Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
US Research Equity Extended Fund, L.P. See All Filings	D/A	2020-02-24 10:34:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001666361 Filed Document 0000919574-20-001848 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:34:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
North River Partners, L.P. See All Filings	D/A	2020-02-24 10:29:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc., Citigroup Global Markets Inc., and Citi Private Advisory, LLC CIK Number 0001006871 Filed Document 0000919574-20-001846 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:29:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MC 15 Preferred Equity LLC See All Filings	D	2020-02-24 10:00:40 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001673073 Filed Document 0001673073-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-24 10:00:40 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
EPQ LLC, AMTB PS See All Filings	D/A	2020-02-24 09:57:09 UTC
Amount To Be Raised $29,570,000 Associated Brokers / Dealers N/A CIK Number 0001788890 Filed Document 0001788890-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:57:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCI OZ Fund, LLC See All Filings	D	2020-02-24 09:47:23 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers none CIK Number 0001804125 Filed Document 0001804125-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:47:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
V'Ocean Investments Ltd. See All Filings	D/A	2020-02-24 09:42:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663683 Filed Document 0001663683-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:42:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KB Lava Ridge, DST See All Filings	D	2020-02-24 09:40:44 UTC
Amount To Be Raised $18,250,000 Associated Brokers / Dealers N/A CIK Number 0001804086 Filed Document 0001567619-20-004646 Exclusions or Exemptions 506c Accepted Date 2020-02-24 09:40:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RAM V Co-Invest LP See All Filings	D	2020-02-24 09:33:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802518 Filed Document 0000902664-20-001304 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:33:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sift Media, Inc. See All Filings	D	2020-02-24 09:28:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001663509 Filed Document 0001663509-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:28:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Specialized Multifamily Partners U.S. Fund I, L.P. See All Filings	D/A	2020-02-24 09:25:24 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers BTG Pactual US Capital LLC CIK Number 0001769240 Filed Document 0001769240-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:25:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ELEANOR HEALTH HOLDINGS, LLC See All Filings	D	2020-02-24 09:21:53 UTC
Amount To Be Raised $3,124,787 Associated Brokers / Dealers N/A CIK Number 0001783164 Filed Document 0001405086-20-000061 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:21:53 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
StoryMD Inc. See All Filings	D	2020-02-24 09:09:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001714533 Filed Document 0001714533-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:09:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Falkbuilt Ltd. See All Filings	D	2020-02-24 08:56:29 UTC
Amount To Be Raised $634,287 Associated Brokers / Dealers N/A CIK Number 0001773843 Filed Document 0001062993-20-001125 Exclusions or Exemptions 506b Accepted Date 2020-02-24 08:56:29 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
2179086 Alberta Ltd. See All Filings	D	2020-02-24 08:54:15 UTC
Amount To Be Raised $4,917 Associated Brokers / Dealers N/A CIK Number 0001773838 Filed Document 0001062993-20-001124 Exclusions or Exemptions 506b Accepted Date 2020-02-24 08:54:15 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CCI RE Fund, LLC See All Filings	D	2020-02-24 08:41:54 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers none CIK Number 0001804172 Filed Document 0001804172-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 08:41:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
MagNet Analytics, Inc. See All Filings	C	2020-02-21 20:38:33 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,069,993 CIK Number 0001800203 Filed Document 0001670254-20-000151 Accepted Date 2020-02-21 20:38:33 UTC Type of Offering C Security Offered Amount 9,804 Security Offered Type Preferred Stock State MASSACHUSETTS
Keystone Real Estate Lending Fund, L.P. See All Filings	D/A	2020-02-21 20:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sunbelt Securities, Inc., Crewe Capital, LLC, IBN Financial Services, Inc., and Reva Capital Markets, LLC CIK Number 0001652829 Filed Document 0001209191-20-011847 Exclusions or Exemptions 506b Accepted Date 2020-02-21 20:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRP Capital Partners V (B), LP See All Filings	D	2020-02-21 20:25:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804016 Filed Document 0001804016-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 20:25:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRONGHORN FF&E LP See All Filings	D/A	2020-02-21 20:18:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362713 Filed Document 0001104659-20-024033 Exclusions or Exemptions 506b Accepted Date 2020-02-21 20:18:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NICHOLAS INVESTMENT PARTNERS CONVERTIBLES FUND LP See All Filings	D/A	2020-02-21 20:16:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453588 Filed Document 0001104659-20-024032 Exclusions or Exemptions 506b Accepted Date 2020-02-21 20:16:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rialto CMBS Partners Fund, LP See All Filings	D	2020-02-21 20:16:26 UTC
Amount To Be Raised $124,500,000 Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001804303 Filed Document 0001804303-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 20:16:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NicHealth L.P. See All Filings	D/A	2020-02-21 20:12:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737714 Filed Document 0001104659-20-024030 Exclusions or Exemptions 506b Accepted Date 2020-02-21 20:12:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Entergage Inc. See All Filings	C	2020-02-21 20:08:21 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001802341 Filed Document 0001670254-20-000148 Accepted Date 2020-02-21 20:08:21 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State DELAWARE
Sokowatch Inc. See All Filings	D	2020-02-21 19:58:59 UTC
Amount To Be Raised $18,006,841 Associated Brokers / Dealers N/A CIK Number 0001746309 Filed Document 0001746309-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 19:58:59 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
GREEN STREAM HOLDINGS INC. See All Filings	1-A/A	2020-02-21 19:36:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001437476 Filed Document 0001213900-20-004534 Accepted Date 2020-02-21 19:36:56 UTC Type of Offering 1-A/A Industry COGENERATION SERVICES & SMALL POWER PRODUCERS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Asym Senior Haven LLC See All Filings	D	2020-02-21 19:34:16 UTC
Amount To Be Raised $2,060,000 Associated Brokers / Dealers N/A CIK Number 0001804087 Filed Document 0001683168-20-000559 Exclusions or Exemptions 506c Accepted Date 2020-02-21 19:34:16 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PV Rocket Lab I, LLC See All Filings	D	2020-02-21 19:18:21 UTC
Amount To Be Raised $6,231,500 Associated Brokers / Dealers N/A CIK Number 0001804364 Filed Document 0001804364-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 19:18:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Basil Street Cafe, Inc. See All Filings	D	2020-02-21 19:16:45 UTC
Amount To Be Raised $11,000,577 Associated Brokers / Dealers N/A CIK Number 0001804195 Filed Document 0001804195-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 19:16:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wild Technology, Inc. See All Filings	D/A	2020-02-21 19:11:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001731754 Filed Document 0001731754-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 19:11:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
VISEON, INC. See All Filings	D/A	2020-02-21 19:02:46 UTC
Amount To Be Raised $29,449,269 Associated Brokers / Dealers N/A CIK Number 0001802541 Filed Document 0001802541-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 19:02:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elodie Games, Inc. See All Filings	D	2020-02-21 18:46:17 UTC
Amount To Be Raised $5,099,998 Associated Brokers / Dealers N/A CIK Number 0001804297 Filed Document 0001804297-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 18:46:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Serface Care, Inc. See All Filings	D	2020-02-21 18:39:45 UTC
Amount To Be Raised $4,500,001 Associated Brokers / Dealers N/A CIK Number 0001729128 Filed Document 0001729128-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 18:39:45 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KROWDSOURCED INC. See All Filings	D	2020-02-21 18:30:10 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001760436 Filed Document 0001760436-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 18:30:10 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Fleeting,Inc. See All Filings	C	2020-02-21 18:28:45 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001779318 Filed Document 0001779318-20-000002 Accepted Date 2020-02-21 18:28:45 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW JERSEY
M33 Growth II L.P. See All Filings	D	2020-02-21 18:21:04 UTC
Amount To Be Raised $260,000,000 Associated Brokers / Dealers N/A CIK Number 0001799867 Filed Document 0001799867-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 18:21:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shared Performance, LLC See All Filings	D/A	2020-02-21 18:14:58 UTC
Amount To Be Raised $1,395,000 Associated Brokers / Dealers N/A CIK Number 0001475561 Filed Document 0001475561-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 18:14:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Caraway 2020, a series of Republic Master Fund, LP See All Filings	D/A	2020-02-21 18:04:38 UTC
Amount To Be Raised $574,070 Associated Brokers / Dealers N/A CIK Number 0001801023 Filed Document 0001785780-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-02-21 18:04:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-FPF, a series of Forge Investments LLC See All Filings	D	2020-02-21 17:56:08 UTC
Amount To Be Raised $100,014 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001804113 Filed Document 0001785780-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-21 17:56:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security
New Providence Capital Partners II, LP See All Filings	D	2020-02-21 17:52:12 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001804358 Filed Document 0001804358-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 17:52:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LIVINGSTON CAPITAL FUND LP See All Filings	D/A	2020-02-21 17:49:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129676 Filed Document 0001013594-20-000196 Exclusions or Exemptions 506b Accepted Date 2020-02-21 17:49:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lindero Partners Fund, LP See All Filings	D/A	2020-02-21 17:48:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731998 Filed Document 0001562555-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-21 17:48:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InvestX Series LytEn LLC See All Filings	D	2020-02-21 17:41:14 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001802597 Filed Document 0001785780-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-21 17:41:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stanton South, LLC See All Filings	C/A	2020-02-21 17:37:58 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001788204 Filed Document 0001670254-20-000144 Accepted Date 2020-02-21 17:37:58 UTC Type of Offering C/A Security Offered Amount 85,000 Security Offered Type Other State ILLINOIS
RxCap, a series of Assure Labs 2019, LLC See All Filings	D	2020-02-21 17:34:51 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001801497 Filed Document 0001785780-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-21 17:34:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVM BIOTECHNOLOGY, LLC See All Filings	D	2020-02-21 17:33:50 UTC
Amount To Be Raised $14,720,000 Associated Brokers / Dealers N/A CIK Number 0001463741 Filed Document 0001463741-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 17:33:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SOLAR INTEGRATED ROOFING CORP. See All Filings	1-A POS	2020-02-21 17:30:18 UTC
Amount To Be Raised $3,125,000 Associated Brokers / Dealers N/A CIK Number 0001756704 Filed Document 0001445866-20-000149 Accepted Date 2020-02-21 17:30:18 UTC Type of Offering 1-A POS Industry CONSTRUCTION - SPECIAL TRADE CONTRACTORS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $4,895,815 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Going Long 2 - Q12020 See All Filings	D	2020-02-21 17:29:30 UTC
Amount To Be Raised $2,008,301 Associated Brokers / Dealers N/A CIK Number 0001803033 Filed Document 0001785780-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 17:29:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Direct Credit Opportunities Fund III (Offshore), L.P. See All Filings	D/A	2020-02-21 17:25:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting LLC, Stifel, Nicolaus & Company, Incorporated, and EBW Capital Limited CIK Number 0001790553 Filed Document 0001790553-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 17:25:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BatteryOne Royalty Corp. See All Filings	D	2020-02-21 17:24:34 UTC
Amount To Be Raised $2,863,753 Associated Brokers / Dealers N/A CIK Number 0001759785 Filed Document 0001567619-20-004625 Exclusions or Exemptions 506b Accepted Date 2020-02-21 17:24:34 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Impact Proteomics, LLC See All Filings	D	2020-02-21 17:23:10 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001804332 Filed Document 0000898432-20-000120 Exclusions or Exemptions 506b Accepted Date 2020-02-21 17:23:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt