Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D/A	2025-05-06 15:02:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, iCapital Markets LLC, Morgan Stanley Smith Barney LLC, RBC Capital Markets, LLC, UBS Financial Services Inc., J.P. Morgan Securities LLC, Wells Fargo Advisors Financial Network, LLC, and Wells Fargo Clearing Services, LLC CIK Number 0001641693 Filed Document 0002061593-25-000011 Exclusions or Exemptions 506b Accepted Date 2025-05-06 15:02:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D/A	2024-05-06 12:31:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, iCapital Securities, LLC, Morgan Stanley Smith Barney LLC, RBC Capital Markets, LLC, UBS Financial Services Inc., J.P. Morgan Securities LLC, Wells Fargo Advisors Financial Network, LLC, and Wells Fargo Clearing Services, LLC CIK Number 0001641693 Filed Document 0001137439-24-000995 Exclusions or Exemptions 506b Accepted Date 2024-05-06 12:31:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D/A	2023-05-04 09:53:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, iCapital Securities, LLC, Morgan Stanley Smith Barney LLC, RBC Capital Markets, LLC, UBS Financial Services, J.P. Morgan Securities LLC, Wells Fargo Advisors Financial Network, LLC, and Wells Fargo Clearing Services, LLC CIK Number 0001641693 Filed Document 0001567619-23-005899 Exclusions or Exemptions 506b Accepted Date 2023-05-04 09:53:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D/A	2022-05-04 10:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, John W. Akkerman, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, Bruno Machado, RBC Capital Markets, LLC, J.P. Morgan Securities LLC, UBS Financial Services, and iCapital Securities, LLC CIK Number 0001641693 Filed Document 0001567619-22-009486 Exclusions or Exemptions 506b Accepted Date 2022-05-04 10:05:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D/A	2021-05-04 10:33:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, John W. Akkerman, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, Bruno Machado, RBC Capital Markets, LLC, J.P. Morgan Securities LLC, UBS Securities LLC, and Altegris Investments, LLC CIK Number 0001641693 Filed Document 0001567619-21-008914 Exclusions or Exemptions 506b Accepted Date 2021-05-04 10:33:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D/A	2020-05-04 11:21:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, John W. Akkerman, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, Bruno Machado, RBC Capital Markets, LLC, Altegris Investments LLC, UBS Securities LLC, and J.P. Morgan Securities LLC CIK Number 0001641693 Filed Document 0001567619-20-008845 Exclusions or Exemptions 506b Accepted Date 2020-05-04 11:21:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D/A	2019-05-03 11:41:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, John W. Akkerman, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, Bruno Machado, RBC Capital Markets, LLC, Artivest Brokerage LLC, UBS Financial Services, Inc., and Altegris Investments, LLC CIK Number 0001641693 Filed Document 0001567619-19-009711 Exclusions or Exemptions 506b Accepted Date 2019-05-03 11:41:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D/A	2018-05-04 12:50:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, John W. Akkerman, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, Bruno Machado, RBC Capital Markets, LLC, Artivest Brokerage LLC, and UBS Financial Services, Inc. CIK Number 0001641693 Filed Document 0001140361-18-021672 Exclusions or Exemptions 506b Accepted Date 2018-05-04 12:50:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D/A	2017-05-05 09:50:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, John W. Akkerman, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, and Bruno Machado CIK Number 0001641693 Filed Document 0001140361-17-018536 Exclusions or Exemptions 506b Accepted Date 2017-05-05 09:50:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, John W. Akkerman, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001641693 Filed Document 0001140361-16-063722 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC and John W. Akkerman CIK Number 0001641693 Filed Document 0001140361-15-018172 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund