Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
STRAIGHT PRODUCTIONS LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613481 Filed Document 0001613481-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HII Technologies, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Glenn Craig Pollack, Joel Michael Vanderhoof, and Edward John Haberfield CIK Number 0001085254 Filed Document 0001548123-14-000266 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ALTR Fund IV (No. 2) AB See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $385,000,000 Associated Brokers / Dealers MONUMENT GROUP, INC. CIK Number 0001612311 Filed Document 0001613349-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASIAN COAST DEVELOPMENT (CANADA) LTD See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $323,271,687 Associated Brokers / Dealers N/A CIK Number 0001443442 Filed Document 0001183740-14-000223 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AirPhrame, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $4,999,998 Associated Brokers / Dealers N/A CIK Number 0001614031 Filed Document 0001614031-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JobPath Partners, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613916 Filed Document 0001613916-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Aqua Regenerative Therapies, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001614065 Filed Document 0001614065-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Briargreen Capital Fund LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614030 Filed Document 0001614030-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aerospike, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $19,381,539 Associated Brokers / Dealers N/A CIK Number 0001613976 Filed Document 0001613976-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cobblestone Private Income Fund L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562554 Filed Document 0001562554-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cygnus Europa Event Driven LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496186 Filed Document 0001496186-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CW Allegiant Fund I, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001614066 Filed Document 0001614066-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AZ INVESTMENT PROPERTY EXPERTS, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001542009 Filed Document 0001542009-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Issio Solutions, Inc. See All Filings	D	2014-07-15 18:45:16 UTC
Amount To Be Raised $1,999,999 Associated Brokers / Dealers N/A CIK Number 0001537696 Filed Document 0001537696-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 18:45:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CariCord, Inc. See All Filings	D	2014-07-15 08:31:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595518 Filed Document 0001019687-14-002731 Exclusions or Exemptions 506b Accepted Date 2014-07-15 08:31:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RUDMAN PARTNERS, L.P. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000812641 Filed Document 0000919574-14-004065 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners, L.P. (Class B & Class C limited partnership interests) See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and J.P. Morgan Securities LLC CIK Number 0001473605 Filed Document 0000902664-14-003170 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners, Ltd. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001475112 Filed Document 0000902664-14-003168 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Campus Land Consortium One, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $10,400,000 Associated Brokers / Dealers N/A CIK Number 0001612658 Filed Document 0001612658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SCHRODER DIVERSIFIED GROWTH PORTFOLIO, L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001613349 Filed Document 0001613349-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VINCI VALUE FUND See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612671 Filed Document 0000919574-14-004053 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP ABSOLUTE RETURN FUND OFFSHORE FEEDER LP See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300117 Filed Document 0001458536-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
123 Lumpsum Delaware Holdings, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001575432 Filed Document 0001575432-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lightyear Acquisition Company, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $3,535,825 Associated Brokers / Dealers N/A CIK Number 0001542008 Filed Document 0001542008-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
San Franola, Inc See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608858 Filed Document 0001608858-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $48,325,430 Associated Brokers / Dealers Michael Shannon, Joseph Thompson, and Bruce Brownell CIK Number 0001135856 Filed Document 0001135856-14-000224 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SpaceCurve, Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $10,994,733 Associated Brokers / Dealers N/A CIK Number 0001498567 Filed Document 0001498567-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SMC Private Equity Holdings, LP See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581493 Filed Document 0001581493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Normandy Member LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001613798 Filed Document 0001192482-14-000148 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PARATEK PHARMACEUTICALS INC See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $93,000,000 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. and Trout Capital LLC CIK Number 0001037643 Filed Document 0001192482-14-000150 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Muskegon SC, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001486071 Filed Document 0000895527-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Project Grub LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613797 Filed Document 0001613797-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Miller's Square Investment, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001613808 Filed Document 0001613808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Integrated Physicians Management Services, Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $5,940,000 Associated Brokers / Dealers N/A CIK Number 0001613454 Filed Document 0001613454-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GelSight, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001613783 Filed Document 0001613783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Caz Creek Tax Lien Fund, LLC See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cazenovia Creek Investment Management, LLC CIK Number 0001526292 Filed Document 0001526292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Over $100,000,000 Type of Security Equity
Peter DeFries Corp See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers FIDUS Securities, LLC CIK Number 0001613577 Filed Document 0001613577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 97D, L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613846 Filed Document 0000950142-14-001581 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 97B, L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613844 Filed Document 0000950142-14-001579 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 97I, L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613852 Filed Document 0000950142-14-001586 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Manikay Offshore Fund, Ltd. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH CREEK BUTLER, J.P. MORGAN SECURITIES LLC, and UBS FINANCIAL SERVICES INC. CIK Number 0001454892 Filed Document 0000919574-14-004060 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Expect Liquid, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001613701 Filed Document 0001613701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Glenjohn Capital, LLC See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001560781 Filed Document 0001560781-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $79,988 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-14-000217 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
King Street Capital, Ltd. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218202 Filed Document 0000902664-14-003137 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dalton India (US Feeder) Fund LP See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614149 Filed Document 0001209191-14-048055 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rete Pay Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $1,001,700 Associated Brokers / Dealers George J. Bregante CIK Number 0001613310 Filed Document 0001613310-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Resy Network, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001613821 Filed Document 0001613821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BR-UW Fund, Ltd. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300795 Filed Document 0001140361-14-028485 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROMUS REALTY INCOME I, LP See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613672 Filed Document 0000913849-14-000226 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund