Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RET Multi Strategy Fund, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612637 Filed Document 0001315863-14-000451 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NextView Ventures II, L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $39,797,980 Associated Brokers / Dealers N/A CIK Number 0001588072 Filed Document 0001588072-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
US GOVERNMENT BUILDING OPEN-END FEEDER 1, LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553911 Filed Document 0001553911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BBH Global Funds, LLC - BBH Credit Value Series See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596136 Filed Document 0001581662-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raveneur Master Fund Ltd See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613963 Filed Document 0001613963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visium Tax Alpha Fund, LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507391 Filed Document 0000919574-14-004069 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DMS Global Tactical Asset Allocation Fund LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534559 Filed Document 0001534559-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
H/2 Investors L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463639 Filed Document 0000919574-14-004071 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Investments 18, LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614079 Filed Document 0001614079-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diamond Kinetics, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,300,125 Associated Brokers / Dealers N/A CIK Number 0001613961 Filed Document 0001613961-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Medical Center IV at Monument, LLLP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001613484 Filed Document 0001613484-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fanergies Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001569941 Filed Document 0001569941-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ANGLES MEDIA CORP. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001597062 Filed Document 0001597062-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BW GLOBAL MACRO FUND, L.P. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613719 Filed Document 0001613349-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valley Ambulatory Surgery Center, L.P. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $22,700 Associated Brokers / Dealers N/A CIK Number 0001527423 Filed Document 0001346066-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Oculogica, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001613810 Filed Document 0000905718-14-000433 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 32, LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614035 Filed Document 0001614035-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARMEL VENTURES IV (A), L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SPARRING PARTNERS CAPITAL LLC CIK Number 0001581735 Filed Document 0001581735-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shyp Inc See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $9,999,991 Associated Brokers / Dealers N/A CIK Number 0001588363 Filed Document 0001588363-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prodigo Solutions, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001613945 Filed Document 0001613945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Credit Partners II L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, and None CIK Number 0001581258 Filed Document 0001181431-14-026829 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Normandy Holdco LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $52,273,300 Associated Brokers / Dealers N/A CIK Number 0001613799 Filed Document 0001192482-14-000151 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MOHAWK GROUP, INC. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $35,072,000 Associated Brokers / Dealers N/A CIK Number 0001614019 Filed Document 0001614019-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Visible Brands, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001507708 Filed Document 0001507708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
FOXLIKE Inc See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613451 Filed Document 0001613451-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Oak Point Vero Properties, L.P. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001613989 Filed Document 0001613989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
High-Proof LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001613646 Filed Document 0001613646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Meadowlark Health, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001613971 Filed Document 0001613971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEBRASKA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
OMNISTRAT FUND, LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577163 Filed Document 0001577163-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ICAP QP Absolute Return Fund L P See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001311313 Filed Document 0001464284-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boardage Partners, L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591061 Filed Document 0001591061-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dyal II Pension Investors LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613748 Filed Document 0001613749-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portfolium, Inc. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $894,999 Associated Brokers / Dealers N/A CIK Number 0001610831 Filed Document 0001610831-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dimensional Funds plc - Euro Inflation Linked Long Duration Fixed Income Fund See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517330 Filed Document 0000945621-14-000202 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edgewood Partners L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319760 Filed Document 0001319760-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
J.W. Opportunities Fund, LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0001594084 Filed Document 0001594084-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
J.W. Partners, LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Financial West Group CIK Number 0001082644 Filed Document 0001082644-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
UTILITIES, INFRASTRUCTURE & RENEWABLES SUB-FUND, A SUB-FUND OF CYGNUS SICAV p.l.c. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447273 Filed Document 0001447273-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Cygnus Utilities, Infrastructure & Renewables LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463531 Filed Document 0001463531-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
H/2 CREDIT PARTNERS L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461028 Filed Document 0000919574-14-004070 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RTO Energy Trading. LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612636 Filed Document 0001315863-14-000450 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN CONTINENTAL BANCORP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $351,875 Associated Brokers / Dealers N/A CIK Number 0001613125 Filed Document 0001104659-14-051884 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Specialty Surgical Center of Irvine LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $237,813 Associated Brokers / Dealers John Riddle CIK Number 0001346066 Filed Document 0001346066-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BW GLOBAL MACRO OFFSHORE FUND, LTD. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613717 Filed Document 0001613349-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUNNYMEATH PARTNERS LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407760 Filed Document 0001407760-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Oakview Special Opportunity Fund I, LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614151 Filed Document 0001614151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Visium Institutional Partners, LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484622 Filed Document 0000919574-14-004068 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Trust Company Americas and Deutsche Bank Securities Inc. CIK Number 0001491957 Filed Document 0000902664-14-003166 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METABOLIC SOLUTIONS DEVELOPMENT CO LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001422580 Filed Document 0001422580-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
OPGEN INC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001293818 Filed Document 0001293818-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt