Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CHATHAM INVESTMENT FUND V-A, L.P. See All Filings	D/A	2019-03-20 17:29:28 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Mercury Capital Advisors CIK Number 0001733835 Filed Document 0001733838-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:29:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reliant Immune Diagnostics, Inc. See All Filings	D	2019-03-20 17:28:17 UTC
Amount To Be Raised $11,623,999 Associated Brokers / Dealers N/A CIK Number 0001770398 Filed Document 0001770398-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:28:17 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CHATHAM INVESTMENT FUND V, L.P. See All Filings	D/A	2019-03-20 17:27:39 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Mercury Capital Advisors CIK Number 0001733838 Filed Document 0001733838-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:27:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Belt Portfolio Multifamily DST See All Filings	D/A	2019-03-20 17:27:33 UTC
Amount To Be Raised $89,946,980 Associated Brokers / Dealers Edward Fernandez, Eric Scaff, and Jeffrey Bangerter CIK Number 0001767656 Filed Document 0001757500-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:27:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PRESSURE BIOSCIENCES INC See All Filings	D	2019-03-20 17:24:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0000830656 Filed Document 0001493152-19-003665 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:24:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
National Multifamily Portfolio IV DST See All Filings	D/A	2019-03-20 17:21:52 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Daniel Raupp, Christina Nielson, John Harvey, Injil Muhammad, David Dahill, Hugo Grimaldi, Scott Sheehan, Edward Fernandez, Gene Williams, Gena Mickschl, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Cambridge Investment Research, Sagepoint Financial, Inc., Michael Feldman, Daryl Carter, David Ebner, Joseph Hagler, Michael Puls, Lance Dumas, Summit Brokerage Services, Inc, Centaurus Financial, Inc., 1st Global Capital Corporation, Mike Bendix, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, S Paul Lorusso, Triad Advisors, Inc., Patrick Conway, N. William Vertrees, Derrigan Sheedy, William Upson, Troy Thomas, David Kangas, Kevin Hughes, Lincoln Financial Advisors, Eric Scaff, Anthony Urban, Barry Ozer, Kirk Dobson, Christopher Riel, Robert Fagan, George Pitra, John Cahill, Carmen Morrone, Barry Le May, Jared Sutton, Jonathan Khalavsky, Peter Karp, David Levinson, Ronald Pompei, RCX Capital Group LLC, Richard Holtan, Brett Ohlen, Robert Fagan, Thomas Scheiman, Shelley Cole, Roger Smith, Jared Sutton, Benjamin Hill, Lois Leynse, John Ochsner, Joseph Broadbent, Nathaniel Edie, Peter Fisher, Grant Conness, Bhavin Mehta, Edwin Suzuki, Kirk Miller, Jeff Morris, Tim Clairmont, Jeffrey Bangerter, Brian Long, William Tufts, Eric Bell, Joseph Nugent, Gary Benson, Thomas Povinelli, Kelly Clyde, Anders Haugen, Alex Kowalski, Richard Park, Jeffrey Baker, Scott Brown, Gene Alvin Brehm, Daniel Bisese, Joseph Hubbard, Stephen Swarbrick, John Bishop, Timothy Hobbs, Brian Zimmerman, Susan Gitt, Dennis O'Connor, Robert Schultz, and John Mansfield CIK Number 0001757500 Filed Document 0001757500-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:21:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
17 LEMON DROP KID/QUEENIES SONG, LLC See All Filings	D	2019-03-20 17:16:33 UTC
Amount To Be Raised $430,000 Associated Brokers / Dealers N/A CIK Number 0001771304 Filed Document 0001771304-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:16:33 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Florida Multifamily Portfolio II DST See All Filings	D/A	2019-03-20 17:13:54 UTC
Amount To Be Raised $98,479,389 Associated Brokers / Dealers Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Gene Alvin Brehm, Daniel Moskowitz, Christina Nielson, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Mark Cosenza, David Eurton, Inland Securities Corporation, Matthew Myers, Josephine Buck, Dawn Campbell, Timothy Tracy, David Kramer, Samuel Julian, Diana Fletcher, Kenneth Barroga, Sagepoint Financial, Inc., Matthew Hickey, Thomas Karsten, Wayne Bernardo, Darrach Bourke, Jason Salmon, Ronald Wicklace, Dean Burchett, Lynette Atchley, Douglas T Charney, Frederic Cassivi, David Mowatt, Elizabeth Friant, Shawn Valentine, William Toft, Aaron Broz, Jeffrey McKay, Anthony Brown, Stephen Swarbrick, Jeffrey Baker, Duane Swanson, Jordon Wold, Michael Ludwin, Concorde Investment Services, LLC, Triad Advisors, Inc., Cambridge Investment Research, Investacorp, Inc., Lincoln Financial Advisors, Royal Alliance Associates, Inc., Summit Brokerage Services, Inc, 1st Global Capital Corporation, Alfred Polizzotto, H.D. Vest Investment Securites Inc, Bhagwati Mahendru, Spencer Weston, RCX Capital Group LLC, Justin Lowy, Eric Bicknese, Robert Horning, Richard Kiesel, Monroe Diefendorf, Jacob Tujian, David Vileno, Maxwell Phillips, Thomas Kieffer, Bennett Ely, Tom Velken, Melinda Olbert, Christopher Riel, Yong Chang, Jung(Josh) Lee, Dieter Thurow, Marc Barretta, Stevan Gates, Jared Sutton, Scott Sheehan, Anthony Urban, Barry Ozer, Michael Feldman, Kevin Hughes, Jorge Alfonso, David Dahill, Adam Bryan, and Jesus Quezada CIK Number 0001747750 Filed Document 0001747750-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:13:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
17 THE BIG BEAST/LUCKY TRIP, LLC See All Filings	D	2019-03-20 17:10:07 UTC
Amount To Be Raised $660,000 Associated Brokers / Dealers N/A CIK Number 0001771281 Filed Document 0001771281-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:10:07 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Origami Opportunities Fund IV Offshore, L.P. See All Filings	D	2019-03-20 17:02:04 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Metric Point Capital, LLC CIK Number 0001771313 Filed Document 0001771313-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:02:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FL AMV SFR FIX FUND I LLC See All Filings	D	2019-03-20 16:57:29 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001771336 Filed Document 0001771336-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:57:29 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Caerus NC III, LLC See All Filings	D	2019-03-20 16:56:28 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001771355 Filed Document 0001771355-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:56:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIN-7 SOLENIC MEDICAL, LLC See All Filings	D	2019-03-20 16:56:19 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001771360 Filed Document 0001771360-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:56:19 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
OneRent, Inc. See All Filings	D	2019-03-20 16:52:04 UTC
Amount To Be Raised $5,060,000 Associated Brokers / Dealers NA CIK Number 0001630106 Filed Document 0001630106-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:52:04 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Ventures XII, L.P. See All Filings	D	2019-03-20 16:49:30 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001756300 Filed Document 0001756300-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:49:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bonfire Women Inc. See All Filings	D	2019-03-20 16:47:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001771282 Filed Document 0001771282-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:47:39 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Origami Opportunities Fund IV, L.P. See All Filings	D	2019-03-20 16:42:39 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Metric Point Capital, LLC CIK Number 0001771312 Filed Document 0001771312-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:42:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KWB HOTEL PARTNERS, LLC See All Filings	D	2019-03-20 16:38:53 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers ORCHARD SECURITIES, LLC CIK Number 0001607771 Filed Document 0001607771-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:38:53 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Eyeballs Financial,LLC See All Filings	D	2019-03-20 16:38:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001770724 Filed Document 0001770724-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:38:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
LILIS ENERGY, INC. See All Filings	D	2019-03-20 16:37:26 UTC
Amount To Be Raised $148,000,000 Associated Brokers / Dealers Not applicable CIK Number 0001437557 Filed Document 0001437557-19-000030 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:37:26 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HWC-Carrington Court LLC See All Filings	D/A	2019-03-20 16:36:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001765432 Filed Document 0001765432-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:36:56 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Communications Feeder Fund, LLC See All Filings	D	2019-03-20 16:34:08 UTC
Amount To Be Raised $5,020,000 Associated Brokers / Dealers No Compensation Paid CIK Number 0001771341 Filed Document 0001771341-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:34:08 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Westmount at Ramsgate Investors, LP See All Filings	D	2019-03-20 16:31:42 UTC
Amount To Be Raised $6,770,401 Associated Brokers / Dealers N/A CIK Number 0001771310 Filed Document 0001162677-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:31:42 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Web 3.0 Technologies Foundation See All Filings	D	2019-03-20 16:22:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720805 Filed Document 0001144204-19-015129 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:22:31 UTC Type of Offering D Industry Other Technology Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Other
Spectrum HP II, LLC See All Filings	D	2019-03-20 16:20:16 UTC
Amount To Be Raised $11,506,375 Associated Brokers / Dealers N/A CIK Number 0001770736 Filed Document 0001770736-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:20:16 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ASPEN GROUP, INC. See All Filings	D	2019-03-20 16:18:38 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001487198 Filed Document 0001553350-19-000236 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:18:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
Verdant Sciences International Inc. See All Filings	D	2019-03-20 16:13:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001771265 Filed Document 0001771265-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:13:45 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Certa Dose, Inc. See All Filings	D	2019-03-20 16:08:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001582843 Filed Document 0001582843-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:08:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Renew Energy Partners, LLC See All Filings	D	2019-03-20 16:07:26 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001571637 Filed Document 0001571637-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:07:26 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SHENKMAN STRUCTURED CREDIT FUND, L.P. See All Filings	D/A	2019-03-20 15:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001673924 Filed Document 0000919574-19-002513 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:58:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SHENKMAN ENERGY OPPORTUNITY FUND, L.P. See All Filings	D/A	2019-03-20 15:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001634860 Filed Document 0000919574-19-002511 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:56:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Security Leadership Capital Fund I, L.P. See All Filings	D	2019-03-20 15:55:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001771108 Filed Document 0001771108-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:55:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SHENKMAN ENERGY OPPORTUNITY FUND LTD. See All Filings	D/A	2019-03-20 15:54:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001637549 Filed Document 0000919574-19-002509 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:54:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PRIMUS HIGH YIELD BOND FUND, L.P. See All Filings	D/A	2019-03-20 15:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001080711 Filed Document 0000919574-19-002507 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CB Celtic Topco, L.P. See All Filings	D	2019-03-20 15:49:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770362 Filed Document 0001770362-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:49:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gamma Convertible Fund, L.P. See All Filings	D/A	2019-03-20 15:49:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001468661 Filed Document 0000919574-19-002505 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:49:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Archipelago Global US III, LLC See All Filings	D/A	2019-03-20 15:48:58 UTC
Amount To Be Raised $503,000 Associated Brokers / Dealers N/A CIK Number 0001723275 Filed Document 0001723275-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:48:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avon Village Marketplace, LLC See All Filings	D	2019-03-20 15:48:30 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001770247 Filed Document 0001770247-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:48:30 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CREDOS FLOATING RATE FUND LP See All Filings	D/A	2019-03-20 15:46:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001409064 Filed Document 0000919574-19-002503 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:46:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CREDOS FLOATING RATE FUND LTD. See All Filings	D/A	2019-03-20 15:44:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001571048 Filed Document 0000919574-19-002501 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:44:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Non-Agency RMBS Allocation Fund LP See All Filings	D/A	2019-03-20 15:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580595 Filed Document 0001315863-19-000279 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:43:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Odeko Inc. See All Filings	D	2019-03-20 15:43:09 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001771271 Filed Document 0001771271-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:43:09 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Alternatives Fund LP See All Filings	D/A	2019-03-20 15:43:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701404 Filed Document 0001315863-19-000278 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:43:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ProDeal360 Inc. See All Filings	D/A	2019-03-20 15:42:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001702549 Filed Document 0001702549-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:42:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Capital Equities Fund, L.P. See All Filings	D/A	2019-03-20 15:42:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544990 Filed Document 0001315863-19-000277 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:42:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Capital Floating Rate Fund LP See All Filings	D/A	2019-03-20 15:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580592 Filed Document 0001315863-19-000276 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:41:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NE Fund I, a series of Moving Capital, LP See All Filings	D	2019-03-20 15:40:58 UTC
Amount To Be Raised $847,985 Associated Brokers / Dealers N/A CIK Number 0001771211 Filed Document 0001771211-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:40:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permanens Capital Physical Precious Metals Fund, L.P. See All Filings	D/A	2019-03-20 15:40:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563780 Filed Document 0001315863-19-000275 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:40:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Capital Short Duration High Yield Fund, L.P. See All Filings	D/A	2019-03-20 15:39:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669833 Filed Document 0001315863-19-000274 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:39:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Partners Fund, L.P. See All Filings	D/A	2019-03-20 15:38:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758562 Filed Document 0001315863-19-000273 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:38:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity