Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CL Fund I, a series of GTP AL, LP See All Filings	D	2020-02-24 17:40:29 UTC
Amount To Be Raised $683,500 Associated Brokers / Dealers N/A CIK Number 0001804505 Filed Document 0001804505-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:40:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STAQ Pharma, Inc. See All Filings	D/A	2020-02-24 17:38:50 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001722397 Filed Document 0001796430-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:38:50 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mid Europa Fund V LP See All Filings	D/A	2020-02-24 17:30:59 UTC
Amount To Be Raised $567,850,000 Associated Brokers / Dealers MVision Private Equity Advisers Limited and MVision Private Equity Advisers USA LLC CIK Number 0001744758 Filed Document 0001744758-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:30:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
River Oaks Shopping Center, LLC See All Filings	D	2020-02-24 17:28:30 UTC
Amount To Be Raised $3,902,938 Associated Brokers / Dealers N/A CIK Number 0001804019 Filed Document 0001804019-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:28:30 UTC Type of Offering D Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Phio Pharmaceuticals Corp. See All Filings	D	2020-02-24 17:27:13 UTC
Amount To Be Raised $1,903,128 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001533040 Filed Document 0001683168-20-000567 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:27:13 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Arroyo Energy Investors Fund III, L.P. See All Filings	D/A	2020-02-24 17:24:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FirstPoint Equity Capital Ltd. CIK Number 0001769466 Filed Document 0001769466-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:24:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Servco FMIC FOF, LP See All Filings	D	2020-02-24 17:17:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804214 Filed Document 0001567619-20-004700 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:17:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Pacific Offshore Fund Ltd. See All Filings	D/A	2020-02-24 17:17:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569465 Filed Document 0001315863-20-000227 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:17:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Genies, Inc. See All Filings	D/A	2020-02-24 17:15:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001560253 Filed Document 0001560253-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:15:29 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Pacific Domestic Fund LP See All Filings	D/A	2020-02-24 17:13:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569462 Filed Document 0001315863-20-000226 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:13:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Ascent News LLC See All Filings	D	2020-02-24 17:08:36 UTC
Amount To Be Raised $3,460,000 Associated Brokers / Dealers Alpha Ascent Advisors (America) LLC CIK Number 0001760562 Filed Document 0001760562-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:08:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Assure Holdings Corp. See All Filings	D/A	2020-02-24 17:04:01 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001798270 Filed Document 0001798270-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:04:01 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Once Upon a Farm, LLC See All Filings	D	2020-02-24 17:03:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001696556 Filed Document 0000898432-20-000123 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:03:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RubiconMD, Inc. See All Filings	D	2020-02-24 17:03:35 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001804151 Filed Document 0001804151-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:03:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Irving Resources Inc. See All Filings	D	2020-02-24 17:02:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001666782 Filed Document 0001666782-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:02:17 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Clean Beauty for All, Inc. See All Filings	D	2020-02-24 16:53:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770642 Filed Document 0001770642-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:53:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Veltrav LLC See All Filings	C	2020-02-24 16:53:17 UTC
Financial Interest The intermediary will receive a number of Crowd Notes of the issuer that is equal to two percent (2.0%) of the total number of Securities sold by the issuer in the Offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $107,000 CIK Number 0001801721 Filed Document 0001801721-20-000001 Accepted Date 2020-02-24 16:53:17 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
Quiet Growth II, LP See All Filings	D	2020-02-24 16:43:55 UTC
Amount To Be Raised $36,655,000 Associated Brokers / Dealers N/A CIK Number 0001800720 Filed Document 0001802300-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:43:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkyKnight Income II, LLC See All Filings	D/A	2020-02-24 16:41:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753784 Filed Document 0001753784-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:41:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newbury Equity Partners V (Cayman) L.P. See All Filings	D/A	2020-02-24 16:33:07 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers Finanzas y Negocios Servicios Financieros Limitada CIK Number 0001778978 Filed Document 0001779179-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:33:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Inspira Holdings LLC See All Filings	D	2020-02-24 16:32:13 UTC
Amount To Be Raised $1,270,000 Associated Brokers / Dealers N/A CIK Number 0001804418 Filed Document 0001804418-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-24 16:32:13 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Newbury Equity Partners V L.P. See All Filings	D/A	2020-02-24 16:29:59 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers Finanzas y Negocios Servicios Financieros Limitada CIK Number 0001779179 Filed Document 0001779179-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:29:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NexPoint Flamingo DST See All Filings	D	2020-02-24 16:22:51 UTC
Amount To Be Raised $58,277,704 Associated Brokers / Dealers Stax Capital and Lightpath Capital, Inc. CIK Number 0001804003 Filed Document 0001804003-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:22:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tapestry Management Services, Inc. See All Filings	D	2020-02-24 16:21:42 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers CoView Capital Inc. CIK Number 0001804394 Filed Document 0001515971-20-000037 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:21:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Austin Cocktails Investments, LLC See All Filings	D	2020-02-24 16:21:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001744832 Filed Document 0001744832-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:21:35 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BRILLOUIN ENERGY CORP. See All Filings	D	2020-02-24 16:15:15 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001551228 Filed Document 0001551228-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-24 16:15:15 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Harbert Infrastructure Fund VI, LP See All Filings	D	2020-02-24 16:14:16 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001803371 Filed Document 0001803371-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:14:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Servco Pacific FMIC Holdings, LP See All Filings	D	2020-02-24 16:02:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804188 Filed Document 0001567619-20-004681 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:02:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Virgo Transverse Core LLC See All Filings	D	2020-02-24 15:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802819 Filed Document 0000919574-20-001887 Exclusions or Exemptions 506b Accepted Date 2020-02-24 15:52:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Upper Row LLC See All Filings	C/A	2020-02-24 15:44:00 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $25,000 CIK Number 0001802485 Filed Document 0001802485-20-000002 Accepted Date 2020-02-24 15:44:00 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MICHIGAN
DCP 9901 EAST VALLEY RANCH, LLC See All Filings	D	2020-02-24 15:39:43 UTC
Amount To Be Raised $4,450,000 Associated Brokers / Dealers N/A CIK Number 0001799202 Filed Document 0001799202-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-24 15:39:43 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MH Ventures 2019-1, LLC See All Filings	D/A	2020-02-24 15:38:52 UTC
Amount To Be Raised $24,770,000 Associated Brokers / Dealers Inland Securities Corporation, Independence Capital Co., Inc., Hantz Financial Services, Inc., American Investors Company, Cambridge Investment Research, Inc., Crown Capital Securities, L.P., Arkadios Capital, and Great Point Capital LLC CIK Number 0001777188 Filed Document 0001777188-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 15:38:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AP-EnCap Energy Transition Access Fund, L.P. See All Filings	D	2020-02-24 15:38:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802680 Filed Document 0000897069-20-000126 Exclusions or Exemptions 506b Accepted Date 2020-02-24 15:38:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stylus Quantitative Cryptoasset Strategies, LP See All Filings	D/A	2020-02-24 15:36:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766575 Filed Document 0001766575-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 15:36:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TURKEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Doblones Investment Fund, LP See All Filings	D/A	2020-02-24 15:35:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661376 Filed Document 0001315863-20-000225 Exclusions or Exemptions 506b Accepted Date 2020-02-24 15:35:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jage Media, Inc. See All Filings	D	2020-02-24 15:33:03 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001802095 Filed Document 0001802095-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 15:33:03 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Elk Point Storage, LLC See All Filings	D	2020-02-24 15:32:29 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001804157 Filed Document 0001014108-20-000021 Exclusions or Exemptions 506b Accepted Date 2020-02-24 15:32:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sequence46, LLC See All Filings	D	2020-02-24 15:32:11 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001804148 Filed Document 0001104659-20-024221 Exclusions or Exemptions 506b Accepted Date 2020-02-24 15:32:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RPF-SOMERS INVESTORS, LLC See All Filings	D	2020-02-24 15:28:22 UTC
Amount To Be Raised $7,950,000 Associated Brokers / Dealers N/A CIK Number 0001774359 Filed Document 0001774359-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 15:28:22 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Datamonkey, Inc. See All Filings	D	2020-02-24 15:25:52 UTC
Amount To Be Raised $7,175,000 Associated Brokers / Dealers N/A CIK Number 0001742159 Filed Document 0001742159-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-24 15:25:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Peppertree Capital Fund VIII, LP See All Filings	D/A	2020-02-24 15:13:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795299 Filed Document 0001795299-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 15:13:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Capps Global Quant Fund I, L.P. See All Filings	D	2020-02-24 15:01:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791519 Filed Document 0001567619-20-004663 Exclusions or Exemptions 506b Accepted Date 2020-02-24 15:01:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGH COUNTRY BANCORP INC See All Filings	D	2020-02-24 14:59:03 UTC
Amount To Be Raised $5,000,003 Associated Brokers / Dealers N/A CIK Number 0001044676 Filed Document 0001044676-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 14:59:03 UTC Type of Offering D Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SponsorHouse, Inc. See All Filings	D	2020-02-24 14:56:30 UTC
Amount To Be Raised $6,999,996 Associated Brokers / Dealers N/A CIK Number 0001715985 Filed Document 0001715985-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 14:56:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
RTA America, Inc. See All Filings	D	2020-02-24 14:50:57 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001804334 Filed Document 0001804334-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 14:50:57 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MHIC GLOVER PARTNERS LLC See All Filings	D/A	2020-02-24 14:47:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423269 Filed Document 0001423269-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 14:47:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asarasi, Inc. See All Filings	C	2020-02-24 14:46:56 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001749594 Filed Document 0001749594-20-000001 Accepted Date 2020-02-24 14:46:56 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
RTA America, Inc. See All Filings	D	2020-02-24 14:42:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001804334 Filed Document 0001804334-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 14:42:54 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
New Providence Capital Partners II, LP See All Filings	D/A	2020-02-24 14:31:08 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001804358 Filed Document 0001804358-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 14:31:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chroma Opportunity III LP See All Filings	D	2020-02-24 14:30:54 UTC
Amount To Be Raised $1,189,100 Associated Brokers / Dealers N/A CIK Number 0001804079 Filed Document 0001096906-20-000089 Exclusions or Exemptions 506b Accepted Date 2020-02-24 14:30:54 UTC Type of Offering D Industry Investing Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity