Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Octavian B.C. Fund L.P. See All Filings	D	2020-05-04 17:05:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811247 Filed Document 0001811247-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-04 17:05:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Financial Real Estate Value Fund IV, L.P. See All Filings	D	2020-05-04 16:49:08 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001808526 Filed Document 0001567619-20-008927 Exclusions or Exemptions 506b Accepted Date 2020-05-04 16:49:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Aberdeen Institutional Commingled Funds, LLC See All Filings	D/A	2020-05-04 16:47:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501571 Filed Document 0001501571-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 16:47:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Guardian Investments, Inc. See All Filings	D	2020-05-04 16:45:11 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001778409 Filed Document 0000897069-20-000202 Exclusions or Exemptions 506b Accepted Date 2020-05-04 16:45:11 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MGG Coinvest IV LLC See All Filings	D/A	2020-05-04 16:43:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775327 Filed Document 0000902664-20-001964 Exclusions or Exemptions 506b Accepted Date 2020-05-04 16:43:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eclipse SPV IV, L.P. See All Filings	D/A	2020-05-04 16:37:12 UTC
Amount To Be Raised $51,450,000 Associated Brokers / Dealers N/A CIK Number 0001806407 Filed Document 0001806403-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 16:37:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Celvum Capital Fund, L.P. See All Filings	D/A	2020-05-04 16:36:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673057 Filed Document 0001673057-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-05-04 16:36:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIVEVE MEDICAL, INC. See All Filings	D	2020-05-04 16:34:04 UTC
Amount To Be Raised $3,225,875 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0000879682 Filed Document 0000879682-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-04 16:34:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Remus Capital Series B II, L.P. See All Filings	D/A	2020-05-04 16:33:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802842 Filed Document 0001802842-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-04 16:33:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nipun Asia Total Return Fund, L.P. See All Filings	D/A	2020-05-04 16:32:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542848 Filed Document 0001542848-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 16:32:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIERRA CAPITAL PARTNERS LP See All Filings	D/A	2020-05-04 16:32:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406562 Filed Document 0001406562-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 16:32:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Remus Capital IV, L.P. See All Filings	D/A	2020-05-04 16:30:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802828 Filed Document 0001802842-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-04 16:30:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Monomoy Properties, LLC See All Filings	D/A	2020-05-04 16:19:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656519 Filed Document 0001104659-20-056207 Exclusions or Exemptions 506b Accepted Date 2020-05-04 16:19:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NGP Royalty Partners, L.P. See All Filings	D	2020-05-04 16:15:30 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers TCG SECURITIES, L.L.C. CIK Number 0001809244 Filed Document 0001809244-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 16:15:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Investment Partners, LLC - Tactical Alpha Program II See All Filings	D	2020-05-04 16:10:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808397 Filed Document 0001808397-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 16:10:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kitov Pharma Ltd. See All Filings	D	2020-05-04 16:03:20 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001614744 Filed Document 0001213900-20-010903 Exclusions or Exemptions 506b Accepted Date 2020-05-04 16:03:20 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TopCourt, Inc. See All Filings	D/A	2020-05-04 15:58:56 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001779854 Filed Document 0001779854-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:58:56 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Financial Employee Real Estate Value Fund IV, L.P. See All Filings	D	2020-05-04 15:51:16 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001808521 Filed Document 0001567619-20-008903 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:51:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
South Pointe Partners II, LP See All Filings	D	2020-05-04 15:51:01 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001811137 Filed Document 0000898432-20-000539 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:51:01 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ovation Alternative Income Fund, LP See All Filings	D/A	2020-05-04 15:46:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital LLC, Arete Wealth Management, LLC, and Preston Patton CIK Number 0001591936 Filed Document 0001591936-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:46:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gathering, Inc. See All Filings	D	2020-05-04 15:43:55 UTC
Amount To Be Raised $3,760,590 Associated Brokers / Dealers N/A CIK Number 0001665182 Filed Document 0001665182-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:43:55 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CellarStash Wine Marketplace, Inc. See All Filings	C/A	2020-05-04 15:43:04 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $600,000 CIK Number 0001808580 Filed Document 0001808580-20-000002 Accepted Date 2020-05-04 15:43:04 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State IDAHO
Covaxx PML SPV 1 LP See All Filings	D	2020-05-04 15:40:51 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001811053 Filed Document 0001567619-20-008901 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:40:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Mestel Ventures LLC See All Filings	D/A	2020-05-04 15:40:18 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001809102 Filed Document 0001809102-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-05-04 15:40:18 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
ROM Technologies, Inc. See All Filings	D	2020-05-04 15:36:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001600001 Filed Document 0001600001-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-05-04 15:36:56 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NEXTGEN GROWTH PARTNERS FUND II, LP See All Filings	D	2020-05-04 15:30:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001810791 Filed Document 0001810791-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:30:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NEXTGEN GROWTH PARTNERS FUND II-A, LP See All Filings	D	2020-05-04 15:29:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001810814 Filed Document 0001810814-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:29:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NEXTGEN GROWTH PARTNERS FUND II-B, LP See All Filings	D	2020-05-04 15:26:14 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001810826 Filed Document 0001810826-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:26:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Warberg WF VIII LP See All Filings	D	2020-05-04 15:15:22 UTC
Amount To Be Raised $17,041,000 Associated Brokers / Dealers N/A CIK Number 0001808078 Filed Document 0001808078-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:15:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA AD Dislocation Credit Fund, L.P. See All Filings	D	2020-05-04 14:54:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809961 Filed Document 0000950142-20-001309 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:54:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park ABS Income Fund LP See All Filings	D/A	2020-05-04 14:49:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641193 Filed Document 0000902664-20-001963 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:49:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1859 Capital Services Ltd See All Filings	D/A	2020-05-04 14:47:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774995 Filed Document 0000902664-20-001962 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:47:52 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
1859 Cloud Ltd See All Filings	D/A	2020-05-04 14:46:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774970 Filed Document 0000902664-20-001960 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:46:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
SYMPHONY ASSET MANAGEMENT LLC See All Filings	D/A	2020-05-04 14:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001030815 Filed Document 0001393725-20-000092 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:43:11 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CLXXVI LLC See All Filings	D	2020-05-04 14:41:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001810479 Filed Document 0001810479-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:41:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ICM Opportunity Fund II, LLC See All Filings	D/A	2020-05-04 14:37:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737128 Filed Document 0001737128-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:37:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ionic Volatility Arbitrage Fund II Ltd. See All Filings	D/A	2020-05-04 14:37:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606565 Filed Document 0001606565-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:37:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heirloom Helicopter Leasing Pool 2020 LLC See All Filings	D	2020-05-04 14:30:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001811140 Filed Document 0001811140-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:30:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Boardman Bay Onshore, LP See All Filings	D/A	2020-05-04 14:29:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers York Stockbrokers, Inc., Charles Jordan & Co., LLC, Seedchange Execution Services Inc., and Eureka Capital Partners (HK) Limited CIK Number 0001553130 Filed Document 0001013594-20-000471 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:29:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NC Home & Auto, LLC See All Filings	D	2020-05-04 14:28:43 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001808126 Filed Document 0001808126-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:28:43 UTC Type of Offering D Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PENNMONT FUND LP See All Filings	D/A	2020-05-04 14:28:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001176470 Filed Document 0001176470-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:28:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artax Biopharma, Inc. See All Filings	D	2020-05-04 14:26:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587661 Filed Document 0001587661-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:26:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CoastEdge Distressed & Special Situations Fund LLC See All Filings	D	2020-05-04 14:19:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810540 Filed Document 0001810540-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:19:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Boardman Bay Offshore, Ltd. See All Filings	D/A	2020-05-04 14:09:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers York Stockbrokers, Inc., Charles Jordan & Co., LLC, Seedchange Execution Services Inc., and Eureka Capital Partners (HK) Limited CIK Number 0001553129 Filed Document 0001013594-20-000470 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:09:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silagene, Inc. See All Filings	D	2020-05-04 13:55:14 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001810375 Filed Document 0001810375-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 13:55:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Parataxis Absolute Return Fund LP See All Filings	D	2020-05-04 13:48:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811056 Filed Document 0001811056-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 13:48:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEP V-C Ltd Partner L.P. See All Filings	D/A	2020-05-04 13:47:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773470 Filed Document 0001567619-20-008888 Exclusions or Exemptions 506b Accepted Date 2020-05-04 13:47:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CAMBRIDGE SCIENCE Corp See All Filings	D	2020-05-04 13:45:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740616 Filed Document 0001740616-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 13:45:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CETP IV Coinvestment, S.C.Sp. See All Filings	D/A	2020-05-04 13:43:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773700 Filed Document 0001567619-20-008886 Exclusions or Exemptions 506b Accepted Date 2020-05-04 13:43:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CEP V Coinvestment B, S.C.Sp. See All Filings	D/A	2020-05-04 13:34:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773471 Filed Document 0001567619-20-008884 Exclusions or Exemptions 506b Accepted Date 2020-05-04 13:34:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund