Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAZ Barbell Offshore Fund, Ltd. See All Filings	D/A	2020-05-28 12:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295412 Filed Document 0001295412-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 12:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TPC Outdoor Investors LP See All Filings	D	2020-05-28 12:35:38 UTC
Amount To Be Raised $116,000,000 Associated Brokers / Dealers N/A CIK Number 0001802779 Filed Document 0001104659-20-066860 Exclusions or Exemptions 506b Accepted Date 2020-05-28 12:35:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ Barbell Fund, L.P. See All Filings	D/A	2020-05-28 12:29:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001288599 Filed Document 0001288599-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 12:29:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RH Capital Fund I, LP See All Filings	D/A	2020-05-28 12:21:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779683 Filed Document 0001779683-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 12:21:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Core State Holdings Corp See All Filings	C/A	2020-05-28 12:16:26 UTC
Financial Interest None. Filing Platform truCrowd, Inc Offering Amount $1,005,000 CIK Number 0001773714 Filed Document 0001773714-20-000002 Accepted Date 2020-05-28 12:16:26 UTC Type of Offering C/A Security Offered Amount 1,493 Security Offered Type Preferred Stock State WYOMING
Southpoint Investor LP See All Filings	D	2020-05-28 11:54:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001813335 Filed Document 0001813335-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:54:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civis Analytics, Inc. See All Filings	D	2020-05-28 11:51:23 UTC
Amount To Be Raised $18,260,538 Associated Brokers / Dealers N/A CIK Number 0001813466 Filed Document 0001813466-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:51:23 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Personalized Stem Cells, Inc. See All Filings	D	2020-05-28 11:50:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Personalized Stem Cells, Inc. CIK Number 0001760484 Filed Document 0001760484-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:50:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Thematic Opportunities Fund, L.P. See All Filings	D/A	2020-05-28 11:40:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001289394 Filed Document 0001289394-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:40:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
R2 Global Exchange LLC See All Filings	D	2020-05-28 11:40:50 UTC
Amount To Be Raised $181,500 Associated Brokers / Dealers N/A CIK Number 0001775447 Filed Document 0001775447-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-05-28 11:40:50 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Real McCoy Spirits, Corp. See All Filings	D	2020-05-28 11:39:27 UTC
Amount To Be Raised $1,999,997 Associated Brokers / Dealers N/A CIK Number 0001596986 Filed Document 0001596986-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:39:27 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Brooklyn Bridge Ventures Fund III, LP See All Filings	D/A	2020-05-28 11:35:15 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001789896 Filed Document 0001789896-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:35:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fund FG-TRO, a series of Forge Investments, LLC See All Filings	D/A	2020-05-28 11:34:55 UTC
Amount To Be Raised $992,409 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001763646 Filed Document 0001800495-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:34:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ Equity Alpha Fund, L.P. See All Filings	D/A	2020-05-28 11:32:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709980 Filed Document 0001709980-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:32:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ELCO SELECT FUND, L.P. See All Filings	D	2020-05-28 11:28:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165138 Filed Document 0000945459-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:28:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TQ Ventures Healthcare SPV, LLC See All Filings	D	2020-05-28 11:22:36 UTC
Amount To Be Raised $10,420,000 Associated Brokers / Dealers N/A CIK Number 0001813282 Filed Document 0001813282-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:22:36 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CORE ONE LABS INC. See All Filings	D	2020-05-28 11:22:17 UTC
Amount To Be Raised $398,309 Associated Brokers / Dealers N/A CIK Number 0001640152 Filed Document 0001626533-20-000015 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:22:17 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund Liquid Income (TE), L.P. See All Filings	D/A	2020-05-28 11:22:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690758 Filed Document 0001690758-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:22:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Solstice Power Technologies, Inc. See All Filings	D	2020-05-28 11:15:20 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001763993 Filed Document 0001763993-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:15:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Iron Gear IV, LLC See All Filings	D	2020-05-28 11:12:52 UTC
Amount To Be Raised $1,675,000 Associated Brokers / Dealers N/A CIK Number 0001812898 Filed Document 0001812898-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:12:52 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D/A	2020-05-28 11:11:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:11:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Whitestown Industrial Holdings II, L.L.C. See All Filings	D	2020-05-28 11:11:14 UTC
Amount To Be Raised $16,150,000 Associated Brokers / Dealers N/A CIK Number 0001813317 Filed Document 0001813317-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:11:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
UNION FINANCIAL CORP / MI See All Filings	D/A	2020-05-28 11:09:31 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers DONNELLY PENMAN & PARTNERS CIK Number 0001806567 Filed Document 0001806567-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:09:31 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ELCO FUND, L.P. See All Filings	D	2020-05-28 11:08:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000945459 Filed Document 0000945459-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:08:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
VibroHealth, Inc. See All Filings	D	2020-05-28 11:07:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001813232 Filed Document 0001813232-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:07:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOSV Geltor LP, a series of SOSV SPV LLC See All Filings	D	2020-05-28 11:07:08 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001802591 Filed Document 0001800495-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:07:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ Partners Fund, L.P. See All Filings	D/A	2020-05-28 11:05:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-28 11:05:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carta Primary One 2020, a series of Republic Master Fund, LP See All Filings	D/A	2020-05-28 10:58:27 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001800495 Filed Document 0001800495-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 10:58:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ Partners Fund, L.P. See All Filings	D/A	2020-05-28 10:56:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 10:56:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAZ CREDIT OPPORTUNITY, L.P. See All Filings	D/A	2020-05-28 10:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404813 Filed Document 0001404813-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 10:48:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Umbono Global Mining Fund LLC See All Filings	D/A	2020-05-28 10:47:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ferryman Capital Partners Ltd CIK Number 0001737818 Filed Document 0001737818-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-28 10:47:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Allied Resource Partners Custer Valley #1 See All Filings	D/A	2020-05-28 10:44:37 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001786861 Filed Document 0001786861-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-05-28 10:44:37 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
3E Software, Inc. See All Filings	D	2020-05-28 10:39:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001694021 Filed Document 0001694021-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 10:39:47 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Unchained Capital Credit Fund I, LP See All Filings	D	2020-05-28 10:36:04 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001800305 Filed Document 0001800305-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 10:36:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ORTHOSENSOR, INC See All Filings	D/A	2020-05-28 10:31:37 UTC
Amount To Be Raised $6,277,500 Associated Brokers / Dealers N/A CIK Number 0001436914 Filed Document 0000897069-20-000248 Exclusions or Exemptions 506b Accepted Date 2020-05-28 10:31:37 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
J.H. Lane Partners Offshore Fund, Ltd. See All Filings	D/A	2020-05-28 10:27:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MIRIAM FREIER and OLD CITY SECURITIES LLC CIK Number 0001675778 Filed Document 0001013594-20-000522 Exclusions or Exemptions 506b Accepted Date 2020-05-28 10:27:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
J.H. Lane Partners Fund, LP See All Filings	D/A	2020-05-28 10:23:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MIRIAM FREIER and OLD CITY SECURITIES LLC CIK Number 0001675777 Filed Document 0001013594-20-000521 Exclusions or Exemptions 506b Accepted Date 2020-05-28 10:23:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NFP Ultimate Holdings, LLC See All Filings	D/A	2020-05-28 10:21:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699176 Filed Document 0001699176-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 10:21:16 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bee Mortgage App, Inc. See All Filings	C/A	2020-05-28 10:18:34 UTC
Financial Interest No Filing Platform Fundopolis Portal LLC Offering Amount $500,000 CIK Number 0001793384 Filed Document 0001780439-20-000029 Accepted Date 2020-05-28 10:18:34 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State FLORIDA
Pure Green Franchise Corp See All Filings	D	2020-05-28 10:05:17 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001801610 Filed Document 0001801610-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-05-28 10:05:17 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
KINGMAKERS, INC. See All Filings	D/A	2020-05-28 09:47:13 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001780468 Filed Document 0001780468-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-05-28 09:47:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hammana Partners LP See All Filings	D/A	2020-05-28 08:23:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708618 Filed Document 0001708618-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 08:23:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Trident Shield LLC See All Filings	C/A	2020-05-28 08:11:13 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $50,000 CIK Number 0001811967 Filed Document 0001811967-20-000003 Accepted Date 2020-05-28 08:11:13 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State VIRGINIA
Pleiad Asia Onshore Feeder Fund See All Filings	D/A	2020-05-28 06:14:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617935 Filed Document 0001617935-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 06:14:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pleiad Asia Offshore Feeder Fund See All Filings	D/A	2020-05-28 06:07:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617936 Filed Document 0001617936-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-28 06:07:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anthropocene International Equity Fund, LP See All Filings	D/A	2020-05-27 21:36:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812145 Filed Document 0001812145-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-27 21:36:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thaiwala Inc See All Filings	D	2020-05-27 21:33:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers David Howitt and Kirsten Zarrehparvar CIK Number 0001813350 Filed Document 0001813350-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-27 21:33:13 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alt 5 Sigma, Inc. See All Filings	1-A	2020-05-27 21:12:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001769312 Filed Document 0001376474-20-000130 Accepted Date 2020-05-27 21:12:08 UTC Type of Offering 1-A Industry SERVICES-SERVICES, NEC Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $53,091 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Pleiad Asia Master Fund See All Filings	D/A	2020-05-27 20:57:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617934 Filed Document 0001617934-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-27 20:57:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ameri Metro, Inc. (formerly Yellowwood) See All Filings	D	2020-05-27 20:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534155 Filed Document 0001534155-20-000135 Exclusions or Exemptions 506b Accepted Date 2020-05-27 20:54:10 UTC Type of Offering D Industry Other Travel Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Option To Acquire