Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Frere Hall Fund LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553873 Filed Document 0000902664-14-003090 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Select U.S. Equity Fund, LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001580486 Filed Document 0001580486-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Healthcare Long/Short Fund, LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554189 Filed Document 0001554189-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Ivory Flagship Offshore Fund L.P. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001474512 Filed Document 0001474512-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Ivory Flagship Fund II LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001493896 Filed Document 0001493896-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carey Energy Corp See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001593989 Filed Document 0001593989-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Axial Capital Neutral Fund, LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581084 Filed Document 0000919574-14-004023 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ohana Companies, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001520572 Filed Document 0001140361-14-028254 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
TRANSLINK CAPITAL PARTNERS III, L.P. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581166 Filed Document 0001581166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAO Coinvest, L.P. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613675 Filed Document 0001613675-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Value Surgical Products, LLC See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001613399 Filed Document 0001613399-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RIVERSIDE MICRO-CAP FUND III, L.P. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001603789 Filed Document 0001603789-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pride of Austin Opportunity Fund I, LLC See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001611112 Filed Document 0001611112-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DayNine Consulting, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $19,999,995 Associated Brokers / Dealers Clearsight Capital Advisors, Inc. CIK Number 0001521540 Filed Document 0001521540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ventura Acquisition I, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001613463 Filed Document 0001613463-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Fresenius Medical Care Warner Robins, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,319,115 Associated Brokers / Dealers N/A CIK Number 0001614136 Filed Document 0001461373-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BOULEVARD CAPITAL PARTNERS LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001446909 Filed Document 0001446909-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobile Media Partners, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Christopher J Langbein CIK Number 0001515699 Filed Document 0001515699-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sanctified, the movie, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001612183 Filed Document 0001612183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Forensic Logic, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001463782 Filed Document 0001463782-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Russell Institutional Funds, LLC - Russell Absolute Return Fixed Income Fund See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Financial Services, Inc. CIK Number 0001603833 Filed Document 0001603833-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moneta Ventures Fund I, L.P. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001609640 Filed Document 0001609640-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LoopPay, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001590342 Filed Document 0001590342-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
MERCHANT CAPITAL GROUP, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612510 Filed Document 0001612510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
RedPoint Global Inc See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $5,249,999 Associated Brokers / Dealers N/A CIK Number 0001559872 Filed Document 0000898432-14-000964 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AmeriVest Group Fund I, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $995,000 Associated Brokers / Dealers N/A CIK Number 0001609069 Filed Document 0001609069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Redfall Technologies Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $346,317 Associated Brokers / Dealers Cormark Securities Inc. CIK Number 0001548943 Filed Document 0001548943-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
BODY CENTRAL CORP See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $18,000,016 Associated Brokers / Dealers N/A CIK Number 0001379246 Filed Document 0001140361-14-028355 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
BC EUROPE IV EEA INVESTORS, L.P. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609827 Filed Document 0001612602-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Peak Global Fund, LP See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611770 Filed Document 0000919574-14-004028 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IPG - Industry People Group, Inc See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $2,985,714 Associated Brokers / Dealers N/A CIK Number 0001612378 Filed Document 0001612378-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
PUTNAM TOTAL RETURN FUND, LLC See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, Paul Heffernan, and John Palmer CIK Number 0001441058 Filed Document 0001441058-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BACK9BEVERAGES LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001613308 Filed Document 0001613308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aessense Holding Ltd. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers None CIK Number 0001613781 Filed Document 0001613781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
RUSSELL INSTITUTIONAL FUNDS LLC - RUSSELL SMALL CAP US EQUITY FUND See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Russell Financial Services, Inc., part of Russell Investments CIK Number 0001440914 Filed Document 0001603833-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RiverBank Holding Co See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $3,000,800 Associated Brokers / Dealers RiverBank Holding Co. CIK Number 0001535665 Filed Document 0001535665-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Proteus Feeder Fund II, LLC See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581103 Filed Document 0001581103-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Dev Equity, LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001525750 Filed Document 0001140361-14-028278 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Endeavour Regional Bank Opportunities Fund L.P. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581356 Filed Document 0001012975-14-000472 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AquaLock Global Corp See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001613296 Filed Document 0001613296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Paragon Outcomes Fund II, L.P. See All Filings	D	2014-07-10 16:26:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612299 Filed Document 0001612319-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-10 16:26:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Atlantic Partners (Bermuda) III, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567886 Filed Document 0000950142-14-001550 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Sofinnova Venture Partners IX, L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001612133 Filed Document 0001612133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RUBICON Technology Partners L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP Securities, LP CIK Number 0001587894 Filed Document 0001587894-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $421,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000033 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CAPITAL PRESERVATION FUND L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001035823 Filed Document 0001035823-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
QUR, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001613378 Filed Document 0001613378-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Nanox Imaging plc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $5,755,208 Associated Brokers / Dealers David William Reimer, Steven St. Fort, Ruben Saul Schatz, Peter Sandler, and Daniel Isreal Schapiro CIK Number 0001613409 Filed Document 0001144204-14-043272 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Equity
Cambridge Strategy Global Emerging Markets Equity Fund L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474791 Filed Document 0001474791-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELECTICA INC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $16,021,260 Associated Brokers / Dealers LAKE STREET CAPITAL MARKETS, LLC CIK Number 0001090908 Filed Document 0001437749-14-012686 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity