Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WESTCOTT PRODUCTS CORP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0000845819 Filed Document 0001515971-14-000327 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
wise.io, Inc. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $4,086,554 Associated Brokers / Dealers N/A CIK Number 0001598912 Filed Document 0001598912-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HALCYON AGILIS FUND LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556158 Filed Document 0001315863-14-000469 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EPI Group, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $124,797,140 Associated Brokers / Dealers N/A CIK Number 0001614707 Filed Document 0001140361-14-030498 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405365 Filed Document 0001405365-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LensAR Inc See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001320350 Filed Document 0001320350-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OXIS INTERNATIONAL INC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers N/A CIK Number 0000109657 Filed Document 0001250853-14-000096 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Algebris Financial CoCo Fund L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543966 Filed Document 0000902664-14-003295 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consumer Physics, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $13,474,644 Associated Brokers / Dealers N/A CIK Number 0001565167 Filed Document 0001565167-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Liquidity Solutions Cottonwood L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615230 Filed Document 0001615230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voyager Pacific Fund I, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001615007 Filed Document 0001615007-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PALM EQUITY PARTNERS, L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464349 Filed Document 0001464349-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
DE Spirits LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $13,300,000 Associated Brokers / Dealers N/A CIK Number 0001502188 Filed Document 0001502188-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,330 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000033 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
NB Auraria, DST See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $12,920,000 Associated Brokers / Dealers John M. Butler, Corbin S. Thomas, Brian J. Nelson, Troy Thomas, Frederick C. Whitford, Susan J. Gitt, Thomas M. Hess, Forrest James, and Jeffrey S. Cederberg CIK Number 0001601802 Filed Document 0001601802-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
INTERNATIONAL STRATEGIES FUND LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094533 Filed Document 0001094533-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
First Growth Founders, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001614693 Filed Document 0001614693-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Fundamental Global Partners QP, LP See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615455 Filed Document 0001615455-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wolf River Specialty Onshore II QP, L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564975 Filed Document 0001315863-14-000464 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CellTech Metals Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001455750 Filed Document 0001455750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Camp-Gard LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001614870 Filed Document 0001614870-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Archer Crossbow Fund, L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614348 Filed Document 0001614348-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYPRESS INT'L EQUITY FUND, L P See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-15-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
TS&W International Small Cap Equity Fund See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547430 Filed Document 0001547430-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG VC Fund II, L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001604758 Filed Document 0001604758-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEDGE STRATEGY FUND LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053423 Filed Document 0001053423-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HALCYON ASSET BACKED VALUE FUND LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429356 Filed Document 0001315863-14-000468 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M. STEVES USA LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001608274 Filed Document 0001608274-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IMH Financial Corp See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001397403 Filed Document 0001397403-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Texas Air Shuttle, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers NONE CIK Number 0001615467 Filed Document 0001615467-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
SteadyServ Technologies, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Periculum Advisors, LLC CIK Number 0001560163 Filed Document 0001560163-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
MILLRACE FUND LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001165580 Filed Document 0001566114-14-000048 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Wallick Senior Housing Holdings, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $12,837,500 Associated Brokers / Dealers N/A CIK Number 0001614127 Filed Document 0001613994-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HRC Hotels, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001502622 Filed Document 0001502622-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MICHIGAN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Daisy Cuter LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001614378 Filed Document 0001614378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ALGEBRIS GLOBAL FINANCIALS FUND L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421398 Filed Document 0000902664-14-003294 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIL'MUDDY FIELD PLANTINUM See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001615413 Filed Document 0001615413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
ANEP LP See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers Sagent Advisors, LLC CIK Number 0001615060 Filed Document 0001615060-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MPI Global Holdings Corp. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $62,500,000 Associated Brokers / Dealers N/A CIK Number 0001615625 Filed Document 0001615625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Medbox, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001547996 Filed Document 0001185185-14-001928 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Moogsoft (Herd) Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $11,279,991 Associated Brokers / Dealers N/A CIK Number 0001577982 Filed Document 0001577982-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waterline Ventures I, L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001614722 Filed Document 0001614722-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST SECURITY INC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001425576 Filed Document 0000892303-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Epion Health, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $4,813,355 Associated Brokers / Dealers N/A CIK Number 0001615175 Filed Document 0001615175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ADS-B Technologies, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001520737 Filed Document 0001520737-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405392 Filed Document 0001405392-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signix, Inc. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers John Gerber CIK Number 0001506625 Filed Document 0001506625-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fundamental Global Partners Offshore Fund, Ltd. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615430 Filed Document 0001615430-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camp-Gard LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001614870 Filed Document 0001614870-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
West Road Master Fund, Ltd. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582848 Filed Document 0001582848-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund