Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Anthracite Topco, Inc. See All Filings	D	2020-05-04 11:46:35 UTC
Amount To Be Raised $34,310,925 Associated Brokers / Dealers N/A CIK Number 0001809746 Filed Document 0001809746-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 11:46:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CMAP QMS Fund Ltd See All Filings	D/A	2020-05-04 11:35:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705821 Filed Document 0001705821-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 11:35:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D/A	2020-05-04 11:21:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, John W. Akkerman, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, Bruno Machado, RBC Capital Markets, LLC, Altegris Investments LLC, UBS Securities LLC, and J.P. Morgan Securities LLC CIK Number 0001641693 Filed Document 0001567619-20-008845 Exclusions or Exemptions 506b Accepted Date 2020-05-04 11:21:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedsByMe, Inc. See All Filings	D	2020-05-04 11:20:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001717109 Filed Document 0001717109-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 11:20:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Austin Cryo Ventures, LLC See All Filings	D	2020-05-04 11:19:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656639 Filed Document 0001656639-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 11:19:02 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PHASE CHANGE SOFTWARE LLC See All Filings	D	2020-05-04 11:07:57 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Castle Placement, LLC CIK Number 0001390066 Filed Document 0001015325-20-000017 Exclusions or Exemptions 506c Accepted Date 2020-05-04 11:07:57 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
G2 Developments of Michigan LLC See All Filings	D/A	2020-05-04 10:59:11 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers none CIK Number 0001810315 Filed Document 0001810315-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-04 10:59:11 UTC Type of Offering D/A Industry Agriculture Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Legacy NW Fund, LLC See All Filings	D/A	2020-05-04 10:45:01 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001538428 Filed Document 0001538428-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-04 10:45:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Prescient Capital Alternative Fixed Income Fund II, LLC--Series A See All Filings	D	2020-05-04 10:43:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808561 Filed Document 0000892712-20-000172 Exclusions or Exemptions 506b Accepted Date 2020-05-04 10:43:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Umajin Inc. See All Filings	D/A	2020-05-04 10:37:20 UTC
Amount To Be Raised $2,629,758 Associated Brokers / Dealers N/A CIK Number 0001660359 Filed Document 0001660359-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 10:37:20 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FOLX HEALTH, INC. See All Filings	D/A	2020-05-04 10:35:12 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001810934 Filed Document 0001810934-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-04 10:35:12 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lamassu Pharma, LLC See All Filings	D	2020-05-04 10:25:06 UTC
Amount To Be Raised $2,903,156 Associated Brokers / Dealers N/A CIK Number 0001810800 Filed Document 0001810800-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 10:25:06 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
G2 Developments of Michigan LLC See All Filings	D/A	2020-05-04 10:07:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers none CIK Number 0001810315 Filed Document 0001810315-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-04 10:07:10 UTC Type of Offering D/A Industry Agriculture Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
AntiArtificial Co See All Filings	D	2020-05-04 10:06:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001810808 Filed Document 0001810808-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-04 10:06:02 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Sage Partners Offshore Fund See All Filings	D/A	2020-05-04 09:55:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810549 Filed Document 0001810549-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-04 09:55:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BSR Real Estate Investment Trust See All Filings	D/A	2020-05-04 09:44:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777917 Filed Document 0001777917-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 09:44:01 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ARKANSAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Sage Partners Onshore Fund See All Filings	D/A	2020-05-04 09:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810361 Filed Document 0001810361-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-04 09:42:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Life Investment Grade Trade Receivable Fund L.P. See All Filings	D/A	2020-05-04 08:37:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795243 Filed Document 0001398344-20-009128 Exclusions or Exemptions 506b Accepted Date 2020-05-04 08:37:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OLD FARM PARTNERS MASTER FUND LP See All Filings	D/A	2020-05-04 07:50:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James G. Mack CIK Number 0001676572 Filed Document 0001676572-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-04 07:50:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gopher US RE Opportunity Fund (US) LLC See All Filings	D/A	2020-05-04 06:02:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776742 Filed Document 0000947871-20-000420 Exclusions or Exemptions 506b Accepted Date 2020-05-04 06:02:43 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Sunstone Holdings I, LLC See All Filings	D/A	2020-05-01 21:07:26 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001783003 Filed Document 0001783003-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-01 21:07:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stripe, Inc. See All Filings	D	2020-05-01 21:01:37 UTC
Amount To Be Raised $631,000,030 Associated Brokers / Dealers N/A CIK Number 0001691342 Filed Document 0001691342-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 21:01:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SongVest Records Inc. See All Filings	C	2020-05-01 20:46:22 UTC
Financial Interest None Filing Platform Stampede Securities, Inc Offering Amount $1,013,700 CIK Number 0001793460 Filed Document 0001793460-20-000003 Accepted Date 2020-05-01 20:46:22 UTC Type of Offering C Security Offered Amount 5,000 Security Offered Type Preferred Stock State NEW JERSEY
Berkeley Research Group Holdings, LLC See All Filings	D	2020-05-01 20:25:50 UTC
Amount To Be Raised $4,145,075 Associated Brokers / Dealers N/A CIK Number 0001694201 Filed Document 0001694201-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-01 20:25:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Core Plus Realty Fund III, L.P. See All Filings	D/A	2020-05-01 20:18:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and TransPacific Group LLC CIK Number 0001506642 Filed Document 0001506642-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 20:18:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M7 Real Estate LP See All Filings	D/A	2020-05-01 20:17:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656785 Filed Document 0001809724-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-01 20:17:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Europe Realty Co-Investment II, L.P. See All Filings	D/A	2020-05-01 20:12:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607467 Filed Document 0001607467-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 20:12:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quarry Lakes Fund, LP See All Filings	D	2020-05-01 20:09:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809724 Filed Document 0001809724-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 20:09:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Europe Realty Co-Investment, L.P. See All Filings	D/A	2020-05-01 20:05:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607466 Filed Document 0001607466-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 20:05:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Mountain Laurel Direct Lending Fund, L.P. See All Filings	D/A	2020-05-01 20:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671875 Filed Document 0001671875-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 20:00:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shackelford Pharma Inc. See All Filings	1-A	2020-05-01 19:56:02 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers TBD CIK Number 0001811112 Filed Document 0001062993-20-002097 Accepted Date 2020-05-01 19:56:02 UTC Type of Offering 1-A Industry MEDICINAL CHEMICALS & BOTANICAL PRODUCTS Offering Tier Tier2 Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $0 State of Jurisdiction BRITISH COLUMBIA, CANADA Type of Security E
AG GTDL Fund, L.P. See All Filings	D/A	2020-05-01 19:54:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641285 Filed Document 0001641285-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 19:54:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG KFHDL Fund, L.P. See All Filings	D/A	2020-05-01 19:48:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641266 Filed Document 0001641266-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 19:48:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Net Lease Realty Fund III, L.P. See All Filings	D/A	2020-05-01 19:40:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001576043 Filed Document 0001576043-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 19:40:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R3 Printing, Inc. See All Filings	C/A	2020-05-01 19:38:59 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $635,000 CIK Number 0001736388 Filed Document 0001665160-20-000548 Accepted Date 2020-05-01 19:38:59 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
AG Commercial Real Estate Debt Opportunities Fund, L.P. See All Filings	D/A	2020-05-01 19:34:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658399 Filed Document 0001658399-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 19:34:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Plato Investors LLC See All Filings	D/A	2020-05-01 19:34:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001805390 Filed Document 0001805390-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-01 19:34:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Numetric, Inc. See All Filings	D	2020-05-01 19:33:17 UTC
Amount To Be Raised $5,540,400 Associated Brokers / Dealers N/A CIK Number 0001692977 Filed Document 0001692977-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 19:33:17 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AG Real Estate Debt Investment Fund, L.P. See All Filings	D/A	2020-05-01 19:27:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515643 Filed Document 0001515643-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 19:27:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ethopass, LLC See All Filings	D	2020-05-01 19:24:10 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001766158 Filed Document 0001766158-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 19:24:10 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AG Diversified Income Fund Plus, L.P. See All Filings	D/A	2020-05-01 19:20:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435712 Filed Document 0001435712-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 19:20:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taysha Gene Therapies, Inc. See All Filings	D	2020-05-01 19:07:12 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Chardon Capital Markets LLC CIK Number 0001806310 Filed Document 0001806310-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 19:07:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AVP Capital Group, LLC - Assure Labs 2020 - Ten-Nine I See All Filings	D	2020-05-01 19:03:00 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0001810351 Filed Document 0001793231-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-01 19:03:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Investor Club Feeder Fund 2019-F LLC See All Filings	D/A	2020-05-01 18:53:02 UTC
Amount To Be Raised $5,316,000 Associated Brokers / Dealers N/A CIK Number 0001790769 Filed Document 0001793231-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-05-01 18:53:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Plato Investors LLC See All Filings	D	2020-05-01 18:48:31 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001805390 Filed Document 0001805390-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 18:48:31 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Printforia, Inc. See All Filings	D	2020-05-01 18:47:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001782673 Filed Document 0001782673-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-01 18:47:34 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Kinetic - Point Investments LLC See All Filings	D	2020-05-01 18:46:51 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001811010 Filed Document 0001811010-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-01 18:46:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAUNCH Fund 3 DTW, L. P. See All Filings	D/A	2020-05-01 18:44:52 UTC
Amount To Be Raised $4,605,000 Associated Brokers / Dealers N/A CIK Number 0001793231 Filed Document 0001793231-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 18:44:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KapitalWise, Inc. See All Filings	C/A	2020-05-01 18:40:56 UTC
Financial Interest The Intermediary will receive a number of Crowd Notes of the Issuer equal to two percent (2%) of the total number of Securities sold by the Issuer in the Offering. Filing Platform MicroVenture Marketplace Inc. Offering Amount $107,000 CIK Number 0001805525 Filed Document 0001805525-20-000004 Accepted Date 2020-05-01 18:40:56 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
ETR Products Inc. See All Filings	D	2020-05-01 18:24:15 UTC
Amount To Be Raised $46,650 Associated Brokers / Dealers N/A CIK Number 0001810645 Filed Document 0001183740-20-000078 Exclusions or Exemptions 506b Accepted Date 2020-05-01 18:24:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity