Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
S.W. Mitchell Small Cap European Fund Ltd See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525261 Filed Document 0000943663-14-000126 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALENTX INC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001220832 Filed Document 0001362118-14-000109 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
BOX INC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001372612 Filed Document 0001372612-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Regenerative Medical Solutions, Inc. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001579613 Filed Document 0001579613-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Total Gym Fitness Studio, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001614099 Filed Document 0001614099-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MUIRFIELD VALUE PARTNERS, LP/PORTFOLIO B See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613240 Filed Document 0000919574-14-004085 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shared Performance, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001475561 Filed Document 0001475561-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Buffalo Forklift, LLC See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608993 Filed Document 0001608993-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Karma Cycles, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613499 Filed Document 0001613499-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HUBBELL REALTY Co See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001516928 Filed Document 0001362118-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Mogo Finance Technology Inc. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $2,391,500 Associated Brokers / Dealers N/A CIK Number 0001602842 Filed Document 0001140361-14-028704 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Everglades Value Fund, LP See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613295 Filed Document 0001613295-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MW Global Financials Market Neutral Fund See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504529 Filed Document 0000902664-14-003188 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1125 North Fairfax LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,720,000 Associated Brokers / Dealers None CIK Number 0001614102 Filed Document 0001614102-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
RealtyShares 1, LLC, Series Y See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers N/A CIK Number 0001614115 Filed Document 0001614118-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ABV CONSULTING, INC. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001607450 Filed Document 0001144204-14-043653 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Equisolve, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Digital Offering LLC and Euro Pacific Capital, Inc. CIK Number 0001614026 Filed Document 0001380389-14-000078 Exclusions or Exemptions 506c Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
IdealSeat Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001613833 Filed Document 0001613833-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Rocky Creek Plantation Acquisitions, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $16,168,050 Associated Brokers / Dealers N/A CIK Number 0001614074 Filed Document 0001614074-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Zengo Fitness LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $279,000 Associated Brokers / Dealers N/A CIK Number 0001614054 Filed Document 0001614054-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
EMH Resources, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $202,050 Associated Brokers / Dealers N/A CIK Number 0001484525 Filed Document 0001484525-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
XBorder Ventures LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001614438 Filed Document 0001614438-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Advanced Technology Fund LLC See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers PHX FINANCIAL, INC. and HALYCON CABOT PARTNERS Ltd. CIK Number 0001611194 Filed Document 0001013762-14-000819 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Crystal Labs, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001612157 Filed Document 0001612157-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Science Ventures Fund III (Offshore), L.P. See All Filings	D/A	2014-07-16 16:30:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001610749 Filed Document 0001610749-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 16:30:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGR Menard Bevans E & P LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001613965 Filed Document 0001613965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Soma Redwall Game #1, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001612358 Filed Document 0001612358-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MHF Special Investments, LLC, on behalf of & for the account of MHF II March 2009 Series 5 See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461177 Filed Document 0001507943-14-000067 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Little Passports, Inc. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,795,332 Associated Brokers / Dealers N/A CIK Number 0001605344 Filed Document 0001605344-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tolis Investment Strategies LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001581144 Filed Document 0001012975-14-000478 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
H/2 Investors II L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482308 Filed Document 0000919574-14-004072 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GPTH Note, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $12,400,000 Associated Brokers / Dealers N/A CIK Number 0001613330 Filed Document 0001613330-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,887,216 Associated Brokers / Dealers Kirk Penland and Phillip Primm CIK Number 0001135856 Filed Document 0001135856-14-000229 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Strathspey Crown Holdings, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001557024 Filed Document 0001557024-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCM ConvertibleAlpha Offshore Fund, Ltd. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496502 Filed Document 0000902664-14-003163 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Roomzilla Technologies, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers N/A CIK Number 0001614152 Filed Document 0001614152-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
SERRANO CAPITAL PARTNERS LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001611151 Filed Document 0001611151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GCM-FAO LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612010 Filed Document 0001612009-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
KETTLE CREEK DEVELOPMENT, LTD. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $880,000 Associated Brokers / Dealers N/A CIK Number 0001613488 Filed Document 0001613488-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Zero Gravity Solutions, Inc. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Patrick Kennedy, Livingston Securities, LLC, Mike Wiskerchen, Hugh Chambers, Robert Fritzges, and Craig Wells CIK Number 0001574186 Filed Document 0001574186-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
TRiQ, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001571918 Filed Document 0001571918-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALTR Fund IV (No. 1) AB See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $521,410,000 Associated Brokers / Dealers MONUMENT GROUP, INC. CIK Number 0001612313 Filed Document 0001613349-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001051209-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Millennium Prime, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001100779 Filed Document 0001100779-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Morgan Stanley Credit Partners II Offshore Feeder L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none, none, none, none, none, and none CIK Number 0001581267 Filed Document 0001181431-14-026830 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CCC Gallery Lofts II LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001610753 Filed Document 0001610753-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
LION FUND, L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334426 Filed Document 0000921895-14-001565 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICAP OFFSHORE ABSOLUTE RETURN FUND II LTD See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354269 Filed Document 0001464284-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPROCQ CORE REAL ESTATE FUND II, LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001612644 Filed Document 0001612644-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Ocean Partners LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319621 Filed Document 0001319621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund