|
|
D/A |
2019-03-20 12:46:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001372702
- Filed Document
- 0001372702-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 12:46:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-20 12:43:27 UTC |
- Amount To Be Raised
- $24,525,000
- Associated Brokers / Dealers
- Cantor Fitzgerald & Co, AXIOM CAPITAL MANAGEMENT, INC., Wealthforge Securities, LLC, WESTERN INTERNATIONAL SECURITIES, INC., Dave Eurton, McDermott Investment Services, LLC, Carl F. Worden III, Edward Fernandez, Eric J. Flaim, Gali Horev, STEVEN IRA KOLINSKY, Mike Bendix, Nir Regev, Scott Lee, Monroe M. Diefendorf Jr., MICHAEL ELLIS FELDMAN, Diana Fletcher, Gregory J. Richards, John D. Nguyen, Lawrence A. Breen, III, DOUGLAS RAY EAGLE JR., Steven Tellar, Terry Shea, GARY SCOTT ROSS, BRIAN GREGORY SIGLER, JAMES ALLEN, ORLANDO CIPRIANO FERNANDEZ, Jesus Quezada, ERIC ALEXANDER DUNCAN, AMY L. DUNCAN, ERIC ARTHUR BICKNESE, COLEMAN BARRY GOLDSMITH, JEFFREY SCOTT VOLLMER, BRIAN J HERKING, TIMOTHY KEITH KULHANEK, KIM RAY KUNZ, DAVID ROBERT ZOELLNER SR, LINDA MARIE CONTI, MICHAEL MARTINELLI, ROBIN TOM NAYLOR, CHRISTOPHER GRANT CONNESS, ROBERT STANLEY FAGAN, and JOHN M DEREGOWSKI
- CIK Number
- 0001739490
- Filed Document
- 0001739490-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 12:43:27 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-20 12:43:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001158358
- Filed Document
- 0001158358-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 12:43:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-20 12:42:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770474
- Filed Document
- 0001771254-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 12:42:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-20 12:35:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672314
- Filed Document
- 0001672314-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 12:35:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-20 12:33:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771274
- Filed Document
- 0000902664-19-001600
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 12:33:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-20 12:31:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771273
- Filed Document
- 0000902664-19-001599
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 12:31:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-20 12:22:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770646
- Filed Document
- 0001567619-19-007280
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 12:22:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-20 12:16:32 UTC |
- Amount To Be Raised
- $1,081,504
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724404
- Filed Document
- 0001724404-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 12:16:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-20 12:16:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771019
- Filed Document
- 0001771019-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 12:16:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-20 12:06:12 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771184
- Filed Document
- 0001771184-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 12:06:12 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-03-20 12:03:28 UTC |
- Amount To Be Raised
- $32,243,430
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744950
- Filed Document
- 0001744950-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 12:03:28 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2019-03-20 12:01:12 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704472
- Filed Document
- 0001704472-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 12:01:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-20 11:54:29 UTC |
- Amount To Be Raised
- $52,325
- Associated Brokers / Dealers
- GMP SECURITIES L.P.
- CIK Number
- 0001771269
- Filed Document
- 0001062993-19-001335
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:54:29 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLOMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-20 11:52:50 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- GMP SECURITIES L.P.
- CIK Number
- 0001771269
- Filed Document
- 0001062993-19-001334
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:52:50 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLOMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-20 11:51:25 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- GMP SECURITIES L.P.
- CIK Number
- 0001771269
- Filed Document
- 0001062993-19-001333
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:51:25 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLOMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-20 11:39:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613648
- Filed Document
- 0001566114-19-000052
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:39:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-20 11:34:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535086
- Filed Document
- 0001566114-19-000051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:34:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-20 11:31:59 UTC |
- Amount To Be Raised
- $21,722,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770611
- Filed Document
- 0001042167-19-000038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:31:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-20 11:29:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562601
- Filed Document
- 0001566114-19-000050
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:29:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-20 11:27:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733540
- Filed Document
- 0001733540-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:27:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-20 11:25:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001424367
- Filed Document
- 0001567619-19-007278
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:25:39 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-03-20 11:25:25 UTC |
- Amount To Be Raised
- $301,530,380
- Associated Brokers / Dealers
- Threadmark LP, Konomi, Inc., and Atlantic-Pacific Capital, Inc.
- CIK Number
- 0001695127
- Filed Document
- 0001695127-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:25:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-20 11:24:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599652
- Filed Document
- 0001566114-19-000049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:24:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-20 11:17:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692440
- Filed Document
- 0001566114-19-000048
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:17:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-20 11:16:44 UTC |
- Amount To Be Raised
- $3,825,947
- Associated Brokers / Dealers
- Equidate Markets, LLC
- CIK Number
- 0001710028
- Filed Document
- 0001710028-19-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:16:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-20 11:16:21 UTC |
- Amount To Be Raised
- $1,260,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770714
- Filed Document
- 0001770714-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:16:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-20 11:14:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001305560
- Filed Document
- 0000902664-19-001596
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:14:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-20 11:12:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001305557
- Filed Document
- 0000902664-19-001594
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:12:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-20 11:07:08 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001728698
- Filed Document
- 0001728698-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:07:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-20 11:05:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NORTHERN TRUST SECURITIES, INC.
- CIK Number
- 0001768569
- Filed Document
- 0001768569-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:05:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-20 11:04:51 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771249
- Filed Document
- 0001771249-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:04:51 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- AUSTRALIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-03-20 11:04:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734705
- Filed Document
- 0001734705-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:04:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-20 11:04:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001610056
- Filed Document
- 0001566114-19-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:04:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-20 11:00:47 UTC |
- Amount To Be Raised
- $141,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771204
- Filed Document
- 0001771204-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 11:00:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-20 10:59:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621927
- Filed Document
- 0001566114-19-000046
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 10:59:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-20 10:57:32 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723948
- Filed Document
- 0001723948-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 10:57:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-20 10:54:32 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771270
- Filed Document
- 0001771270-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 10:54:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-03-20 10:47:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735027
- Filed Document
- 0001735027-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 10:47:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-20 10:35:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597206
- Filed Document
- 0001566114-19-000045
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 10:35:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-20 10:35:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698625
- Filed Document
- 0000945621-19-000126
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 10:35:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-20 10:26:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535087
- Filed Document
- 0001566114-19-000044
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 10:26:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2019-03-20 10:18:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- JEFFERIES LLC.
- CIK Number
- 0001411892
- Filed Document
- 0001411892-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 10:18:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2019-03-20 10:16:18 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Bruce V Roberts
- CIK Number
- 0001595379
- Filed Document
- 0001595379-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 10:16:18 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
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Barak Impact Finance Segregated Portfolio of Barak Fund SPC Ltd.
See All Filings
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D/A |
2019-03-20 10:15:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609475
- Filed Document
- 0001609475-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 10:15:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2019-03-20 10:06:35 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000914139
- Filed Document
- 0000914139-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 10:06:35 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
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D/A |
2019-03-20 10:05:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- JEFFERIES LLC.
- CIK Number
- 0001411893
- Filed Document
- 0001411893-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 10:05:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D |
2019-03-20 09:53:30 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670003
- Filed Document
- 0001670003-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 09:53:30 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2019-03-20 09:53:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634165
- Filed Document
- 0001634611-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 09:53:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D/A |
2019-03-20 09:51:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634611
- Filed Document
- 0001634611-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-20 09:51:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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