Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Capstone Event Group, LLC See All Filings	D	2019-03-20 15:01:14 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001718943 Filed Document 0001718943-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:01:14 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Mel Fisher Expedition - 2019, LLC See All Filings	D/A	2019-03-20 15:00:52 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Southernmost Expeditions, LLC CIK Number 0001770581 Filed Document 0001770581-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:00:52 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Dover Street X Feeder Fund L.P. See All Filings	D	2019-03-20 14:59:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001771285 Filed Document 0001771285-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:59:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dover Street X L.P. See All Filings	D	2019-03-20 14:56:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001771277 Filed Document 0001771277-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:56:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kairos Pegasus Fund S.A. See All Filings	D/A	2019-03-20 14:55:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711128 Filed Document 0000945621-19-000127 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:55:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mel Fisher Expedition - 2019, LLC See All Filings	D	2019-03-20 14:54:29 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Southernmost Expeditions, LLC CIK Number 0001770581 Filed Document 0001770581-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:54:29 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ION Fund I, a series of 5 Prime Ventures, LP See All Filings	D	2019-03-20 14:44:26 UTC
Amount To Be Raised $30,361 Associated Brokers / Dealers N/A CIK Number 0001771129 Filed Document 0001771129-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:44:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orbus Therapeutics, Inc. See All Filings	D/A	2019-03-20 14:43:15 UTC
Amount To Be Raised $39,500,024 Associated Brokers / Dealers N/A CIK Number 0001650743 Filed Document 0001650743-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:43:15 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-SZO-33-Fund, a series of Brad Flora Investments, LP See All Filings	D	2019-03-20 14:35:08 UTC
Amount To Be Raised $224,682 Associated Brokers / Dealers N/A CIK Number 0001771295 Filed Document 0001771295-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:35:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pipeline Equity Inc. See All Filings	D/A	2019-03-20 14:31:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001724824 Filed Document 0001724824-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:31:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Marifil Mines Ltd See All Filings	D	2019-03-20 14:29:44 UTC
Amount To Be Raised $18,732 Associated Brokers / Dealers N/A CIK Number 0001571724 Filed Document 0001085037-19-000026 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:29:44 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Banyan Pediatric Care Centers, Inc See All Filings	D	2019-03-20 14:23:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001771176 Filed Document 0001771176-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:23:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Gelato Fiasco, Inc. See All Filings	D	2019-03-20 14:22:52 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001555971 Filed Document 0001555971-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:22:52 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Chance OZ I, LLC See All Filings	D	2019-03-20 14:15:55 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001770908 Filed Document 0001770908-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:15:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cerebral Therapeutics, Inc. See All Filings	D/A	2019-03-20 14:13:20 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001744709 Filed Document 0001567619-19-007287 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:13:20 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NovaSom, Inc See All Filings	D/A	2019-03-20 14:10:26 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0001487143 Filed Document 0001487143-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:10:26 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Flexx, Inc. See All Filings	D	2019-03-20 14:00:40 UTC
Amount To Be Raised $685,000 Associated Brokers / Dealers N/A CIK Number 0001770696 Filed Document 0001080368-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:00:40 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Swan Defined Risk Diversified Fund, LP See All Filings	D/A	2019-03-20 13:58:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702338 Filed Document 0001702338-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:58:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Select Royalty Fund 9, LP See All Filings	D	2019-03-20 13:57:19 UTC
Amount To Be Raised $2,215,000 Associated Brokers / Dealers N/A CIK Number 0001770601 Filed Document 0001654954-19-002977 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:57:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
All in Bits Inc. See All Filings	D	2019-03-20 13:56:21 UTC
Amount To Be Raised $10,797,256 Associated Brokers / Dealers N/A CIK Number 0001770865 Filed Document 0001770865-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:56:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Raymundos Secret LLC See All Filings	D	2019-03-20 13:54:14 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001771245 Filed Document 0001771245-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:54:14 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Clarendon Partners, LLC See All Filings	D	2019-03-20 13:53:18 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001768485 Filed Document 0001768485-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:53:18 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Capstone Event Group, LLC See All Filings	D/A	2019-03-20 13:52:39 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001718943 Filed Document 0001718943-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:52:39 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
E-Legal, Inc. See All Filings	D/A	2019-03-20 13:50:12 UTC
Amount To Be Raised $2,722,500 Associated Brokers / Dealers N/A CIK Number 0001753936 Filed Document 0001753936-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:50:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tech Council Ventures II LP See All Filings	D/A	2019-03-20 13:48:02 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001701869 Filed Document 0001725414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:48:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covered Insurance Solutions, Inc. See All Filings	D	2019-03-20 13:47:26 UTC
Amount To Be Raised $3,674,910 Associated Brokers / Dealers N/A CIK Number 0001700167 Filed Document 0001700167-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:47:26 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Talkoot, Inc. See All Filings	D	2019-03-20 13:47:18 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001771220 Filed Document 0001771220-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:47:18 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Verthermia Acquisition, Inc. See All Filings	D/A	2019-03-20 13:44:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Cova Capital Partners, LLC CIK Number 0001769409 Filed Document 0001769409-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:44:35 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
REMINGTON INVESTMENT STRATEGIES LP See All Filings	D/A	2019-03-20 13:43:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anthony Richard Buscemi, John B. Hardy III, John L. Youngblood, Jennifer Kelleher Tamis, Credit Suisse Securities (USA) LLC, Butler Capital Investments, LLC, Charles Leonard Moore, and ROBECO SECURITIES, L.L.C. FKA. Weiss Peck and Greer CIK Number 0001005192 Filed Document 0001005192-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:43:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND LX, LLC See All Filings	D	2019-03-20 13:42:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001771017 Filed Document 0001771017-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:42:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Moore Macro Managers Fund, LP See All Filings	D/A	2019-03-20 13:41:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anthony R. Buscemi, John B. Hardy III, Jennifer K. Tamis, and John L. Youngblood CIK Number 0001471679 Filed Document 0001471679-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:41:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Akola Jewelry, PBC See All Filings	D	2019-03-20 13:39:07 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Common Good Securities CIK Number 0001771306 Filed Document 0001769652-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:39:07 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
Alpha Omega Financial Systems, Inc. See All Filings	D	2019-03-20 13:37:47 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001726722 Filed Document 0001726722-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:37:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Terbium Labs, Inc. See All Filings	D	2019-03-20 13:36:49 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001644142 Filed Document 0001644142-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:36:49 UTC Type of Offering D Industry Computers Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND LIX, LLC See All Filings	D	2019-03-20 13:35:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001770895 Filed Document 0001770895-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:35:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
M34 SPV1-SM, L.P. See All Filings	D/A	2019-03-20 13:33:47 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001719939 Filed Document 0001719939-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:33:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ophirus Trading Onshore LP See All Filings	D	2019-03-20 13:33:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771120 Filed Document 0001771120-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:33:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND LVIII, LLC See All Filings	D	2019-03-20 13:29:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001771127 Filed Document 0001771127-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:29:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
REPROP FINANCIAL MORTGAGE INVESTORS LLC See All Filings	D	2019-03-20 13:27:23 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001296474 Filed Document 0001296474-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:27:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
MVP LS FUND CX LLC See All Filings	D	2019-03-20 13:19:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001767973 Filed Document 0001767973-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:19:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Schireson Associates Holdings, LLC See All Filings	D	2019-03-20 13:15:48 UTC
Amount To Be Raised $31,500,000 Associated Brokers / Dealers Houlihan Lokey Capital, Inc. CIK Number 0001770839 Filed Document 0001770839-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:15:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NOKOMIS CAPITAL PARTNERS LP See All Filings	D/A	2019-03-20 13:15:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432957 Filed Document 0001315863-19-000271 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:15:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nokomis Capital Offshore Fund, Ltd. See All Filings	D/A	2019-03-20 13:14:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517920 Filed Document 0001315863-19-000270 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:14:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Flyreel, Inc. See All Filings	D	2019-03-20 13:12:57 UTC
Amount To Be Raised $6,185,656 Associated Brokers / Dealers N/A CIK Number 0001770406 Filed Document 0001770406-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:12:57 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CIX LLC See All Filings	D	2019-03-20 13:10:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001767971 Filed Document 0001767971-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:10:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Shotzr, Inc. See All Filings	D	2019-03-20 13:10:38 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001720204 Filed Document 0001720204-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:10:38 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CVIII LLC See All Filings	D	2019-03-20 13:01:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001767967 Filed Document 0001767967-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 13:01:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Saracen Total Return Onshore Income Fund LP See All Filings	D/A	2019-03-20 12:55:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539585 Filed Document 0001539585-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 12:55:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CB5, LLC See All Filings	D/A	2019-03-20 12:55:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001762526 Filed Document 0001762526-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 12:55:27 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RT RLD Co-Invest A LLC See All Filings	D	2019-03-20 12:52:38 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001771307 Filed Document 0001771307-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 12:52:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity