Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GUGV Eastside Austin REIT, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629658 Filed Document 0001629658-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Asia Pacific Fund, L.P. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171046 Filed Document 0000919574-15-000057 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glukos Company, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001580880 Filed Document 0001580880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Golden Arrow Resources Corp See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001403870 Filed Document 0001403870-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Legato International Equity Fund, LP See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595477 Filed Document 0001595477-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW BBX GRAN TORINO SOUTH #3, LP See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001629766 Filed Document 0001629766-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Citelighter, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595881 Filed Document 0001595881-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Stan Eckert, Michael Kozemchak, and Paul Stephens CIK Number 0001135856 Filed Document 0001135856-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SEMBA BIOSCIENCES INC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $515,000 Associated Brokers / Dealers N/A CIK Number 0001458718 Filed Document 0001458718-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
PC Brandon Glen Holdings, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001626572 Filed Document 0001626610-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
NXT Capital Senior Loan Fund III Feeder Fund, LP See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001626906 Filed Document 0000945621-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DW BBX SPACE COWBOY #2, LP See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001629763 Filed Document 0001629763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AQR Tax Plus U.S. Relaxed Constraint Equity Fund, L.P. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626305 Filed Document 0001620713-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conkwest, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $47,495,481 Associated Brokers / Dealers N/A CIK Number 0001326110 Filed Document 0001620935-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Atlantic REIT I, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison CIK Number 0001629463 Filed Document 0001629463-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
American Housing Income Trust, Inc. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001433821 Filed Document 0001659173-16-000079 Exclusions or Exemptions 506c Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Securis II Fund SPC - Segregated Portfolio Seven - Cat Bonds See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593055 Filed Document 0000902664-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rethink Robotics, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $39,999,999 Associated Brokers / Dealers N/A CIK Number 0001470418 Filed Document 0001470418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CVI Credit Value Fund A III LP See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621988 Filed Document 0000902664-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Skystone Partners LP See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520546 Filed Document 0001520546-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covey Capital Partners Ltd See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419692 Filed Document 0001413079-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Forum Global Opportunities Fund, Ltd. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers MANN MANN JENSEN PARTNERS LP CIK Number 0001458554 Filed Document 0001458626-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Sun Orchard Employee Invest, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001630059 Filed Document 0000945621-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAGNA IMPERIO SYSTEMS CORP. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619504 Filed Document 0001619504-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Varde Scratch & Dent Feeder REIT, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers William A. McGugin CIK Number 0001621711 Filed Document 0001621711-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SONARMED INC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001336360 Filed Document 0001336360-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
JLE Investors, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001629701 Filed Document 0001629701-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
General Moly, Inc See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001275229 Filed Document 0000950138-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EAGLE DIRECTIONAL MACRO FUND LLC See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454588 Filed Document 0001454588-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
FundersClub D4M LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $109,500 Associated Brokers / Dealers N/A CIK Number 0001629530 Filed Document 0001629530-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONEWORK PARTNERS LP See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436452 Filed Document 0001436452-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ex Nemo LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001629733 Filed Document 0001629733-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
SOLARFLARE COMMUNICATIONS INC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $31,800,461 Associated Brokers / Dealers NEEDHAM & COMPANY, LLC CIK Number 0001138621 Filed Document 0001138621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
12 GHOSTZAPPER/BALLISTAE, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $223,500 Associated Brokers / Dealers N/A CIK Number 0001629744 Filed Document 0001629744-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Noble Hospitality Fund III, L.P. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Thomas C.A. Boytinck CIK Number 0001629745 Filed Document 0001629745-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Housing Tax Credit Fund LXIII LP See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $8,923,655 Associated Brokers / Dealers N/A CIK Number 0001629677 Filed Document 0001181431-15-000208 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Merchant Capital Fund LP See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers None CIK Number 0001624750 Filed Document 0000950142-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NXT Capital Senior Loan Fund III, LP See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626904 Filed Document 0000945621-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MeetMindful, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $517,000 Associated Brokers / Dealers N/A CIK Number 0001629841 Filed Document 0001629841-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pagosa Investors (Cayman), Ltd. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566700 Filed Document 0000919574-15-000044 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Opportunities Ltd. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001490361 Filed Document 0001490361-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OREGON PACIFIC BANCORP See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001216128 Filed Document 0000896595-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Argenta Private Capital Ltd See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Please see footnote 5 attached. CIK Number 0001133078 Filed Document 0001133078-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
CopperZone Resources Ltd. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $1,230,875 Associated Brokers / Dealers N/A CIK Number 0001629233 Filed Document 0001629233-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Equity
AQR Value Premium Master Account, L.P. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620713 Filed Document 0001620713-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CytomX Therapeutics, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $29,999,999 Associated Brokers / Dealers N/A CIK Number 0001501989 Filed Document 0001501989-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CCC Investors Holdings REIT See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629661 Filed Document 0001629661-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vega Asset Partners LP See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348611 Filed Document 0001140361-15-000965 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BID ON ENERGY LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Andrew Shoemaker CIK Number 0001626634 Filed Document 0001626634-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Insikt Levered Income Fund LP See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $7,020,914 Associated Brokers / Dealers N/A CIK Number 0001595307 Filed Document 0001595307-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity