Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ICONIQ Access 15, LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587759 Filed Document 0001587759-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLP Stressed Credit Fund LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507116 Filed Document 0001507116-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARTIN CURRIE EUROPEAN HEDGE FUND - US DOLLAR PORTFOLIO See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN CURRIE INVESTOR SERVICES, INC. CIK Number 0001546035 Filed Document 0001620257-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-AutStro-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $162,500 Associated Brokers / Dealers N/A CIK Number 0001620999 Filed Document 0001620999-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spreedly, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $749,711 Associated Brokers / Dealers N/A CIK Number 0001579202 Filed Document 0001579202-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TREA REIT Holdco, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iriquois Capital Advisors, LLC CIK Number 0001621304 Filed Document 0001621304-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DIOMICS Corp See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605831 Filed Document 0001140361-14-036863 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RP - Legends Place, L.P. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $7,175,927 Associated Brokers / Dealers N/A CIK Number 0001620349 Filed Document 0001620349-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
30 Park Place EB-5 Lenders LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001621101 Filed Document 0001621101-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Integrated Healing Technologies, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001621612 Filed Document 0001209191-14-063105 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Redwood-Kairos Real Estate Value Fund IV-B LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Spire Securities, LLC CIK Number 0001620967 Filed Document 0001620967-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
JLP Partners Cayman Fund Ltd See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523606 Filed Document 0001507116-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Golden Palm Investments Holding Co Ltd. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001618408 Filed Document 0001618408-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GHANA Revenue or Assets Decline to Disclose Type of Security Other
Evergreen Acquisitions, LLC /PA See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001619953 Filed Document 0001619953-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Cresco Labs, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620843 Filed Document 0001620843-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Guild Insurance Solutions, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001620975 Filed Document 0001620975-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
VERACYTE, INC. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $12,797,283 Associated Brokers / Dealers N/A CIK Number 0001384101 Filed Document 0001104659-14-069263 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cephea Valve Technologies, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $14,688,333 Associated Brokers / Dealers National Securities Corporation CIK Number 0001620667 Filed Document 0001620667-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Fora-Fund, a series of AngelList-MaBr-Funds, LLC See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $304,160 Associated Brokers / Dealers N/A CIK Number 0001616591 Filed Document 0001616591-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COTA, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001620729 Filed Document 0001620729-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NYTEX Energy Holdings, Inc. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001475899 Filed Document 0001475899-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TriVentures III Fund, L.P. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001619660 Filed Document 0001619660-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equipoise Secured Income Fund, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001621074 Filed Document 0001621074-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 14, LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579482 Filed Document 0001579482-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tyndaris European Commercial Real Estate Finance Delaware L.P. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567482 Filed Document 0000945621-14-000253 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grab A Bucket, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $6,555,631 Associated Brokers / Dealers N/A CIK Number 0001621004 Filed Document 0001621004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARA Holding LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $9,099,898 Associated Brokers / Dealers N/A CIK Number 0001619234 Filed Document 0000895345-14-000261 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCP Holding CO See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001361025 Filed Document 0001361025-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Falcon Insurance Group, LLC See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $15,425,000 Associated Brokers / Dealers N/A CIK Number 0001586817 Filed Document 0001586817-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Samp-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $226,573 Associated Brokers / Dealers N/A CIK Number 0001618965 Filed Document 0001618965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JustFamily.com, Inc. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $3,545,661 Associated Brokers / Dealers NA CIK Number 0001541301 Filed Document 0001541301-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EnergySage, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001581299 Filed Document 0001581299-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $669,250 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-14-000310 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SonicSensory, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $199,995 Associated Brokers / Dealers N/A CIK Number 0001622573 Filed Document 0001572126-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kylin Offshore Long Fund Ltd. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620902 Filed Document 0001013594-14-000610 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Redwood-Kairos Real Estate Value Fund IV LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Spire Securities, LLC CIK Number 0001620964 Filed Document 0001620964-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
KINGSTOWN PARTNERS L.P. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Budge Collins, Thomas P. Kikis, Steven Jafarzadeh, and David Yazdan Jr. CIK Number 0001458424 Filed Document 0001458424-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLP Institutional Credit Fund LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520071 Filed Document 0001507116-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G8 Real Estate Loan Fund, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001620984 Filed Document 0001620984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Empery Tax Efficient II LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620313 Filed Document 0001620313-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JCM PJ Miami LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $7,300,000 Associated Brokers / Dealers N/A CIK Number 0001616218 Filed Document 0001616218-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Prospect Advisors, L.P. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553961 Filed Document 0001553961-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Macquarie Infrastructure Partners III, L.P. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $3,036,708,750 Associated Brokers / Dealers Macquarie Capital (USA) Inc., Macquarie Capital Securities Ltd, Macquarie Investment Advisory (Beijing) Co Limited, Macquarie Securities Korea Limited, Macquarie Infrastructure and Real Assets (Sales) Canada Ltd., Macquarie Infrastructure and Real Assets (Europe) Ltd., and Macquarie Middle East Management Limited CIK Number 0001565034 Filed Document 0001565034-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VELOCITY STREET VENTURES, INC. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001557001 Filed Document 0001557001-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Higher Learning Technologies Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $4,490,000 Associated Brokers / Dealers N/A CIK Number 0001618794 Filed Document 0001618794-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
CGFSP II Coinvestment, LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618260 Filed Document 0001181431-14-032771 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Arbor Courts, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001621118 Filed Document 0001621118-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH DAKOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
INTERNATIONAL WESTERN PETROLEUM, INC. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001603793 Filed Document 0001144204-14-058572 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ff Sapphire (IV) Venture Capital Fund, LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Cato Capital, LLC CIK Number 0001620659 Filed Document 0001620659-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CNS RESPONSE, INC. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0000822370 Filed Document 0001144204-14-058705 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt