N/A CIK Number 0001801160 Filed Document 0001801160-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:10:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinnacle Integrated Medicine, Inc. See All Filings	D	2020-01-24 14:10:37 UTC
Amount To Be Raised $924,000 Associated Brokers / Dealers N/A CIK Number 0001655393 Filed Document 0001655393-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:10:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Agrify Corp See All Filings	D	2020-01-24 14:10:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001800637 Filed Document 0001104659-20-006635 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:10:37 UTC Type of Offering D Industry Agriculture Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SL Fund I, a series of Polymath Capital Partners, LP See All Filings	D	2020-01-24 14:10:34 UTC
Amount To Be Raised $108,500 Associated Brokers / Dealers N/A CIK Number 0001801161 Filed Document 0001801161-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:10:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PINNACLE WEST CAPITAL CORP See All Filings	D/A	2020-01-24 14:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and SunTrust Robinson Humphrey, Inc. CIK Number 0000764622 Filed Document 0000764622-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:08:26 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business ARIZONA Revenue or Assets $Over $100,000,000 Type of Security Debt
SDP Panthersville, LLC See All Filings	D	2020-01-24 14:05:03 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001800927 Filed Document 0001800927-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:05:03 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Social Entrepreneurs' Fund III LP See All Filings	D/A	2020-01-24 14:04:17 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001765423 Filed Document 0000950142-20-000169 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:04:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TWIN LAKE TOTAL RETURN PARTNERS L.P. See All Filings	D/A	2020-01-24 14:02:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263414 Filed Document 0001263414-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:02:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arden Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2020-01-24 14:00:49 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Arden Fund Management, LLC CIK Number 0001775711 Filed Document 0001775711-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 14:00:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ironsides Direct Investment Fund V - Parallel A, L.P. See All Filings	D	2020-01-24 13:55:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMPASS SECURITIES CORPORATION CIK Number 0001800451 Filed Document 0001800451-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:55:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AS Fund I, a series of Harpoon Opportunities I, LP See All Filings	D	2020-01-24 13:55:34 UTC
Amount To Be Raised $1,855,000 Associated Brokers / Dealers N/A CIK Number 0001801158 Filed Document 0001801158-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:55:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abenex VI FPCI See All Filings	D	2020-01-24 13:55:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001800363 Filed Document 0001800363-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:55:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity
FL Fund I, a series of Xoogler Syndicate, LP See All Filings	D	2020-01-24 13:55:29 UTC
Amount To Be Raised $128,550 Associated Brokers / Dealers N/A CIK Number 0001801159 Filed Document 0001801159-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:55:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinotek LLC See All Filings	D	2020-01-24 13:49:48 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001801119 Filed Document 0001801119-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:49:48 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Other
TransLink PROOF C1, LLC See All Filings	D	2020-01-24 13:47:13 UTC
Amount To Be Raised $684,787 Associated Brokers / Dealers none CIK Number 0001799047 Filed Document 0001799047-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:47:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FARBENPUNKT, INC. See All Filings	D	2020-01-24 13:39:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001800394 Filed Document 0001567619-20-001497 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:39:39 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Urban Land Capital Fund I USA LP See All Filings	D/A	2020-01-24 13:34:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001761084 Filed Document 0001761084-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:34:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midwest Senior Living Portfolio DST See All Filings	D/A	2020-01-24 13:33:43 UTC
Amount To Be Raised $80,925,660 Associated Brokers / Dealers Westpark Capital Inc., RCX Capital Group LLC, Thornhill Securities Inc, Nationwide Planning Associates Inc., and DFPG Investments, LLC CIK Number 0001796837 Filed Document 0001796837-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:33:43 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Dimensional Funds plc - Global Short-Term Investment Grade Fixed Income Fund See All Filings	D/A	2020-01-24 13:32:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595917 Filed Document 0000945621-20-000018 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:32:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETHLON MEDICAL INC See All Filings	D	2020-01-24 13:28:29 UTC
Amount To Be Raised $2,733,797 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0000882291 Filed Document 0001794785-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:28:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Defender Capital Partners, LLC See All Filings	D/A	2020-01-24 13:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565991 Filed Document 0001567619-20-001493 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:23:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tyca Green, Inc. See All Filings	D	2020-01-24 13:18:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001778621 Filed Document 0001778621-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:18:51 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Harbright Ventures, LLC See All Filings	D	2020-01-24 13:17:35 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001638737 Filed Document 0001801127-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:17:35 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
SCREO II Feeder Inc. See All Filings	D	2020-01-24 13:16:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800056 Filed Document 0001800056-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:16:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Macquarie International Small Cap Equity Fund, LLC See All Filings	D/A	2020-01-24 13:16:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Delaware Distributors, L.P. CIK Number 0001765784 Filed Document 0001567619-20-001489 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:16:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
TIG ROMSPEN US MORTGAGE LP See All Filings	D/A	2020-01-24 13:08:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714535 Filed Document 0001567619-20-001487 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:08:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pause, Inc. See All Filings	D	2020-01-24 13:07:28 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001801098 Filed Document 0001801098-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 13:07:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cloud Lets Go, Inc See All Filings	D	2020-01-24 13:04:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001801108 Filed Document 0001801108-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-01-24 13:04:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
MSD RCOF Credit REIT, LLC See All Filings	D	2020-01-24 12:58:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001800898 Filed Document 0001800898-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:58:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Touche Tohmatsu Services, LLC See All Filings	D	2020-01-24 12:58:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591229 Filed Document 0000950172-20-000027 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:58:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
SOF-XI WFO HARRISON DC REIT, L.L.C. See All Filings	D	2020-01-24 12:58:34 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001796196 Filed Document 0001796196-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:58:34 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LCM Partners COPS 4 (USD) SLP See All Filings	D	2020-01-24 12:57:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001800851 Filed Document 0001800851-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:57:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
LCM Partners COPS 4 SLP See All Filings	D	2020-01-24 12:57:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001800897 Filed Document 0001800851-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:57:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
SOF-XI WFO CENTER 21 NON-DC REIT, L.L.C. See All Filings	D	2020-01-24 12:57:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001796191 Filed Document 0001796191-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:57:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Hildene Opportunities Offshore Fund II, Ltd. See All Filings	D/A	2020-01-24 12:52:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001541434 Filed Document 0001192482-20-000057 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:52:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOF-XI WFO CENTER 21 DC REIT, L.L.C. See All Filings	D	2020-01-24 12:50:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001796185 Filed Document 0001796185-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:50:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HILDENE OPPORTUNITIES OFFSHORE FUND LTD See All Filings	D/A	2020-01-24 12:50:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001441072 Filed Document 0001192482-20-000056 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:50:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROCKETFUEL BLOCKCHAIN, INC. See All Filings	D	2020-01-24 12:49:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Glaesner Invest & Consult ApS CIK Number 0000823546 Filed Document 0001493152-20-001010 Exclusions or Exemptions 506c Accepted Date 2020-01-24 12:49:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Rhino Hide LLC See All Filings	C/A	2020-01-24 12:49:17 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $198,000 CIK Number 0001744851 Filed Document 0001665160-20-000047 Accepted Date 2020-01-24 12:49:17 UTC Type of Offering C/A Security Offered Amount 4,000 Security Offered Type Other State IDAHO
SOF-XI MAR REIT III, L.L.C. See All Filings	D	2020-01-24 12:48:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001796186 Filed Document 0001796186-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:48:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Hildene Opportunities Fund II, L.P. See All Filings	D/A	2020-01-24 12:47:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001541435 Filed Document 0001192482-20-000055 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:47:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOF-XI WFO HARRISON NON-DC REIT, L.L.C. See All Filings	D	2020-01-24 12:47:48 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001796202 Filed Document 0001796202-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:47:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Secured Private Strategies REIT II, LLC See All Filings	D	2020-01-24 12:46:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001801032 Filed Document 0001801032-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:46:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harbright Series, L.L.C. See All Filings	D	2020-01-24 12:46:26 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001801127 Filed Document 0001801127-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:46:26 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
HILDENE OPPORTUNITIES FUND LP See All Filings	D/A	2020-01-24 12:45:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group and Agecroft Partners LLC CIK Number 0001434127 Filed Document 0001192482-20-000054 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:45:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consolidated Machine & Tool Holdings, LLC See All Filings	D	2020-01-24 12:43:21 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001792815 Filed Document 0001792815-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:43:21 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RMB Real Estate Opportunities QP LLC Series 2 See All Filings	D/A	2020-01-24 12:39:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664948 Filed Document 0001664948-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:39:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXA IM U.S. Small Cap Fund, LLC See All Filings	D/A	2020-01-24 12:28:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633417 Filed Document 0000943663-20-000017 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:28:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoenix Senior Living DST See All Filings	D/A	2020-01-24 12:26:29 UTC
Amount To Be Raised $53,544,255 Associated Brokers / Dealers Arkadios Capital, Lightpath Capital Inc., DAI Securities LLC, Avantax Investment Services Inc, RCX Capital Group LLC, DFPG Investments, Inc., Concorde Investment Services, LLC, Thornhill Securities Inc, Cambridge Investment Research, JRL Capital Corporation, Nationwide Planning Associates, Inc, Lincoln Financial Advisors, Stax Capital, Securities America Inc., Sagepoint Financial, Inc., Ausdal Financial Partners, Inc., Cabin Securities Inc, International Assets Advisory, LLC, Invicta Capital LLC, Crown Capital Securities, L.P., and American Portfolios Financial Services, Inc. CIK Number 0001793634 Filed Document 0001793634-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-24 12:26:29 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity