Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAGP IV Co-Investment, L.P. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475435 Filed Document 0001181431-14-037016 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443190 Filed Document 0001144204-14-070421 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDTAIL SOLUTIONS, INC. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001269202 Filed Document 0001269202-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
REALTYSHARES 39, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers N/A CIK Number 0001625906 Filed Document 0001625906-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Amansa Feeder, Ltd See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502693 Filed Document 0001502693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Structured Credit Recovery Fund III LP See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001593827 Filed Document 0000950142-14-002297 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Martra Holdings Co See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001625367 Filed Document 0001625367-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nectar Foods, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001625896 Filed Document 0001625896-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
East Fowler # 1 Joint Venture See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $1,313,000 Associated Brokers / Dealers N/A CIK Number 0001584462 Filed Document 0001584462-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
AUSHON BIOSYSTEMS INC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $9,241,485 Associated Brokers / Dealers N/A CIK Number 0001380735 Filed Document 0001380735-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Scaled Inference, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $13,669,748 Associated Brokers / Dealers N/A CIK Number 0001626148 Filed Document 0001626148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vast Ventures Avocado LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625755 Filed Document 0001625755-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disruptive Technologies L.P. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628111 Filed Document 0001140361-14-045220 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JIAN Tools for Sales, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001504192 Filed Document 0001504192-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Diamond State Ventures III LP See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001598768 Filed Document 0001598768-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Oyster Angel Fund I, L.P. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001625385 Filed Document 0001625385-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BAIN CAPITAL EUROPE FUND IV, L.P. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $4,669,075,137 Associated Brokers / Dealers N/A CIK Number 0001609825 Filed Document 0001624774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Letko Brosseau RSP Balanced Fund See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620472 Filed Document 0001620472-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETHLON MEDICAL INC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $527,780 Associated Brokers / Dealers N/A CIK Number 0000882291 Filed Document 0001019687-14-004436 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
GSO Special Situations Overseas Fund II, Ltd. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592078 Filed Document 0000902664-14-004443 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PEOPLEJAR INC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Accelerated Capital Group CIK Number 0001460043 Filed Document 0001460043-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Touchstream Technologies, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001529822 Filed Document 0001529822-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gas Plume Imaging LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001626005 Filed Document 0001626005-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Cambrian Genomics, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $10,478,393 Associated Brokers / Dealers N/A CIK Number 0001625520 Filed Document 0001625520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/BP Total Return Fund LP See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001497043 Filed Document 0001497043-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PeerSpace, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001625342 Filed Document 0001625342-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Blueprint Medicines Corp See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001597264 Filed Document 0001597264-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PeekAnalytics, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001626594 Filed Document 0001626594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Frontier Fund IV, L.P. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001625880 Filed Document 0001625880-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soma Specialty Holdings LLC See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592627 Filed Document 0001592627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nanomedical Diagnostics, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001626157 Filed Document 0001019687-14-004444 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Stonehenge Capital Fund North Carolina V, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $15,969,000 Associated Brokers / Dealers none CIK Number 0001625764 Filed Document 0001625764-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
ICQ Investments 21, LP See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625863 Filed Document 0001625863-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ILEX Energy Partners I, L.P. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001626067 Filed Document 0001626067-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lakefront Village, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $1,448,000 Associated Brokers / Dealers N/A CIK Number 0001622257 Filed Document 0001622257-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Energy Coinvestment IV, L.P. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505260 Filed Document 0001181431-14-037017 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Overstone Fund Plc. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341344 Filed Document 0001012975-14-000754 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
HAMPTONRIDGE ENERGY FUND IV, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001625932 Filed Document 0001625932-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
LARASAN PHARMACEUTICAL Corp See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001465810 Filed Document 0001465810-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AZTEK PADDLE LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001625997 Filed Document 0001625998-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SRE OPPORTUNITY FUND II-A, L.P. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001624966 Filed Document 0001624961-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NGP VI Fund LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625984 Filed Document 0001625984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANTONRIDGE TECHNOLOGY FUND II, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001625860 Filed Document 0001625860-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
BC EUROPE IV EEA INVESTORS, L.P. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $124,738,280 Associated Brokers / Dealers N/A CIK Number 0001609827 Filed Document 0001624774-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEKVOX, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622061 Filed Document 0001622061-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SolidFire, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $60,000,012 Associated Brokers / Dealers N/A CIK Number 0001497811 Filed Document 0001497811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Letko Brosseau RSP Bond Fund See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620473 Filed Document 0001620473-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accounts Receivable Investment Associates, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Stephen T Mellinger CIK Number 0001625992 Filed Document 0001625992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vacation Storebuilder, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $5,318,021 Associated Brokers / Dealers N/A CIK Number 0001574376 Filed Document 0001574376-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arrival Homes LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Chad Harris CIK Number 0001626023 Filed Document 0001626023-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Debt