Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ibis Global Partners, LP See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614346 Filed Document 0001013594-14-000523 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Instream Energy Systems Corp. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001511707 Filed Document 0001511707-14-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
HAWTHORN GROVE, LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $2,366,609 Associated Brokers / Dealers NONE CIK Number 0001614323 Filed Document 0001614323-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MAC BOULDER INVESTORS, LP See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001613093 Filed Document 0001613093-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Beanstalk Tax, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $1,999,000 Associated Brokers / Dealers N/A CIK Number 0001613287 Filed Document 0001613287-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Bilimoria Fund LP See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611952 Filed Document 0001611952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SYNLOGIC, INC. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $29,416,646 Associated Brokers / Dealers N/A CIK Number 0001614170 Filed Document 0001614170-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WHILL, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $10,999,999 Associated Brokers / Dealers N/A CIK Number 0001614330 Filed Document 0001614330-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlueCava, Inc. See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised $947,926 Associated Brokers / Dealers N/A CIK Number 0001502330 Filed Document 0001502330-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Orangethorpe VI, LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001613692 Filed Document 0001613692-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Chilton GNR Participation Fund LLC See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001495463 Filed Document 0001495463-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWF Partners II LLC See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526730 Filed Document 0001526730-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Weiss Residential Research LLC See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001598450 Filed Document 0001144204-14-044009 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IBN Media LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484787 Filed Document 0001615887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Other
Fort Worth Scenic, LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,205,602 Associated Brokers / Dealers n/a CIK Number 0001614380 Filed Document 0001614380-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GSI HOLDINGS II, LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001614337 Filed Document 0001614334-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
Tivona & Haug, Inc. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614270 Filed Document 0001614270-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ICG Multi-Family Partners, LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001614421 Filed Document 0001614421-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $378,357 Associated Brokers / Dealers Kirk Penland, Danny Golesh, and Ken Prodger CIK Number 0001135856 Filed Document 0001135856-14-000231 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SlamAd.Com, Inc. See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001599338 Filed Document 0001144204-14-045374 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INTIGUA, INC. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612949 Filed Document 0001144204-14-044080 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Shops at Abilene, LP See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $4,196,500 Associated Brokers / Dealers N/A CIK Number 0001614338 Filed Document 0001614338-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Guardian Capital Partners Fund II (Q), L.P. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613959 Filed Document 0001613959-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUARD MACRO OFFSHORE FEEDER FUND See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615097 Filed Document 0001615097-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HERTER INVESTMENTS LLC VALUE OPPORTUNITY FUND II See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001614411 Filed Document 0001614411-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Martingale Investment Trust, Series 1-U.S. Low Volatility LargeCap See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001579217 Filed Document 0001579217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund II See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised $13,100,963 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001606813 Filed Document 0001606813-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
EB5 UNITED PUERTO RICO FS LP See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $126,500,000 Associated Brokers / Dealers NMS Capital Group, LLC and Cansine CIK Number 0001612780 Filed Document 0001612780-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Santana Village Apartments, LLLP See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $6,675,000 Associated Brokers / Dealers N/A CIK Number 0001613678 Filed Document 0001613678-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
CSRHUB LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,000,294 Associated Brokers / Dealers N/A CIK Number 0001613006 Filed Document 0000899797-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Modesto Retail Center DST See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised $23,338,999 Associated Brokers / Dealers Inland Securities Corporation, Christina S. Nielson, Michael Packman, Eric R. Heckman, Peter D. Fisher, Robert R. Tweed, Keith R. Gunther, Norman G. Price, John W. Goff, Lanny R. Howarter, Brian E. Kampbell, and Rocco A. Cortese CIK Number 0001606843 Filed Document 0001606843-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Fundrise Investments, LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612441 Filed Document 0001612441-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
Acquisition Glacier II Inc. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $53,791,250 Associated Brokers / Dealers N/A CIK Number 0001614111 Filed Document 0001614111-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business QUEBEC, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
ODIN RAVEN FUND LP See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458368 Filed Document 0001144204-14-045898 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
FIA Timber Growth & Value Partners A, L.P. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001614207 Filed Document 0001614207-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cerberus RMBS Opportunities Feeder Fund, Ltd. See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581279 Filed Document 0000905718-14-000460 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Firefly BioWorks, Inc. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001502106 Filed Document 0001502106-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Templeton Global Summits (Cayman) Fund, Ltd. See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brian Zeiler, John Carter Bailey, Jr., and William J. Makris CIK Number 0001503656 Filed Document 0001503656-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capitaline Growth & Income, LP See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614135 Filed Document 0001614135-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHAREAHOLIC, INC. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001535095 Filed Document 0001535095-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SEI Structured Credit Fund, LP See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458326 Filed Document 0001458326-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Kurzhaar Fund, LP See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580938 Filed Document 0001580938-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TATTENHAM, LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $198,000 Associated Brokers / Dealers N/A CIK Number 0001614176 Filed Document 0001614176-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Trello, Inc. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $10,339,997 Associated Brokers / Dealers N/A CIK Number 0001614028 Filed Document 0001614028-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NUTS & BOLTS INTERNATIONAL, INC. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001613685 Filed Document 0001144204-14-043980 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
HIGHCLERE INTERNATIONAL INVESTORS SMALLER COMPANIES FUND See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366584 Filed Document 0001393725-14-000117 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $46,418 Associated Brokers / Dealers Donald Harrington, Scott Seibel, and Jason Maples CIK Number 0001135856 Filed Document 0001135856-14-000232 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GSI HOLDINGS II, LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001614337 Filed Document 0001614334-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Mountain View Retail DST See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised $13,359,693 Associated Brokers / Dealers Inland Securities Corporation, Craig M. Rollins, Alex J. Kowalski, Nathaniel M. Kuhn, Jervis L. Dicicco, Roger T. Tadsen, Gary G. Benson, Drew F. Dedelow, and Dwight K. Kay CIK Number 0001606660 Filed Document 0001606660-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
GinJoint, LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001614140 Filed Document 0001614140-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity