Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538637 Filed Document 0001405086-14-000231 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rockwater Energy Solutions, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $351,118 Associated Brokers / Dealers N/A CIK Number 0001525297 Filed Document 0001525297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quest Rare Minerals Ltd. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GMP Securities L.P., Desjardins Securities Inc., Maison Placements Canada Inc., and Jones, Gable & Company Limited CIK Number 0001514341 Filed Document 0001209191-14-049792 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
Engineered Propulsion Systems, Inc. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $14,025,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Basic6, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,005,599 Associated Brokers / Dealers N/A CIK Number 0001497627 Filed Document 0001213900-14-005247 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Consumer Physics, Inc. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,437,573 Associated Brokers / Dealers N/A CIK Number 0001565167 Filed Document 0001565167-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
Genetic Denim Holdings, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001558131 Filed Document 0000945111-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Archer Crossbow Offshore Fund, Ltd. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614350 Filed Document 0001614348-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405795 Filed Document 0001405795-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOSSE TOOLS, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001615745 Filed Document 0001615745-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Wolf River Specialty Offshore II, L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509866 Filed Document 0001315863-14-000465 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Auraria, DST See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $12,920,000 Associated Brokers / Dealers John M. Butler, Corbin S. Thomas, Brian J. Nelson, Troy Thomas, Frederick C. Whitford, Susan J. Gitt, Thomas M. Hess, Forrest James, and Jeffrey S. Cederberg CIK Number 0001601802 Filed Document 0001601802-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Scio Diamond Technology Corp See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001488934 Filed Document 0001488934-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Impact Athletic, LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001562669 Filed Document 0001562669-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
GOBI INVESTMENT PARTNERS LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494457 Filed Document 0001494457-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HEDGE STRATEGY FUND NON-QP LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370040 Filed Document 0001370040-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Columbia Advantage, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001615080 Filed Document 0001615080-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
VRN Veterinarian Recommended Nutriceuticals, LLC See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001612813 Filed Document 0001612813-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LOREM IPSUM OFFSHORE FUND, LTD. See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578623 Filed Document 0001013594-14-000536 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Modifi, Inc. See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001615530 Filed Document 0001615530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
RCS Capital Corp See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001568832 Filed Document 0001568832-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spatial Enterprises, LLC See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers Brian Doohan CIK Number 0001615200 Filed Document 0001615200-14-000001 Exclusions or Exemptions 504.1 and 506c Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BLACKSTONE/GSO GLOBAL DYNAMIC CREDIT EUR FEEDER FUND (IRELAND) See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597548 Filed Document 0000950142-14-001656 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Overlay Studio, Inc. See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001587219 Filed Document 0001587219-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Transatomic Power Corp See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $3,468,178 Associated Brokers / Dealers N/A CIK Number 0001550678 Filed Document 0001140361-14-030094 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Western Reach Real Estate Fund, LLC See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001560688 Filed Document 0001560688-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wellntel, Inc. See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001566920 Filed Document 0001566920-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Castlerigg Merger Arbitrage & Equity Event Fund, L.P. See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001479085 Filed Document 0001479085-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TAKE THE INTERVIEW, INC See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001526963 Filed Document 0001526963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Skylit Corp See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001615353 Filed Document 0001615353-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seminole Opportunity Fund, Ltd. See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001289829 Filed Document 0001264128-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI Columbia Investor, LLC See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $374,118 Associated Brokers / Dealers N/A CIK Number 0001615287 Filed Document 0001615287-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mission XC, LLC See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001615301 Filed Document 0001615301-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Petbrosia, Inc. See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Fundme Securities LLC CIK Number 0001598958 Filed Document 0001598958-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GS Mezzanine Partners VI, L.P. See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001615181 Filed Document 0001140361-14-029864 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forebright New Opportunities Fund, L.P. See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001615417 Filed Document 0001615417-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MCBT Global Equity Fund, a series of Martin Currie Business Trust See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493993 Filed Document 0001614745-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chinese Radio Seattle, Inc. See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001609868 Filed Document 0001609868-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BLACKSTONE/GSO EUROPEAN SENIOR LOAN USD FEEDER FUND (IRELAND) See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597362 Filed Document 0000950142-14-001655 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLIC Capital, Inc. See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Black Label Investment Corp. Resources CIK Number 0001615166 Filed Document 0001615166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
CAPRICORN AIP - CREDIT STRATEGIES LP See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427083 Filed Document 0000950103-14-005318 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Yedid Advantage (QP) Fund, LP See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jules Septimus CIK Number 0001412442 Filed Document 0000919574-14-004172 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castlerigg Active Investment Fund, Ltd. See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001565785 Filed Document 0001565785-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
UV Investors, LLC See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001615334 Filed Document 0001615334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Rock Creek Glen Echo Fund, Ltd. See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581859 Filed Document 0000902664-14-003287 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIDE HOLDINGS, INC. See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001512098 Filed Document 0001614745-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Capricorn AIP - Hedge Fund Strategies, L.P. See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427081 Filed Document 0000950103-14-005320 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spatial Enterprises, LLC See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers Brian Doohan CIK Number 0001615200 Filed Document 0001608018-14-000004 Exclusions or Exemptions 504.1 and 506c Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
All Party System Co. See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised $2,475 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000032 Exclusions or Exemptions 506c Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Samedan A. Vela No. 1 Reentry, LP See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001615210 Filed Document 0001615210-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity