Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Shopoff Opportunity Fund VI, L.P. See All Filings	D/A	2020-02-24 14:29:50 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Shopoff Securities Inc., Center Street Securities, Inc., NI ADVISORS, Sunbelt Securities, Inc., Moloney Securities Co., Inc., Richfield Orion International, Inc., Emerson Equity LLC, Newbridge Securities Corporation, Oak Tree Securities, Inc., KALOS CAPITAL, INC., ALEXANDER CAPITAL, L.P., WILSON-DAVIS & CO., INC., WHITEHALL-PARKER SECURITIES, INC., COASTAL EQUITIES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., INTERNATIONAL ASSETS ADVISORY, LLC, ADVISORY GROUP EQUITY SERVICES LTD., GREAT POINT CAPITAL LLC, SANDLAPPER SECURITIES, LLC, BROKERBANK SECURITIES, INC., AUSDAL FINANCIAL PARTNERS, INC., TITAN SECURITIES, CROWN CAPITAL SECURITIES, L.P., MOLONEY SECURITIES CO., INC., CENTAURUS FINANCIAL, INC., FINANCIAL GOAL SECURITIES, INC., LIFEMARK SECURITIES CORP, POLAR INVESTMENT COUNSEL, INC, AEGIS CAPITAL CORP., CHAUNER SECURITIES, INC., IBN FINANCIAL SERVICES, INC., CHALICE CAPITAL PARTNERS, LLC, and CRESCENT SECURITIES GROUP, INC. CIK Number 0001745037 Filed Document 0001745037-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 14:29:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
PredaSAR Corp See All Filings	D/A	2020-02-24 14:23:40 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001793559 Filed Document 0001315863-20-000224 Exclusions or Exemptions 506b Accepted Date 2020-02-24 14:23:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HILLTOP SECURITIES INC. See All Filings	D/A	2020-02-24 14:15:37 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-24 14:15:37 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Urban Lumber Network, Inc. See All Filings	D	2020-02-24 14:14:51 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001804410 Filed Document 0001804410-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 14:14:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Belladonna Racing II, LLC See All Filings	D	2020-02-24 14:14:50 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001804328 Filed Document 0000892303-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 14:14:50 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Oberon Fuels, Inc. See All Filings	D	2020-02-24 14:14:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001804431 Filed Document 0001804431-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 14:14:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Gridwise, Inc. See All Filings	D	2020-02-24 13:50:48 UTC
Amount To Be Raised $5,607,752 Associated Brokers / Dealers N/A CIK Number 0001804384 Filed Document 0000898432-20-000122 Exclusions or Exemptions 506b Accepted Date 2020-02-24 13:50:48 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LUNIA PARTNERS INTERNATIONAL LTD. See All Filings	D/A	2020-02-24 13:41:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764196 Filed Document 0001567619-20-004657 Exclusions or Exemptions 506b Accepted Date 2020-02-24 13:41:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Elephant Specialty Finance Fund, LP See All Filings	D/A	2020-02-24 13:35:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bradley Glen Wolfthal CIK Number 0001583822 Filed Document 0001583822-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 13:35:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deccan Value Investors BPI Fund L.P. See All Filings	D/A	2020-02-24 13:31:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538660 Filed Document 0001538660-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 13:31:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PARK SHORE OPPORTUNITY OFFSHORE FUND LTD See All Filings	D	2020-02-24 13:28:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001427012 Filed Document 0001427012-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 13:28:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Deccan Value Investors Fund L.P. See All Filings	D/A	2020-02-24 13:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488340 Filed Document 0001488340-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 13:20:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rational Surgical Solutions, LLC See All Filings	D	2020-02-24 13:16:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001655092 Filed Document 0001655092-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 13:16:09 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Kerrisdale Alpha Offshore Fund, Ltd. See All Filings	D/A	2020-02-24 13:14:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KJM Securities, Inc. CIK Number 0001671142 Filed Document 0001315863-20-000223 Exclusions or Exemptions 506b Accepted Date 2020-02-24 13:14:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kerrisdale Long Only Fund, LP See All Filings	D/A	2020-02-24 13:11:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728022 Filed Document 0001315863-20-000222 Exclusions or Exemptions 506b Accepted Date 2020-02-24 13:11:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kerrisdale Alpha Fund, L.P. See All Filings	D/A	2020-02-24 13:06:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KJM Securities, Inc., Perkins Fund Marketing, LLC, and Corinthian Partners, LLC CIK Number 0001671143 Filed Document 0001315863-20-000221 Exclusions or Exemptions 506b Accepted Date 2020-02-24 13:06:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PARK SHORE OPPORTUNITY US FUND LP See All Filings	D	2020-02-24 13:04:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001427302 Filed Document 0001427302-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 13:04:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Grid Metals Corp. See All Filings	D	2020-02-24 12:57:56 UTC
Amount To Be Raised $66,233 Associated Brokers / Dealers N/A CIK Number 0001804406 Filed Document 0001804406-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 12:57:56 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Downtown Nashville Hospitality DST See All Filings	D/A	2020-02-24 12:47:32 UTC
Amount To Be Raised $80,953,386 Associated Brokers / Dealers Inland Securities Corporation, Great Point Capital LLC, Concorde Investment Services, LLC, AUSDAL FINANCIAL PARTNERS, INC., Avantax Investment Services Inc, Cambridge Investment Research, Galt Financial Group, Inc., Integrity Brokerage Services Inc, JRL Capital Corporation, Lion Street Financial, LLC, Madison Avenue Securities, LLC, Metropolitan Capital Investment Banc Inc, Muriel Siebert & Co., Inc, Newbridge Securities Corporation, NexTrend Securities Inc, Parkland Securities, LLC, Thornhill Securities Inc, WealthForge Securities LLC, Lara, May & Associates, LLC, RCX Capital Group LLC, and Stifel Nicolaus & Co., Inc. CIK Number 0001800057 Filed Document 0001800057-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-24 12:47:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Elite Mining Inc. See All Filings	D/A	2020-02-24 12:40:43 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001769726 Filed Document 0001769726-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 12:40:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EVERGREEN BANCSHARES INC See All Filings	D/A	2020-02-24 12:33:04 UTC
Amount To Be Raised $10,700,011 Associated Brokers / Dealers N/A CIK Number 0001756744 Filed Document 0001756744-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 12:33:04 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business UNITED STATES Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Avanti Financial Group, Inc. See All Filings	D	2020-02-24 12:07:41 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001804357 Filed Document 0001804357-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 12:07:41 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Aregua Partners, L.P. See All Filings	D/A	2020-02-24 12:05:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001588162 Filed Document 0000919574-20-001884 Exclusions or Exemptions 506b Accepted Date 2020-02-24 12:05:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aregua Investors (Cayman), Ltd. See All Filings	D/A	2020-02-24 12:00:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001588221 Filed Document 0000919574-20-001882 Exclusions or Exemptions 506b Accepted Date 2020-02-24 12:00:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FB Sigma, LLC See All Filings	D	2020-02-24 11:59:41 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001803429 Filed Document 0001803429-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:59:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eventus Systems, Inc. See All Filings	D	2020-02-24 11:58:24 UTC
Amount To Be Raised $10,549,984 Associated Brokers / Dealers N/A CIK Number 0001637252 Filed Document 0001637252-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:58:24 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Goral Domestic Fund, LLC See All Filings	D/A	2020-02-24 11:51:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493503 Filed Document 0001171520-20-000135 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:51:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SAIL TO TRAIL LLC See All Filings	C	2020-02-24 11:50:22 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $107,000 CIK Number 0001804109 Filed Document 0001746059-20-000054 Accepted Date 2020-02-24 11:50:22 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
Global Equity Absolute Return Investors (Cayman), Ltd. See All Filings	D/A	2020-02-24 11:34:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001703689 Filed Document 0000919574-20-001880 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:34:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Montana Urological Services LLC See All Filings	D	2020-02-24 11:33:55 UTC
Amount To Be Raised $62,000 Associated Brokers / Dealers N/A CIK Number 0001534102 Filed Document 0001534102-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:33:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pulmotect, Inc. See All Filings	D/A	2020-02-24 11:26:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673929 Filed Document 0001673929-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:26:30 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Adia Resources Inc. See All Filings	D	2020-02-24 11:23:59 UTC
Amount To Be Raised $150,954 Associated Brokers / Dealers N/A CIK Number 0001768575 Filed Document 0001768575-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:23:59 UTC Type of Offering D Industry Other Principal Place of Business NEWFOUNDLAND, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Arrow Creek Partners, L.P. See All Filings	D/A	2020-02-24 11:23:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001549676 Filed Document 0000919574-20-001878 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:23:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Marcal Co-Invest LP See All Filings	D	2020-02-24 11:15:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803989 Filed Document 0001803989-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:15:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Iguazu Investors (Cayman), SPC See All Filings	D/A	2020-02-24 11:13:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001536914 Filed Document 0000919574-20-001876 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:13:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
High Haith Partners, L.P. See All Filings	D/A	2020-02-24 11:13:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001547120 Filed Document 0000919574-20-001875 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:13:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Iguazu Partners, L.P. See All Filings	D/A	2020-02-24 11:09:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001356998 Filed Document 0000919574-20-001872 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:09:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pagosa Partners, L.P. See All Filings	D/A	2020-02-24 11:09:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001539292 Filed Document 0000919574-20-001871 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:09:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Abacus Multi-Family Partners V LP See All Filings	D	2020-02-24 11:08:17 UTC
Amount To Be Raised $790,000,000 Associated Brokers / Dealers N/A CIK Number 0001803403 Filed Document 0000898432-20-000121 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:08:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hilltop Equity 2, LLC See All Filings	D	2020-02-24 11:07:07 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001804335 Filed Document 0001804335-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:07:07 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hazelbrook Partners, L.P. See All Filings	D/A	2020-02-24 11:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001107862 Filed Document 0000919574-20-001868 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:05:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hawkes Bay Partners, L.P. See All Filings	D/A	2020-02-24 11:02:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001390223 Filed Document 0000919574-20-001866 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:02:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Absolute Return Partners, L.P. See All Filings	D/A	2020-02-24 10:57:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001566023 Filed Document 0000919574-20-001864 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:57:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pagosa Investors (Cayman), Ltd. See All Filings	D/A	2020-02-24 10:54:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001566700 Filed Document 0000919574-20-001862 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:54:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bay Pond Partners, L.P. See All Filings	D/A	2020-02-24 10:51:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0000936872 Filed Document 0000919574-20-001860 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:51:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tise Peak Investors (Cayman), Ltd. See All Filings	D/A	2020-02-24 10:48:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001536913 Filed Document 0000919574-20-001858 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:48:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Archipelago Partners, L.P. See All Filings	D/A	2020-02-24 10:45:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001143503 Filed Document 0000919574-20-001856 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:45:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tise Peak Partners, L.P. See All Filings	D/A	2020-02-24 10:43:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001523154 Filed Document 0000919574-20-001854 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:43:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Archipelago Holdings, Ltd. See All Filings	D/A	2020-02-24 10:41:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001456163 Filed Document 0000919574-20-001852 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:41:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Ithan Creek Investors (Cayman), Ltd. See All Filings	D/A	2020-02-24 10:37:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001438036 Filed Document 0000919574-20-001850 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:37:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity