Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Valant Medical Solutions, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $11,214,991 Associated Brokers / Dealers Cascadia Capital, LLC CIK Number 0001503487 Filed Document 0001503487-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
M9 Defense, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001487984 Filed Document 0001487984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Davidson Kempner Special Opportunities International II LP See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers N/A CIK Number 0001613352 Filed Document 0000902664-14-003224 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLK Partners Fund, L.P. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612804 Filed Document 0001140361-14-029108 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilkinson Texas Holdings, LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $8,215,000 Associated Brokers / Dealers N/A CIK Number 0001613947 Filed Document 0001613947-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Plaza Mexico Residences, LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001612954 Filed Document 0001612954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
H&S NORTHWEST LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001614632 Filed Document 0001614632-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Nicholas J. Calamari See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001614749 Filed Document 0001614749-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Old Gretna Pharmacy, LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $39,000 Associated Brokers / Dealers N/A CIK Number 0001614450 Filed Document 0001614450-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
African Development Partners II L.P. See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001580199 Filed Document 0001580199-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Janus Holdings, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $77,600,000 Associated Brokers / Dealers N/A CIK Number 0001615228 Filed Document 0001615228-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VEPF IV Co-Invest 2, L.P. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614530 Filed Document 0001614530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tybourne Long Opportunities (US) Fund See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581527 Filed Document 0001140361-14-029189 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naehas, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001598742 Filed Document 0001598742-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Fox Hill Apartments II LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001613699 Filed Document 0001613699-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Avnel Gold Mining Ltd See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $13,100,791 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001614609 Filed Document 0001614609-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business Y7 Revenue or Assets $No Revenues Type of Security Equity
Castleplus Real Estate Investment Holding Company, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $53 Associated Brokers / Dealers N/A CIK Number 0001614442 Filed Document 0001614442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
79 Church Hill Road, LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001613639 Filed Document 0001613639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Art to Aid, LLC See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001611103 Filed Document 0001611103-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Garland Fund I LLC See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised $13,300,000 Associated Brokers / Dealers N/A CIK Number 0001602010 Filed Document 0001602010-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CloudLaw, Inc See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers n/a CIK Number 0001615041 Filed Document 0001615041-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Debt
Bay Dynamics, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $8,025,000 Associated Brokers / Dealers N/A CIK Number 0001613874 Filed Document 0001288649-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Parsimony Global Healthcare Fund, LP See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. and First Liberties Financial CIK Number 0001516606 Filed Document 0001516606-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VEPF IV Co-Invest 2-A, L.P. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614532 Filed Document 0001614530-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jammcard, LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612879 Filed Document 0001612879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PHIGENIX INC See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised $3,722,463 Associated Brokers / Dealers N/A CIK Number 0001432120 Filed Document 0001432120-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sound Point Senior Floating Rate Fund, L.P. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530786 Filed Document 0001140361-14-029001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NovaSom, Inc See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001487143 Filed Document 0001487143-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Davidson Kempner Special Opportunities Master Fund II LP See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers N/A CIK Number 0001613356 Filed Document 0000902664-14-003223 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor Portfolio Completion Strategies Fund FBO MCG Clients, L.P.-Opportunistic Portfolio Series See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581636 Filed Document 0001581636-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDU Holding Trust See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591646 Filed Document 0001591646-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
GSV X Fund, LP See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498449 Filed Document 0001498449-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gibbons Innovations, Inc. See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised $4,830,000 Associated Brokers / Dealers N/A CIK Number 0001582083 Filed Document 0001582083-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Real Estate Buyers Listing Service LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001580277 Filed Document 0001580277-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Village Walk Murrieta, L.P. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $3,520,000 Associated Brokers / Dealers N/A CIK Number 0001612553 Filed Document 0001062993-14-004326 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AEGIS MORTGAGE BACKED SECURITIES LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614461 Filed Document 0001614461-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Esulep LLC Permo Fund See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gar Wood Securities, LLC CIK Number 0001598170 Filed Document 0001598170-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FDC Investment Partners III, LLC See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572740 Filed Document 0000945621-14-000218 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Xhale, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $16,711,944 Associated Brokers / Dealers N/A CIK Number 0001476509 Filed Document 0000905718-14-000467 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BankCap Partners Opportunity Fund, L.P. See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581319 Filed Document 0001581319-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cybersponse, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001589214 Filed Document 0001589214-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Chilton GNR Participation Fund Ltd. See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001495464 Filed Document 0001495464-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pembroke Heritage Fund Ltd See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001554094 Filed Document 0001554094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Clear Fork Royalty 4, LP See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001614527 Filed Document 0001614527-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
5930 Enclave, LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $313,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001605327 Filed Document 0001605327-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Regal Irby #1 Joint Venture See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $5,153,265 Associated Brokers / Dealers N/A CIK Number 0001614455 Filed Document 0001614455-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Staffing 360 Solutions, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Corinthian Partners, LLC CIK Number 0001499717 Filed Document 0001465818-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Rapamycin Holdings, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001582949 Filed Document 0001582949-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Secret, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $30,999,921 Associated Brokers / Dealers N/A CIK Number 0001592684 Filed Document 0001592684-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOCIAL YANTRA, INC. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001535364 Filed Document 0001535364-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt