Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PellePharm, Inc. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $476,200 Associated Brokers / Dealers N/A CIK Number 0001611568 Filed Document 0001611568-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Distressed Fund 2014 LP See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613230 Filed Document 0001613230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Apploi) L.P. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $782,300 Associated Brokers / Dealers N/A CIK Number 0001614387 Filed Document 0001614387-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Franklin Templeton Global Multisector Plus Fund, L.P. See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel R. Veddern, Sr. and Brian David Zeiler CIK Number 0001476351 Filed Document 0001476351-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM Global Long Alpha Fund, L.P. See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607207 Filed Document 0000935836-14-000434 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
480 Arsenal BP Investors LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001612946 Filed Document 0001612946-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
13 ICE BOX/SWEET BRANDY, LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers N/A CIK Number 0001614177 Filed Document 0001614177-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
BADU Networks Inc. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers NONE CIK Number 0001594917 Filed Document 0001594917-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DTS8 COFFEE COMPANY, LTD. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001499361 Filed Document 0001056520-14-000120 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DST INVESTMENTS X, L.P. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614396 Filed Document 0001614396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CyMedica Orthopedics, Inc. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001579395 Filed Document 0001579395-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Global Healthcare Fund, L.P. See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Scott Mibu, Mike Oshiro, Patrick Moriarty, Sean Jenkins, and Arnold L. Mintz CIK Number 0001395296 Filed Document 0001095449-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICDS Equity Fund One LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001609850 Filed Document 0001609850-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Burstorm, Inc. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001614440 Filed Document 0001614440-14-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
GSI Holdings, LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001614334 Filed Document 0001614334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Highclere International Investors SMID Fund See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456980 Filed Document 0001393725-14-000118 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised $14,760,000 Associated Brokers / Dealers Michael P. Corry, Robert L. Scharff, Paul E. Flotken, Gwen M. Middeke, and Raymond J. North, Jr. CIK Number 0001135856 Filed Document 0001135856-14-000233 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Micromanos Corp See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580780 Filed Document 0001580780-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ENGAGEMENT LABS INC. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $437,980 Associated Brokers / Dealers N/A CIK Number 0001600139 Filed Document 0001140361-14-028996 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Northwest Analytics, Inc. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001614413 Filed Document 0001461859-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Feast Wine Bar & Bistro, Inc. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001613004 Filed Document 0001613004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Two Beers Brewing Co. LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001614354 Filed Document 0001614354-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AHL Evolution LLC See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001581534 Filed Document 0001581534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus RMBS Opportunities Fund, L.P. See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525933 Filed Document 0000905718-14-000463 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoNextions Medical Corp See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001594787 Filed Document 0001599807-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Clearstone Sports Network, Inc See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001614386 Filed Document 0001614386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
FAST CASUAL PIZZA HOLDINGS LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614535 Filed Document 0001614560-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NORTHSIGHT CAPITAL, INC. See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001051209-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
ZappyLab Inc See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001556299 Filed Document 0001556299-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LP Operating, LLC See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Chilton Small Cap & Mid Cap International (BVI) Ltd. See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348211 Filed Document 0000950103-14-005035 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Daisy Cuter LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001614378 Filed Document 0001614378-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CrowdComfort, Inc. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,500,001 Associated Brokers / Dealers N/A CIK Number 0001593054 Filed Document 0001593054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Antengo, Inc. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001523639 Filed Document 0001523639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SigmaDek Ltd. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001498726 Filed Document 0001498726-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ICQ Investments 19, LP See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614384 Filed Document 0001614384-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JIAN Tools for Sales, Inc. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001504192 Filed Document 0001504192-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Sanergy, Inc. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001571351 Filed Document 0001571351-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SIGNALFIRE FUND, L.P. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606469 Filed Document 0001606469-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D3 Design/Build LLC See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001535348 Filed Document 0001535348-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
32 DEGREES DIVERSIFIED ENERGY FUND III (US) L.P. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $139,925,373 Associated Brokers / Dealers N/A CIK Number 0001613917 Filed Document 0001613917-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RSM, LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001614269 Filed Document 0001614269-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sovereign Capital IV Limited Partnership See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613392 Filed Document 0001613869-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
URBAN 24 HOLDING LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614560 Filed Document 0001614560-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
J.P. Morgan Digital Growth Fund II L.P. See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611500 Filed Document 0001012975-14-000483 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tyto Life LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001566973 Filed Document 0001566973-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $97,657 Associated Brokers / Dealers Michael shannon CIK Number 0001135856 Filed Document 0001135856-14-000234 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Dominovas Energy Corp See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001343254 Filed Document 0001165527-14-000437 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
NANO-META TECHNOLOGIES, INC. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $252,110 Associated Brokers / Dealers N/A CIK Number 0001614332 Filed Document 0001614332-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Horizon Tower Ltd Partnership-II See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised $24,150,000 Associated Brokers / Dealers David P Dyer, Marshall H. Dean, Michael M. Roberts, and Thomas R. Cameron CIK Number 0001587255 Filed Document 0001587255-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Other