Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HEDGE STRATEGY FUND LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053423 Filed Document 0001053423-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Trillium Fundamental Value Fund, LP See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611937 Filed Document 0001393725-14-000120 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toro Investors I, LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001524913 Filed Document 0001524913-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Kadmon Holdings, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Jefferies LLC and Piper Jaffray & Co CIK Number 0001557142 Filed Document 0001557142-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gulf Unmanned Systems Center, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Bruce Roberts CIK Number 0001610091 Filed Document 0001610091-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ALGEBRIS GLOBAL FINANCIALS FUND See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421399 Filed Document 0000902664-14-003293 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEBSTER CAPITAL III, L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612449 Filed Document 0001614745-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenhouse Software, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $7,499,983 Associated Brokers / Dealers N/A CIK Number 0001550609 Filed Document 0001550609-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
deeproot 3 Year Bonus Income Debenture Fund, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001615294 Filed Document 0001615294-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Entefy Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,155,000 Associated Brokers / Dealers N/A CIK Number 0001550796 Filed Document 0001550796-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Signix, Inc. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers John Gerber CIK Number 0001506625 Filed Document 0001506625-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
EMS Overseas II Ltd. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615338 Filed Document 0000950142-14-001659 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HALCYON OFFSHORE ASSET-BACKED VALUE FUND LTD See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429354 Filed Document 0001315863-14-000467 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DECLAN RESOURCES INC. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $28,041 Associated Brokers / Dealers N/A CIK Number 0001615376 Filed Document 0001615376-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CapexMD, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615528 Filed Document 0001615528-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Kung Fu Vapes Inc See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001613279 Filed Document 0001613279-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ADVISORS HEDGE FUND LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094544 Filed Document 0001094544-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
L.I. Restaurant Associates, L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001556457 Filed Document 0001556457-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
L Capital Asia 2 Sing LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,005,000,000 Associated Brokers / Dealers UBS Securities LLC, CSP Securities, LP, and J.P. Morgan Securities LLC CIK Number 0001584622 Filed Document 0001584622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
West Road Capital Partners, LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583552 Filed Document 0001583552-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASSWOOD OPPORTUNITY PARTNERS, L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001085394 Filed Document 0001405086-14-000230 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
5 Star Strategic Fund I LP See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001615410 Filed Document 0001615410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Private Equity Capital Partners 2014, L.L.C. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001598410 Filed Document 0001598410-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Confident Technologies, Inc. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001482718 Filed Document 0001482718-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALKALINE WATER Co INC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $40,250 Associated Brokers / Dealers N/A CIK Number 0001532390 Filed Document 0001085037-14-000090 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Obsidian Tail Risk Fund Ltd. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615412 Filed Document 0001140361-14-030205 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
One King Entertainment, Inc See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers CIM Securities, LLC and CIM Securities, LLC CIK Number 0001587408 Filed Document 0001587408-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NextLine Manufacturing Corp. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001585625 Filed Document 0001213900-14-005243 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Algebris Long Only Global Financials Fund L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590859 Filed Document 0000902664-14-003297 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cedar Creek Oil & Gas Co See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001615014 Filed Document 0001615014-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Alegion Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614879 Filed Document 0001614879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GHP INTERNATIONAL REFORM & DEVELOPMENT FUND L P See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361279 Filed Document 0001361279-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Med-Tek LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001551205 Filed Document 0001062993-14-004465 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WALTER DORWIN TEAGUE ASSOCIATES INC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $898,200 Associated Brokers / Dealers N/A CIK Number 0001138055 Filed Document 0000927087-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Saints Ventures II, L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615398 Filed Document 0001615398-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NBEC CLO XVII SP See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,681,580 Associated Brokers / Dealers N/A CIK Number 0001615409 Filed Document 0001615409-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
dBMEDx Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001557515 Filed Document 0001557515-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fair Lakes Hotels Company, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001615223 Filed Document 0001615223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405796 Filed Document 0001405388-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zoned Properties, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $166,370 Associated Brokers / Dealers N/A CIK Number 0001279620 Filed Document 0001493152-14-002369 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wolf River Specialty Onshore II, L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509867 Filed Document 0001315863-14-000466 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEDGE STRATEGY FUND NON-QP LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370040 Filed Document 0001370040-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cypress Debt Investment Funds, L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,550,179 Associated Brokers / Dealers N/A CIK Number 0001479624 Filed Document 0001479624-15-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Quantum Strategic Value Fund, LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001582941 Filed Document 0001582941-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Israel Investment Fund LP See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497127 Filed Document 0001497127-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Wyvern Medical Fund LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472433 Filed Document 0001472433-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sportwater Beverages LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576328 Filed Document 0001576328-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TOWER EAST MAVERICK FUND LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001243631 Filed Document 0001243631-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
WFP Income Fund IDF, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001615357 Filed Document 0001615357-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EASTHAM CAPITAL FUND IV, LP See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001614287 Filed Document 0001140361-14-030108 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund