Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VIVEVE MEDICAL, INC. See All Filings	D	2022-10-26 18:58:15 UTC
Amount To Be Raised $14,675 Associated Brokers / Dealers N/A CIK Number 0000879682 Filed Document 0000879682-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-26 18:58:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
VIVEVE MEDICAL, INC. See All Filings	D	2020-06-18 17:07:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000879682 Filed Document 0000879682-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-18 17:07:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
VIVEVE MEDICAL, INC. See All Filings	D	2020-05-04 16:34:04 UTC
Amount To Be Raised $3,225,875 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0000879682 Filed Document 0000879682-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-04 16:34:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
VIVEVE MEDICAL, INC. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $6,001,369 Associated Brokers / Dealers CRT Capital Group LLC and Maxim Group LLC CIK Number 0000879682 Filed Document 0001437749-15-021719 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VIVEVE MEDICAL, INC. See All Filings	D	2015-05-27 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers CRT Capital Group, LLC CIK Number 0000879682 Filed Document 0001437749-15-011123 Exclusions or Exemptions 506b Accepted Date 2015-05-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VIVEVE MEDICAL, INC. See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $2,411,081 Associated Brokers / Dealers N/A CIK Number 0000879682 Filed Document 0001437749-14-018127 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PLC SYSTEMS INC See All Filings	D	2014-06-10 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0000879682 Filed Document 0001437749-14-010930 Exclusions or Exemptions 506b Accepted Date 2014-06-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PLC SYSTEMS INC See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Middlebury Securities, LLC CIK Number 0000879682 Filed Document 0001437749-14-010686 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PLC SYSTEMS INC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers Palladium Capital Advisors CIK Number 0000879682 Filed Document 0000879682-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity