Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LDR Preferred Income Fund, LLC See All Filings	D/A	2025-07-17 16:59:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Jefferies and Company, Hodes Weill, Wells Fargo Clearing Services, LLC, and UBS Financial Services, Inc. CIK Number 0001466409 Filed Document 0000950123-25-006439 Exclusions or Exemptions 506b Accepted Date 2025-07-17 16:59:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDR Preferred Income Fund, LLC See All Filings	D/A	2024-07-16 14:04:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Jefferies and Company, Hodes Weill, Wells Fargo Clearing Services, LLC, and UBS Financial Services, Inc. CIK Number 0001466409 Filed Document 0000950123-24-006599 Exclusions or Exemptions 506b Accepted Date 2024-07-16 14:04:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDR Preferred Income Fund, LLC See All Filings	D/A	2023-07-17 17:41:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC, Morgan Stanley Smith Barney LLC, Jefferies and Company, Hodes Weill, Wells Fargo Clearing Services, LLC, and UBS Financial Services, Inc. CIK Number 0001466409 Filed Document 0001209191-23-042478 Exclusions or Exemptions 506b Accepted Date 2023-07-17 17:41:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDR Preferred Income Fund, LLC See All Filings	D/A	2022-07-20 14:59:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC, Morgan Stanley Smith Barney LLC, Jefferies and Company, Hodes Weill, Wells Fargo Clearing Services, LLC, and UBS Financial Services, Inc. CIK Number 0001466409 Filed Document 0001209191-22-042669 Exclusions or Exemptions 506b Accepted Date 2022-07-20 14:59:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDR Preferred Income Fund, LLC See All Filings	D/A	2021-08-04 08:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC, Morgan Stanley Smith Barney LLC, Jefferies and Company, Hodes Weill, Wells Fargo Clearing Services, LLC, UBS Financial Services, Inc., and Prospera Financial Services Inc. CIK Number 0001466409 Filed Document 0001209191-21-049538 Exclusions or Exemptions 506b Accepted Date 2021-08-04 08:53:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDR Preferred Income Fund, LLC See All Filings	D/A	2020-07-31 16:11:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC, Morgan Stanley Smith Barney LLC, Jefferies and Company, Hodes Weill, Wells Fargo Clearing Services, LLC, and UBS Financial Services, Inc. CIK Number 0001466409 Filed Document 0001209191-20-044255 Exclusions or Exemptions 506b Accepted Date 2020-07-31 16:11:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDR Preferred Income Fund, LLC See All Filings	D/A	2019-07-23 15:52:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC, Morgan Stanley Smith Barney LLC, Jefferies and Company, Hodes Weill, Wells Fargo Clearing Services, LLC, and UBS Financial Services, Inc. CIK Number 0001466409 Filed Document 0001209191-19-042962 Exclusions or Exemptions 506b Accepted Date 2019-07-23 15:52:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDR Preferred Income Fund, LLC See All Filings	D/A	2018-07-25 14:14:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Jefferies and Company, Hodes Weill, Wells Fargo Clearing Services, LLC, UBS Financial Services, Inc., and First Republic Securities Company, LLC CIK Number 0001466409 Filed Document 0001209191-18-043866 Exclusions or Exemptions 506b Accepted Date 2018-07-25 14:14:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDR Preferred Income Fund, LLC See All Filings	D/A	2017-07-26 15:20:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Credit Suisse Securities (USA) LLC, Jefferies and Company, Hodes Weill, Wells Fargo Clearing Services, LLC, UBS Financial Services, Inc., and Robertson Stephens Advisors LLC CIK Number 0001466409 Filed Document 0001566089-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:20:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDR Preferred Income Fund, LLC See All Filings	D/A	2017-01-04 15:58:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Jefferies and Company, Hodes Weill, Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., and Robertson Stephens Advisors LLC CIK Number 0001466409 Filed Document 0001566089-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:58:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDR Preferred Income Fund, LLC See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Jefferies and Company, and Hodes Weill CIK Number 0001466409 Filed Document 0001466409-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDR Preferred Income Fund, LLC See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Jefferies and Company, S F Sentries Securities, Inc., and Hodes Weill CIK Number 0001466409 Filed Document 0001466409-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDR Preferred Income Fund, LLC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Jefferies and Company CIK Number 0001466409 Filed Document 0001466409-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund