Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Connor Group Real Estate Income & Growth Fund XII, LLC See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Various CIK Number 0001610847 Filed Document 0001610847-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Roundtable International Developed Equity LP See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611858 Filed Document 0001611858-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yew Tree Investment Fund PLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611907 Filed Document 0001611907-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Strategic Partners Feeder, Ltd. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001518375 Filed Document 0001405086-14-000218 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FreshTracks Capital III, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001584470 Filed Document 0001584470-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harmony Partners II-A, L.P. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001611998 Filed Document 0001611998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triumfant, Inc. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001458324 Filed Document 0001458324-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Pine Street Market LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612048 Filed Document 0001612048-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
500 Durians, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001577985 Filed Document 0001577985-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Matrix Partners China III-A, L.P. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $38,888,889 Associated Brokers / Dealers N/A CIK Number 0001604802 Filed Document 0001604802-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CENTRAL OIL & GAS CORP OF AMERICA See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001572016 Filed Document 0001117768-14-000514 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ORP APARTMENT PORTFOLIO, LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001611465 Filed Document 0001611465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Easy Spray LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001611769 Filed Document 0000950138-14-000499 Exclusions or Exemptions 504 and 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
CROWN CO-INVESTMENT OPPORTUNITIES PLC. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611896 Filed Document 0001611896-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KATAHDIN BANKSHARES CORP See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000794272 Filed Document 0000794272-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Deep Domain, Inc. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001451093 Filed Document 0001451093-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Avatar Capital Finance LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001181431-14-026115 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Matrix Partners China III-A, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $38,888,889 Associated Brokers / Dealers N/A CIK Number 0001604802 Filed Document 0001604802-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000009 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MAD RIOT ENTERTAINMENT LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001505465 Filed Document 0001505465-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
York Special Opportunities Fund II-A, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC and Bendigo Securities, LLC CIK Number 0001571486 Filed Document 0001571486-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PTC 450, Ltd. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $822,800 Associated Brokers / Dealers N/A CIK Number 0001546379 Filed Document 0001546379-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pavilion Financial Corp See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $540,634 Associated Brokers / Dealers N/A CIK Number 0001610756 Filed Document 0000898432-14-000892 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Chapman's Cider Co LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001567139 Filed Document 0001567139-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Prufrock Liquid Return Fund, LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001611949 Filed Document 0001611949-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Investec Global Dynamic Equity Fund LLC See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491680 Filed Document 0001140361-14-026833 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Investec Institutional Pan Africa Fund LLC See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491682 Filed Document 0001140361-14-026838 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
BRITE ENERGY SOLAR HOLDINGS, LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001611981 Filed Document 0001140361-14-026732 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TIXFI INC. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $19,500 Associated Brokers / Dealers N/A CIK Number 0001605024 Filed Document 0001605024-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Array Health Solutions Inc See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001382741 Filed Document 0001382741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
entegra technologies inc. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001582833 Filed Document 0001582833-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
500 Startups III-A, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001588104 Filed Document 0001577985-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Skyward IO, Inc. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $1,532,000 Associated Brokers / Dealers None CIK Number 0001595475 Filed Document 0001595475-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
PHW HOLDINGS, INC. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612047 Filed Document 0001405086-14-000219 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DMR Total Return Bond Fund LP See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Hancock Distributors LLC CIK Number 0001544565 Filed Document 0001544565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Curve Partners II LP See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001412423 Filed Document 0000919574-14-003840 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianceBernstein Select US Equity (BVI) Ltd See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466530 Filed Document 0000902664-14-002929 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
EMG AE Permian Offshore Co-Investment, LP See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $18,213,421 Associated Brokers / Dealers N/A CIK Number 0001607260 Filed Document 0001607260-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CH Commerce Drive Associates, LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $3,061,670 Associated Brokers / Dealers N/A CIK Number 0001611913 Filed Document 0001611913-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SECOND CURVE PARTNERS LP See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001116270 Filed Document 0000919574-14-003838 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOUNDATION RADIOLOGY, INC. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001461475 Filed Document 0001461475-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone US Market Neutral Fund, LLC See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510983 Filed Document 0001566114-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAGNET AE FUND LP See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580029 Filed Document 0000919574-14-003844 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castilium A.I. Agility Fund LP See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578015 Filed Document 0000902664-14-002928 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSD Torchlight Partners, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agave Partners Holdings CIK Number 0001343838 Filed Document 0000902664-14-002930 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lingozing Inc. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001611015 Filed Document 0001611015-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Chequed.com, Inc. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $2,455,023 Associated Brokers / Dealers N/A CIK Number 0001572637 Filed Document 0001572637-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Breakfast Ball, LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001610770 Filed Document 0001610770-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
KKR Lending Partners II Private Investors L.P. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611320 Filed Document 0001611320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund