Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Managed Fund/Marshall Wace TOPS European Fund Ltd. See All Filings	D/A	2020-05-28 15:10:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001598202 Filed Document 0001598202-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 15:10:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Ashbridge Transformational Secondaries Fund II (Parallel I), LP See All Filings	D/A	2020-05-28 15:10:23 UTC
Amount To Be Raised $3,500,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and Morgan Stanley & Co. International Plc, London, Zurich Branch CIK Number 0001804884 Filed Document 0000950103-20-010306 Exclusions or Exemptions 506b Accepted Date 2020-05-28 15:10:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Open Box Buy Corporation See All Filings	C/A	2020-05-28 15:06:56 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001761248 Filed Document 0001665160-20-000665 Accepted Date 2020-05-28 15:06:56 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State NEVADA
Carom Growth Partners Somerville SPV LP See All Filings	D	2020-05-28 15:03:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001812695 Filed Document 0001812695-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 15:03:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A/A	2020-05-28 14:57:45 UTC
Amount To Be Raised $9,999,993 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001588504 Filed Document 0001104659-20-066991 Accepted Date 2020-05-28 14:57:45 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $6,403,113 State of Jurisdiction GEORGIA Type of Security Equity (common or preferred stock)
Invesco Emerging Markets Innovators Fund, LP See All Filings	D/A	2020-05-28 14:56:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001709605 Filed Document 0001709605-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 14:56:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartlandCV1, LLC See All Filings	D	2020-05-28 14:55:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001807572 Filed Document 0001807572-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 14:55:02 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Invesco International Growth Fund, LP See All Filings	D/A	2020-05-28 14:31:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001544117 Filed Document 0001544117-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 14:31:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atmos Home Inc. See All Filings	C/A	2020-05-28 14:25:13 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $304,550 CIK Number 0001716903 Filed Document 0001665160-20-000663 Accepted Date 2020-05-28 14:25:13 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State FLORIDA
Fluent Forever Inc. See All Filings	D/A	2020-05-28 14:21:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001739450 Filed Document 0001739450-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-28 14:21:20 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Montgomery Capital Partners IV, LP See All Filings	D	2020-05-28 14:20:11 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001812311 Filed Document 0001812311-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 14:20:11 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OHA Tactical Investment Fund, L.P. See All Filings	D	2020-05-28 14:18:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811684 Filed Document 0000950142-20-001421 Exclusions or Exemptions 506b Accepted Date 2020-05-28 14:18:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OHA Tactical Investment Fund (Offshore), L.P. See All Filings	D	2020-05-28 14:17:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811685 Filed Document 0000950142-20-001420 Exclusions or Exemptions 506b Accepted Date 2020-05-28 14:17:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Contiq, Inc. See All Filings	C	2020-05-28 14:17:11 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001687610 Filed Document 0001687610-20-000001 Accepted Date 2020-05-28 14:17:11 UTC Type of Offering C Security Offered Amount 57,817 Security Offered Type Preferred Stock State CALIFORNIA
Phylex BioSciences, Inc. See All Filings	D	2020-05-28 14:16:27 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001813525 Filed Document 0001813525-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-05-28 14:16:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
At Your Home LLC See All Filings	C	2020-05-28 14:15:47 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $107,000 CIK Number 0001811199 Filed Document 0001669191-20-000274 Accepted Date 2020-05-28 14:15:47 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State MARYLAND
Invesco Emerging Markets Equity Fund, LP See All Filings	D/A	2020-05-28 14:14:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001321877 Filed Document 0001321877-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 14:14:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metai Knights Media Inc See All Filings	C/A	2020-05-28 14:10:33 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001791992 Filed Document 0001665160-20-000662 Accepted Date 2020-05-28 14:10:33 UTC Type of Offering C/A Security Offered Amount 2,000 Security Offered Type Common Stock State NEW YORK
Citadel Wellington LLC See All Filings	D/A	2020-05-28 14:05:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001331308 Filed Document 0001806691-20-000012 Exclusions or Exemptions 506b Accepted Date 2020-05-28 14:05:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CITADEL TACTICAL TRADING LTD See All Filings	D/A	2020-05-28 14:03:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456740 Filed Document 0001806691-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-05-28 14:03:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CITADEL TACTICAL TRADING LLC See All Filings	D/A	2020-05-28 14:01:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456739 Filed Document 0001806691-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-05-28 14:01:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Kensington Global Strategies Fund Ltd. See All Filings	D/A	2020-05-28 13:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199937 Filed Document 0001806691-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:59:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Global Fixed Income Fund Ltd. See All Filings	D/A	2020-05-28 13:56:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554423 Filed Document 0001806691-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:56:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acoustic Management Investment, L.P. See All Filings	D	2020-05-28 13:54:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813299 Filed Document 0001813299-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:54:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Citadel Global Fixed Income Fund LLC See All Filings	D/A	2020-05-28 13:53:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554421 Filed Document 0001806691-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:53:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DDJ Strategic Income Plus Fund, L.P. See All Filings	D/A	2020-05-28 13:53:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491013 Filed Document 0001491013-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:53:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Citadel Global Equities Fund II Ltd. See All Filings	D/A	2020-05-28 13:50:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727632 Filed Document 0001806691-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:50:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perseus Capital Flagship Fund, LP See All Filings	D	2020-05-28 13:49:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812282 Filed Document 0001812282-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:49:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Global Equities Fund II LLC See All Filings	D/A	2020-05-28 13:48:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727572 Filed Document 0001806691-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:48:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Candlestick EIF LLC See All Filings	D/A	2020-05-28 13:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786509 Filed Document 0001806691-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:46:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prometheus Technologies Inc. See All Filings	D	2020-05-28 13:46:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001813493 Filed Document 0001813493-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:46:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CEIF Partners LLC See All Filings	D/A	2020-05-28 13:44:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548002 Filed Document 0001806691-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEIF LLC See All Filings	D/A	2020-05-28 13:41:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548001 Filed Document 0001806691-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:41:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tusk Ro II P, LLC See All Filings	D	2020-05-28 13:40:50 UTC
Amount To Be Raised $911,488 Associated Brokers / Dealers none CIK Number 0001813152 Filed Document 0001813152-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:40:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
118 PC, LLC See All Filings	D	2020-05-28 13:40:31 UTC
Amount To Be Raised $19,376,000 Associated Brokers / Dealers N/A CIK Number 0001813524 Filed Document 0001445866-20-000750 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:40:31 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
EquityZen Growth Opportunity Fund VI LLC - Series 2 See All Filings	D/A	2020-05-28 13:35:32 UTC
Amount To Be Raised $985,000 Associated Brokers / Dealers N/A CIK Number 0001805174 Filed Document 0001811321-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:35:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Opportunity Fund VI LLC - Series 1 See All Filings	D/A	2020-05-28 13:32:28 UTC
Amount To Be Raised $849,000 Associated Brokers / Dealers N/A CIK Number 0001805175 Filed Document 0001811321-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:32:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mid-Michigan Portfolio VI LLC See All Filings	D	2020-05-28 13:31:36 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001812843 Filed Document 0001812843-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:31:36 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
iRemedy PPE 3, LLC See All Filings	D	2020-05-28 13:26:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001811048 Filed Document 0001493152-20-010008 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:26:55 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Safar Partners Fund, L.P. See All Filings	D/A	2020-05-28 13:23:33 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers N/A CIK Number 0001776215 Filed Document 0001776215-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:23:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EQUITYBEE 05 2020 1247, a series of EQUITYBEE MASTER LLC See All Filings	D	2020-05-28 13:20:45 UTC
Amount To Be Raised $12,015 Associated Brokers / Dealers N/A CIK Number 0001812576 Filed Document 0001811321-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-05-28 13:20:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSLS3, a series of CrowdSmart Labs, LLC See All Filings	D	2020-05-28 13:19:16 UTC
Amount To Be Raised $255,000 Associated Brokers / Dealers N/A CIK Number 0001810893 Filed Document 0001811321-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:19:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zingeroo, a series of Assure Labs 2020, LLC See All Filings	D	2020-05-28 13:16:39 UTC
Amount To Be Raised $100,500 Associated Brokers / Dealers N/A CIK Number 0001811321 Filed Document 0001811321-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:16:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preserver Alternative Income Fund, LP See All Filings	D	2020-05-28 13:15:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778138 Filed Document 0001780801-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:15:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O2 Oxygen Vessco Intermediate, LLC See All Filings	D	2020-05-28 13:05:05 UTC
Amount To Be Raised $1,658,488 Associated Brokers / Dealers N/A CIK Number 0001757189 Filed Document 0001596771-20-000040 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:05:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Ely Gold Royalties, Inc. See All Filings	D	2020-05-28 13:01:38 UTC
Amount To Be Raised $880,565 Associated Brokers / Dealers N/A CIK Number 0001687411 Filed Document 0001687411-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 13:01:38 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EVERYDAY LIFE, INC. See All Filings	D	2020-05-28 12:58:59 UTC
Amount To Be Raised $405,000 Associated Brokers / Dealers N/A CIK Number 0001813076 Filed Document 0001788223-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-28 12:58:59 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Vessco Holdings, LLC See All Filings	D/A	2020-05-28 12:56:32 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001757188 Filed Document 0001596771-20-000039 Exclusions or Exemptions 506b Accepted Date 2020-05-28 12:56:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
EVERYDAY LIFE, INC. See All Filings	D	2020-05-28 12:53:40 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001813076 Filed Document 0001788223-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 12:53:40 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
JIA PARTIE, LLC See All Filings	D	2020-05-28 12:49:37 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001813342 Filed Document 0001813342-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 12:49:37 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity