Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Plum Alley, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001614406 Filed Document 0001614406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Green Endeavors, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001487997 Filed Document 0001487997-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Siebar Meriden LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001612970 Filed Document 0001612970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TRISHIELD SPECIAL SITUATIONS FUND LTD. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613501 Filed Document 0000919574-14-004025 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VENTUREBEAT INC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $2,615,974 Associated Brokers / Dealers N/A CIK Number 0001423935 Filed Document 0001140361-14-028232 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CUBES Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001584512 Filed Document 0001441557-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zero Coupon Pharmacy IV DST See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $9,921,950 Associated Brokers / Dealers Lawrence R. Fioroni, Jr., Robert S. Smith, Robert A. Horning, Van E. Carlson, Joseph M. Insalaco, Rudi V. Siela, Haynes L. Kendall, Jr., Jeff D. Fisher, Mark G. Kosanke, Norman G. Price, Jeffrey S. Cederberg, and Tracy R. Turner CIK Number 0001603337 Filed Document 0001603337-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Orr Energy Group, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Westlake Securities, LLC CIK Number 0001613520 Filed Document 0001613520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Mineral Property
SBH Global Discovery Fund II, Ltd. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481043 Filed Document 0001481043-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NGP ILTA Investment Holdings, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $41,530,174 Associated Brokers / Dealers N/A CIK Number 0001613636 Filed Document 0001613636-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Innovational Funding, LLC Project #27 See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers N/A CIK Number 0001612251 Filed Document 0001609204-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RUSSELL INSTITUTIONAL FUNDS LLC - RUSSELL INTERNATIONAL EQUITY FUND See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Russell Financial Services, Inc., part of Russell Investments CIK Number 0001440913 Filed Document 0001603833-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IOF IX, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $4,325,000 Associated Brokers / Dealers N/A CIK Number 0001613452 Filed Document 0001613452-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Russell Institutional Funds, LLC - Russell High Yield Bond Fund See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Financial Services, Inc. CIK Number 0001563291 Filed Document 0001603833-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PineBridge Secondary Partners III, L.P. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Triago Americas, Inc. CIK Number 0001581542 Filed Document 0001581542-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mission Secure, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001613487 Filed Document 0001613487-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
TrackingPoint, Inc. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $29,203,533 Associated Brokers / Dealers N/A CIK Number 0001594297 Filed Document 0001594297-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACCELITECH INVESTMENTS VI LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613524 Filed Document 0001613524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Putnam Cash Collateral Pool, LLC See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497587 Filed Document 0001497587-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pan Multi Strategy, LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FREDERICK E. ROYALL and UGR, LLC CIK Number 0001340300 Filed Document 0000919574-14-004087 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Global Discounted Assets Portfolio, a series of Lazard Discounted Assets Focus Funds LLC See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525127 Filed Document 0001525127-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Common International Social Fund LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001365067 Filed Document 0001365067-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Spark Labs, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $4,774,608 Associated Brokers / Dealers N/A CIK Number 0001613405 Filed Document 0001613405-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Value Surgical Products, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001613399 Filed Document 0001613399-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Universa Black Swan Protection Protocol Offshore IV Ltd. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533535 Filed Document 0000935836-14-000417 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pathmark Capital, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613733 Filed Document 0001171520-14-000508 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
SBH Global Discovery Fund II, L.P. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480884 Filed Document 0001481043-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tolis Investment Strategies Ltd. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001581145 Filed Document 0001012975-14-000476 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pristine Environments Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001537965 Filed Document 0001537965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Pharos Innovations LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001323827 Filed Document 0001323827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Southpaw Fund, L.P. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612935 Filed Document 0001612935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCC Gallery Lofts LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $4,375,000 Associated Brokers / Dealers N/A CIK Number 0001610779 Filed Document 0001610779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Variant Pharmaceuticals, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001613083 Filed Document 0001613083-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Mesirow Financial Real Estate Value Fund II, L.P. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001585713 Filed Document 0001585713-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Tilden Park Offshore Investment Fund Ltd See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553518 Filed Document 0000950142-14-001557 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RUSSELL INSTITUTIONAL FUNDS LLC - RUSSELL CORE BOND FUND See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Russell Financial Services, Inc. part of Russell Investments CIK Number 0001440835 Filed Document 0001603833-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meredith Square LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001613630 Filed Document 0001553350-14-000757 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Algazel Capital, LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472136 Filed Document 0001472136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Noble Talents, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001613074 Filed Document 0001613074-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Parex Resources Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $8,741,600 Associated Brokers / Dealers N/A CIK Number 0001506666 Filed Document 0001506666-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WizRocket Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,700,027 Associated Brokers / Dealers N/A CIK Number 0001613570 Filed Document 0001613570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Underground Solutions, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613449 Filed Document 0001613449-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fruition Partners, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $4,999,996 Associated Brokers / Dealers N/A CIK Number 0001564595 Filed Document 0001393725-14-000114 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Omni-One-Med Pharmacy Services LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001613374 Filed Document 0001613374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lazard Global Fixed Income Trust See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525578 Filed Document 0001525578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Russell Institutional Funds, LLC - Russell Emerging Markets Equity Plus Fund See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Financial Services, Inc. CIK Number 0001563388 Filed Document 0001603833-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carmel Partners Investment Fund V, L.P. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598341 Filed Document 0001181431-14-026643 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Golden Bell Partners, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $200 Associated Brokers / Dealers N/A CIK Number 0001612332 Filed Document 0001612332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Russell Institutional Funds, LLC - Russell Multi-Asset Core Plus Fund See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Financial Services, Inc. CIK Number 0001563333 Filed Document 0001603833-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC EUROPE IV PRIVATE INVESTORS, L.P. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609826 Filed Document 0001612602-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund