|
|
D/A |
2020-01-24 12:23:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593855
- Filed Document
- 0000943663-20-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 12:23:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 12:19:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663816
- Filed Document
- 0001696092-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 12:19:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-24 12:18:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800463
- Filed Document
- 0001567619-20-001485
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 12:18:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-24 12:17:38 UTC |
- Amount To Be Raised
- $825,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793990
- Filed Document
- 0001793990-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 12:17:38 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 12:10:17 UTC |
- Amount To Be Raised
- $3,186,700
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001765037
- Filed Document
- 0001437749-20-001121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 12:10:17 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-01-24 12:03:16 UTC |
- Amount To Be Raised
- $850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800924
- Filed Document
- 0001800924-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 12:03:16 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 12:01:40 UTC |
- Amount To Be Raised
- $30,396,157
- Associated Brokers / Dealers
- DFPG Investments, Inc., Lightpath Capital Inc., Avantax Investment Services Inc, Concorde Investment Services, LLC, Capulent LLC, Kovack Securities, Inc., Inland Securities Corporation, Voya Financial Advisors, Commonwealth Financial Network, RCX Capital Group LLC, Independent Financial Group, LLC, United Planners' Financial Services, First Financial Equity Corp, Investacorp, Inc., Great Point Capital LLC, Cetera Financial Specialists LLC, Lincoln Financial Advisors, Berthel Fisher & Co Financial Svcs, Woodbury Financial Services, Inc., Nationwide Planning Associates, Inc, Cetera Advisor Networks, LLC, Cary Street Partners LLC, and Royal Alliance Associates, Inc.
- CIK Number
- 0001791420
- Filed Document
- 0001791420-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 12:01:40 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 11:58:11 UTC |
- Amount To Be Raised
- $410,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001801049
- Filed Document
- 0001801049-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:58:11 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- KANSAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 11:51:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001215575
- Filed Document
- 0000863935-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:51:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 11:46:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663815
- Filed Document
- 0001663815-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:46:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 11:46:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001411149
- Filed Document
- 0000919574-20-000557
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:46:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-24 11:44:18 UTC |
- Amount To Be Raised
- $20,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800595
- Filed Document
- 0001580695-20-000053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:44:18 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 11:44:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655869
- Filed Document
- 0000919574-20-000555
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:44:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-24 11:43:29 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800912
- Filed Document
- 0000905729-20-000024
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:43:29 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 11:42:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- IVP Capital, LLC and FBN Securities, Inc.
- CIK Number
- 0001800405
- Filed Document
- 0001800405-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:42:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 11:40:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621917
- Filed Document
- 0000919574-20-000553
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:40:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-24 11:38:33 UTC |
- Amount To Be Raised
- $5,049,974
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651312
- Filed Document
- 0001651312-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:38:33 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 11:37:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695488
- Filed Document
- 0000919574-20-000551
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:37:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 11:34:47 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759076
- Filed Document
- 0001799905-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:34:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 11:33:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387137
- Filed Document
- 0000919574-20-000549
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:33:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2020-01-24 11:33:08 UTC |
- Financial Interest
- No
- Filing Platform
- Fundopolis Portal LLC
- Offering Amount
- $100,000
- CIK Number
- 0001798296
- Filed Document
- 0001780439-20-000003
- Accepted Date
- 2020-01-24 11:33:08 UTC
- Type of Offering
- C
- Security Offered Amount
- 9,615
- Security Offered Type
- Common Stock
- State
- FLORIDA
|
|
|
D |
2020-01-24 11:32:24 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes
- CIK Number
- 0001800834
- Filed Document
- 0001800834-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:32:24 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 11:31:43 UTC |
- Amount To Be Raised
- $4,040,590
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001055726
- Filed Document
- 0001055726-20-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:31:43 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Debt
|
|
|
D/A |
2020-01-24 11:31:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001357541
- Filed Document
- 0000919574-20-000547
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:31:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 11:26:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744331
- Filed Document
- 0000919574-20-000545
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:26:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 11:24:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595271
- Filed Document
- 0001595271-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:24:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 11:20:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000863935
- Filed Document
- 0000863935-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:20:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 11:18:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800503
- Filed Document
- 0001800503-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:18:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 11:17:29 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800846
- Filed Document
- 0001800846-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:17:29 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 11:17:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607892
- Filed Document
- 0001696092-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:17:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 11:16:23 UTC |
- Amount To Be Raised
- $5,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800859
- Filed Document
- 0001800859-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:16:23 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 11:12:24 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800787
- Filed Document
- 0001800787-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:12:24 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 11:11:41 UTC |
- Amount To Be Raised
- $46,217,570
- Associated Brokers / Dealers
- Stonecrest Capital Markets, Inc., Concorde Investment Services, LLC, Cambridge Investment Research, Centaurus Financial, Inc., Moloney Securities Co, DFPG Investments, Inc., Royal Alliance Associates, Inc., Crown Capital Securities L.P., Westpark Capital Inc, Independent Financial Group, LLC, Capital Investment Group, Inc., Kovack Securities, Inc., Avantax Investment Services Inc, Primex Prime Electronic Execution Inc, Commonwealth Financial Network, Woodbury Financial Services, Inc., American Portfolios Financial Svcs, Lincoln Financial Advisors, McDermott Investment Services, LLC, Securities America Inc., Triad Advisors, Inc., Thornhill Securities Inc, Huntwicke Securities LLC, Arkadios Capital, Investacorp, Inc., Lincoln Financial Securities Corp, Parkland Securities, LLC, Sagepoint Financial, Inc., Ameritas Investment Corp., WealthForge Securities LLC, RCX Capital Group, LLC, Sigma Financial Corporation, Metropolitan Capital Investment Banc Inc., Cabot Lodge Securities LLC, and FSC Securities Corporation
- CIK Number
- 0001791755
- Filed Document
- 0001791755-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:11:41 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
MFS INSTITUTIONAL MONEY MARKET PORTFOLIO, A SERIES OF THE MFS SERIES TRUST XIV
See All Filings
|
D/A |
2020-01-24 11:10:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001392417
- Filed Document
- 0000912938-20-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:10:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 11:05:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P.
- CIK Number
- 0001695912
- Filed Document
- 0001695912-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:05:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 11:02:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001054072
- Filed Document
- 0000919574-20-000542
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:02:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 11:02:13 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799905
- Filed Document
- 0001799905-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:02:13 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:56:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001405582
- Filed Document
- 0000919574-20-000540
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:56:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 10:53:16 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- CHARLES B. HARRISON, LORI MAYFIELD, SCOTT HARRISON, PATRICK J. WHELCHEL, and CHARLES MATHES
- CIK Number
- 0001798166
- Filed Document
- 0001798166-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:53:16 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:53:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001641744
- Filed Document
- 0000945621-20-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:53:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 10:51:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James River Securities Corp. and Frontier Solutions, LLC
- CIK Number
- 0001696092
- Filed Document
- 0001696092-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:51:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 10:50:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567017
- Filed Document
- 0001567017-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:50:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:50:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695495
- Filed Document
- 0000919574-20-000537
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:50:07 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:49:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Neal Tracey Berger, Shane Irving Burn, Robert Lee Morse, James Crocker Colen, William J. Irwin, Perkins Fund Marketing LLC, Nathan Z. Anderson, and Profor Securities, LLC
- CIK Number
- 0001545055
- Filed Document
- 0000919574-20-000536
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:49:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:46:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- William J. Irwin, Neal Tracey Berger, Shane Irving Burn, Robert Lee Morse, James Crocker Colen, Perkins Fund Marketing LLC, Nathan Z. Anderson, and Profor Securities, LLC
- CIK Number
- 0001374914
- Filed Document
- 0000919574-20-000533
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:46:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 10:45:01 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800206
- Filed Document
- 0000897069-20-000053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:45:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 10:40:30 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- Taglich Brothers, Inc.
- CIK Number
- 0001436938
- Filed Document
- 0001436938-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:40:30 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:35:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- INTE SECURITIES LLC
- CIK Number
- 0001599261
- Filed Document
- 0000919574-20-000531
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:35:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:33:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608504
- Filed Document
- 0001608504-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:33:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 10:33:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001353909
- Filed Document
- 0000919574-20-000529
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:33:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|