Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SIRIOS CAPITAL PARTNERS II LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001090895 Filed Document 0001090895-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CUMBERLAND PARTNERS See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001104370 Filed Document 0000902664-15-001485 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Attain Managed Futures Trend Following Fund LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272396 Filed Document 0001272396-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freedom Guernsey Co-Invest LP See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RainMakers Partners, LLC CIK Number 0001635530 Filed Document 0001635530-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Korea Value Opportunity Fund, LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577492 Filed Document 0001577492-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sirios Focus Partners L P See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314324 Filed Document 0001314324-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbor International Fund, LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542566 Filed Document 0001542566-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Convexity Capital Offshore L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356645 Filed Document 0000902664-15-001492 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Lakewood Business Park Washington, LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $3,475,000 Associated Brokers / Dealers N/A CIK Number 0001635363 Filed Document 0001062993-15-001131 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Kangaroo Films LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001635417 Filed Document 0001635417-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Neural Analytics, Inc. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised $3,034,000 Associated Brokers / Dealers N/A CIK Number 0001580096 Filed Document 0001580096-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HLH, LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-15-000037 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
QG Holdings, LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001627706 Filed Document 0001627706-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Crown Cleveland #15 Joint Venture See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised $1,548,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001630204 Filed Document 0001630204-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Adam Smith Fund, LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424410 Filed Document 0001424410-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Columbus Hill Partners, L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379501 Filed Document 0000902664-15-001548 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altairis Offshore Levered See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC CIK Number 0001412163 Filed Document 0000902664-15-001480 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garelick Capital Partners QP Feeder Fund, L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581069 Filed Document 0001581069-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUGGENHEIM PLUS II L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM INVESTOR SERVICES, LLC CIK Number 0001229354 Filed Document 0001229354-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gleneagles Credit Partners II, LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001604377 Filed Document 0001604377-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Wilshire Private Markets Family Office Fund II, L.P. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $20,350,000 Associated Brokers / Dealers N/A CIK Number 0001634667 Filed Document 0001634667-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Firebird Mongolia Fund (Cayman) Ltd. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601355 Filed Document 0001012975-15-000175 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001247126 Filed Document 0000902664-15-001478 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SynerZ Medical, Inc. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001594502 Filed Document 0000950138-15-000177 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Community Bancshares, Inc. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001635478 Filed Document 0001635478-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cardinal Wind, Inc. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001634915 Filed Document 0001634915-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001093610 Filed Document 0000940394-15-000405 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Argus Capital Management, LP See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544255 Filed Document 0001544255-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMON SENSE EVERGREEN FUND, LTD. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630967 Filed Document 0001140361-15-009879 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camden Real Estate Opportunity Fund, LLC - Series II See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635691 Filed Document 0001140361-15-010763 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aetho LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001635233 Filed Document 0001635233-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LONGVIEW PARTNERS B, L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272163 Filed Document 0000902664-15-001484 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Catalyst Energy 2013-1, LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Ronald Birnbaum, Amy Gates, Jeffrey Lewis, Eric Nyland, George Scheidt, Steven Kolinsky, Edward Moore, Douglas Schiffmiller, Albert Browning, Brenda Dunn, Keith Johnson, J Richard Matheis, Andrew Topka, Robert Edwin Perry, David Fountain, Jack Hinds, Robert Lau, Richard Maas, Keith Offel, Alex Paoletto, Loren Rex, Jared Roskelley, Craig Scherzer, Christopher Taylor, Eric Wegner, Evan Welch, Jill Beach, Ronald Burkard, Robert Cannon, Steven Chantler, Ahmad Hashemian, Kate King, John Marcheso, John Routten, Eric Heckman, Martin Batstone, Kelly Clyde, Damian Dering, M Ian Dunlap, H Scott Peck, David Elhoff, Jeff Fisher, James Hanson, Paul Huddle, Haynes Kendall, Kenny Kim, Ellen Lau, Aubrey Morrow, Brian Solomon, Chris Vizzi, Sid Gautam, David Miller, Nicholas Trifiro, Thomas Hille, Benjamin Barbour, Martin McFarlin, Steven Netzel, Ronald Russell, Michael Welch, Anthony O'Connor, Ryan Weber, Graham Wilson, Thomas Kieffer, David Levinson, Antonio Taddeo, James Reynolds, Douglas Barton, Edwin Buck, Jeff Buck, Katie Buck, Lorin Chun, Keven Crabtree, Harry Sechman, Eric Sechman, Christopher Hass, Lloyd Migita, Nathan Tiarks, Anthony Barcarella, Timothy Greene, Scott Hayden, Kyle Jobin, Harvey Kaluzna, Brad LeBlanc, Theresa Lombardi, David Matles, Gregory Michalkow, Kristine Miele, Thomas Redmond, David Torres, Albert Tynes, Charles Vercellone, Jeffrey Brown, David Maniet, Randall Martinez, Douglas Miller, James Walesa, James Warring, and Garry Savage CIK Number 0001579973 Filed Document 0001579973-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SASQUA FIELDS CAPITAL PARTNERS I LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001363201 Filed Document 0001363201-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longbow Focus, Ltd. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508319 Filed Document 0000902664-15-001489 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Convexity Capital Onshore L.P. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459729 Filed Document 0000902664-15-001491 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
New Ground Capital Offshore Fund, Ltd. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545687 Filed Document 0001545687-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piper Jaffray Municipal Opportunities Fund (Offshore), Ltd. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Piper Jaffray & Co and Frontier Solutions, LLC CIK Number 0001571233 Filed Document 0001571233-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NWI EMERGING MARKET FIXED INCOME FUND LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460566 Filed Document 0000902664-15-001547 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCP Debt Opportunity Partners, LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366461 Filed Document 0000919574-15-002564 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Davidson Kempner Distressed Opportunities Fund LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325301 Filed Document 0000902664-15-001477 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BELVEDERE CAPITAL FUND CO LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co., Inc., Comerica Securities, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Financial Corporation, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., SunTrust Investment Services, UBS Financial Services Inc., Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P. Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank, N.A., Atlantic Trust Company, N.A., US Trust Company, N.A., and Wells Fargo Bank N.A. CIK Number 0001035602 Filed Document 0000940394-15-000406 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Turtle Fund I LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363424 Filed Document 0001363424-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LexInvest Fund 3 LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001635395 Filed Document 0001635395-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
LK Opportunities Fund II, L.P. See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001634765 Filed Document 0001634765-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KANALY DIVERSIFIED FUND, LP See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600717 Filed Document 0000913849-15-000078 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIREBIRD NEW RUSSIA FUND LTD See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001020623 Filed Document 0001012975-15-000176 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OZOFII Private Investors Offshore Ltd. See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001456243 Filed Document 0000950103-15-001695 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2015-03-03 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CRYSTAL ROCK FUND, LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365980 Filed Document 0001544824-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund