Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PayLink Payment Plans, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001613800 Filed Document 0001192482-14-000152 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Prima Temp, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,830,000 Associated Brokers / Dealers N/A CIK Number 0001494644 Filed Document 0001494644-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
EF VC1, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001614043 Filed Document 0001614043-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
ProofPilot, Inc. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001613067 Filed Document 0001613067-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ICAP Absolute Return Fund LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464284 Filed Document 0001464284-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dali Systems Co. Ltd. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001466248 Filed Document 0001466248-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Dimensional Funds plc See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512221 Filed Document 0000945621-14-000201 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingfisher Select, LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001608755 Filed Document 0001608755-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Science Ventures Fund III, L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001610748 Filed Document 0001610748-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHARMACEUTICAL OPPORTUNITIES FUND L P See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001089294 Filed Document 0001089294-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Dyal II US Investors LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613749 Filed Document 0001613749-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cold Plasma Medical Technologies, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001488790 Filed Document 0001488790-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
TXL AMERICA LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001613705 Filed Document 0001613705-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SFA COMMERCIAL LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001569019 Filed Document 0001214659-14-005155 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Redline Trading Solutions, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001491423 Filed Document 0001491423-14-000003 Exclusions or Exemptions 505 and 506c Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AUXILIO INC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001011432 Filed Document 0001011432-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Visium Global Fund, LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463878 Filed Document 0000919574-14-004067 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Strategic Partners Co-Invest, L.P., Series F See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614081 Filed Document 0001614081-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 33, LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614048 Filed Document 0001614048-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navesink River Partners L P See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319733 Filed Document 0001319733-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SALUTARIS MEDICAL DEVICES INC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001452230 Filed Document 0001452230-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
BDR Kirkland IV LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001613897 Filed Document 0001613897-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
T-C International Plaza REIT LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Christopher S. Harrison, and Lori D. Mayfield CIK Number 0001614181 Filed Document 0001614181-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
POSC Holdings, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,007,366 Associated Brokers / Dealers N/A CIK Number 0001613977 Filed Document 0001613977-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
exacly inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613904 Filed Document 0001613904-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACB MERGER CORP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,500 Associated Brokers / Dealers N/A CIK Number 0001613123 Filed Document 0001104659-14-051883 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CL Alpamayo Trading Fund, L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581377 Filed Document 0000902664-14-003165 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marianas Fund LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ounavarra Capital LLC CIK Number 0001580996 Filed Document 0000902664-14-003177 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Captricity, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $11,279,079 Associated Brokers / Dealers N/A CIK Number 0001578182 Filed Document 0001578182-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dyal II Offshore Investors LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613747 Filed Document 0001613747-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sheraton Partners L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319707 Filed Document 0001319707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Crescent Point Energy Corp. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $310,000,000 Associated Brokers / Dealers RBC Capital Markets LLC, HSBC Securities (USA) Inc., and JP Morgan Securities CIK Number 0001545851 Filed Document 0001613907-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Qview Medical, Inc. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $3,323,399 Associated Brokers / Dealers N/A CIK Number 0001577951 Filed Document 0001577951-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LRV Capital Fund Ltd. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546141 Filed Document 0000919574-14-004073 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VCharge Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001507701 Filed Document 0001507701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
LION FUND II, L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580602 Filed Document 0000921895-14-001566 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POLARIS GROUP TRUST See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000889823 Filed Document 0000919574-14-004078 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Government Building Open-End Feeder 2, LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582993 Filed Document 0001582993-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Amvestar Affordable Housing Fund, LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allen C. Ewing & Co. CIK Number 0001535294 Filed Document 0001535294-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regiment Capital Ltd. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462558 Filed Document 0001462558-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $504,244 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000228 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RENOVATIO FUND, LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001613393 Filed Document 0001562555-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SAINT KITTS AND NEVIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nyca Investment Partnership, LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613756 Filed Document 0001144204-14-043406 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salt Rock Fund Ltd See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613841 Filed Document 0000902664-14-003171 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Opportunities Fund, LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613958 Filed Document 0001613958-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visium Balanced Fund, LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345030 Filed Document 0000919574-14-004066 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prusik Umbrella UCITS Fund plc See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553614 Filed Document 0000902664-14-003164 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fear The Deer LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610874 Filed Document 0000950142-14-001594 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Demeter Topco, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $88,000,000 Associated Brokers / Dealers N/A CIK Number 0001614921 Filed Document 0001614921-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Greenoaks Opportunity II LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001612009 Filed Document 0001612009-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity