Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fairholme Partnership, LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001566213 Filed Document 0000919574-14-005415 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 17, LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587761 Filed Document 0001587761-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCP Holding CO See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001361025 Filed Document 0001361025-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
AngelList-Tpots-Fund, a series of AngelList-EB-Funds, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $308,000 Associated Brokers / Dealers N/A CIK Number 0001621031 Filed Document 0001621031-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anchor Insurance Holdings, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001616234 Filed Document 0001616234-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MasteryConnect, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $15,735,600 Associated Brokers / Dealers N/A CIK Number 0001536464 Filed Document 0001536464-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
OFS PRO CIP, LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $1,480,316 Associated Brokers / Dealers N/A CIK Number 0001621790 Filed Document 0001140361-14-038007 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Commerce Bancorp, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001620686 Filed Document 0001620686-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSISSIPPI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Frontaura Global Frontier Fund Offshore Ltd See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588800 Filed Document 0000897069-14-000415 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Best Credit Management, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621485 Filed Document 0001621485-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Class Pass Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $12,000,001 Associated Brokers / Dealers N/A CIK Number 0001619181 Filed Document 0001619181-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CC French, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $1,078,480 Associated Brokers / Dealers N/A CIK Number 0001626452 Filed Document 0001626452-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
JLP Credit Opportunity Fund LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507119 Filed Document 0001507116-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALIANT CAPITAL PARTNERS LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435407 Filed Document 0000935836-14-000556 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moelis Asset Management LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001512804 Filed Document 0001140361-14-036789 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Signet Global Fixed Income Fund LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391042 Filed Document 0001391042-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingstown Partners Offshore Ltd See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Budge Collins and David Yazdan Jr. CIK Number 0001495673 Filed Document 0001495673-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cautus Asset Management Ltd. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $13,400,000 Associated Brokers / Dealers - CIK Number 0001600447 Filed Document 0001600447-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Emerging Traders Fund, LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381760 Filed Document 0000913849-14-000320 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AngelList-Uome-Fund, a series of AngelList-TF-Funds, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $508,000 Associated Brokers / Dealers N/A CIK Number 0001620998 Filed Document 0001620998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Bnts-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $220,620 Associated Brokers / Dealers N/A CIK Number 0001621033 Filed Document 0001621033-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWING MORRIS OPPORTUNITIES TRUST FUND See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621232 Filed Document 0001405086-14-000281 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Equipoise Secured Income Fund, LLC See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001621074 Filed Document 0001621074-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OMEGA MORGAN HOLDINGS, INC. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001621740 Filed Document 0001621740-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
FRONTAURA GLOBAL FRONTIER FUND LLC See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities, LLC CIK Number 0001423188 Filed Document 0000897069-14-000416 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OFS PRO CI, LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $13,072,726 Associated Brokers / Dealers N/A CIK Number 0001621789 Filed Document 0001140361-14-038006 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IOG Class M Investment Vehicle I, LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $230,000,000 Associated Brokers / Dealers N/A CIK Number 0001622359 Filed Document 0001622359-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Evigilo - II) L.P. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $305,000 Associated Brokers / Dealers N/A CIK Number 0001620423 Filed Document 0001465818-14-000021 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Seattle Fast Pitch Fund IV, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001615533 Filed Document 0001615533-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Thumbkandi, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001617459 Filed Document 0001617459-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SUPER NOVA PETROLEUM CORP. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $193,641 Associated Brokers / Dealers N/A CIK Number 0001600864 Filed Document 0001534122-14-000063 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Volo International Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601035 Filed Document 0001601035-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bay Capital Feeder Fund Ltd. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619640 Filed Document 0001619640-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLP Institutional Credit Cayman Fund Ltd See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554150 Filed Document 0001507116-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Dyze-Fund, a series of AngelList-Saas-Funds, LLC See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $453,000 Associated Brokers / Dealers N/A CIK Number 0001614214 Filed Document 0001614214-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tenzio Partners LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588051 Filed Document 0001588051-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMZ Energy, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $2,631,759 Associated Brokers / Dealers N/A CIK Number 0001518046 Filed Document 0001518046-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Fenix Parts, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $2,002,500 Associated Brokers / Dealers N/A CIK Number 0001615153 Filed Document 0001615153-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
AngelList-Iojim-Fund, a series of AngelList-DC-Funds, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $328,000 Associated Brokers / Dealers N/A CIK Number 0001620997 Filed Document 0001620997-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Waste Power Systems, Inc. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001545267 Filed Document 0001545267-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Upper Peninsula Power Holding Co See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers RBC Capital Markets, LLC, Scotia Capital Inc., and Scotia Capital (USA) Inc CIK Number 0001620849 Filed Document 0001104659-14-069272 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AngelList-Gate-Fund, a series of AngelList-HaOc-Funds, LLC See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $113,000 Associated Brokers / Dealers N/A CIK Number 0001614213 Filed Document 0001614213-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor Portfolio Completion Strategies Fund FBO MCG Clients, L.P. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558873 Filed Document 0001558873-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VytronUS Inc See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $33,040,000 Associated Brokers / Dealers N/A CIK Number 0001409649 Filed Document 0001409649-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Cins-Fund, a series of AngelList-50In-Funds, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $77,950 Associated Brokers / Dealers N/A CIK Number 0001620996 Filed Document 0001620996-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Hawk Ridge Holdings, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $1,205,710 Associated Brokers / Dealers N/A CIK Number 0001621034 Filed Document 0001621034-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Prospect Advisors QP, L.P. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553959 Filed Document 0001553959-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Eric Rader CIK Number 0001135856 Filed Document 0001135856-14-000273 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JLP Partners Fund LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507117 Filed Document 0001507116-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bay Capital India Fund Ltd. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619692 Filed Document 0001619692-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund