Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BP SLL Trust See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622351 Filed Document 0001622351-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
SpiderCloud Wireless, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001483653 Filed Document 0001483653-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIG SUNRISE FUND, LTD. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629738 Filed Document 0000919574-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Japan Long Only Fund, LP See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483251 Filed Document 0000919574-15-000065 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HowFactory, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001629668 Filed Document 0001629668-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
ArcLight Energy Partners Fund VI, L.P. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC. and CITIGROUP GLOBAL MARKETS INC. CIK Number 0001626952 Filed Document 0001626317-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garden Lakes Estates Holdings, LLC See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $9,534,105 Associated Brokers / Dealers The Strategic Financial Alliance, Inc. and United Planners Financial Services CIK Number 0001626717 Filed Document 0001626717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Select Fund, L.P. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457129 Filed Document 0000919574-15-000058 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veenome, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $679,200 Associated Brokers / Dealers N/A CIK Number 0001594568 Filed Document 0001594568-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
AlphaCipher Acquisition Corp See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001545746 Filed Document 0001545746-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Harvest Partners Structured Capital Fund, L.P. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001622921 Filed Document 0000950142-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altair - SCP L/S Equity Fund, LLC See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001594981 Filed Document 0001144204-15-001284 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Pacific Opportunities Fund, L.P. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323844 Filed Document 0000919574-15-000060 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WMP Global Equity Absolute Return Partners, L.P. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566023 Filed Document 0000919574-15-000046 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swiff-Train Holdings, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $13,180,000 Associated Brokers / Dealers N/A CIK Number 0001629650 Filed Document 0001629650-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HINTO ENERGY, INC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001087734 Filed Document 0001065949-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Tennenbaum Special Situations Fund IX, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627500 Filed Document 0000950172-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DWF IV Buckingham REIT, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001622499 Filed Document 0001622499-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616524 Filed Document 0001616524-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Berkshire Holdings, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $1,030,183 Associated Brokers / Dealers N/A CIK Number 0001626610 Filed Document 0001626610-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
TROG Fund I LP See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001629086 Filed Document 0001629086-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pagosa Partners, L.P. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539292 Filed Document 0000919574-15-000041 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellbe Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $2,428,351 Associated Brokers / Dealers N/A CIK Number 0001582288 Filed Document 0001582288-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
GUGV Eastside Austin REIT, LLC See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629658 Filed Document 0001629658-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
REDWOOD OPPORTUNITY MASTER FUND, LTD. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457425 Filed Document 0000919574-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CallRail, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers N/A CIK Number 0001629683 Filed Document 0001629683-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CardioFocus, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $33,200,654 Associated Brokers / Dealers N/A CIK Number 0001465968 Filed Document 0001465968-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CHEM NUT INC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0000019572 Filed Document 0000019572-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
19TH AVENUE BUSINESS PARK PHOENIX, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001629634 Filed Document 0001062993-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Empire Bancorp, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0001629659 Filed Document 0001629659-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Accion Systems Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $2,001,583 Associated Brokers / Dealers N/A CIK Number 0001629694 Filed Document 0001629694-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Visium Global Offshore Fund, Ltd. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463876 Filed Document 0000919574-15-000039 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cedexis Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001491955 Filed Document 0001491955-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
CSH Program REIT III Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629685 Filed Document 0001629685-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
UTA PLAZA INC. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629667 Filed Document 0001629667-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pulse Aerospace LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $21,223,400 Associated Brokers / Dealers N/A CIK Number 0001629720 Filed Document 0001629720-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Results Based Outsourcing Inc See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001629606 Filed Document 0001629606-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stonehenge Capital Fund Mississippi II, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $1,834,000 Associated Brokers / Dealers none CIK Number 0001629580 Filed Document 0001629580-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Maris Ltd. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001610362 Filed Document 0001610362-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Indus Omni Fund, L.P. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424530 Filed Document 0000919574-15-000052 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sam Kane Beef Processors, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001575727 Filed Document 0001575727-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Prosper Startup Accelerator, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001624056 Filed Document 0001624056-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Indus Opportunity Fund, L.P. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340602 Filed Document 0000919574-15-000064 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BA Hedge Fund Solutions, LLC See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001459582 Filed Document 0001459582-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCA Master Fund REIT, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Beck, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629802 Filed Document 0001181431-15-000581 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GUGV Eastside Austin REIT, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629658 Filed Document 0001629658-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Asia Pacific Fund, L.P. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171046 Filed Document 0000919574-15-000057 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glukos Company, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001580880 Filed Document 0001580880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Golden Arrow Resources Corp See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001403870 Filed Document 0001403870-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity