Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KABOUTER INTERNATIONAL INSIGHT FUND, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602047 Filed Document 0000913849-14-000379 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GuideBox Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625786 Filed Document 0001625786-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Red Duck Foods, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001590650 Filed Document 0001590650-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Rocky 6 West, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $2,244,444 Associated Brokers / Dealers N/A CIK Number 0001626071 Filed Document 0001626071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Mimosa Capital, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001626186 Filed Document 0001626186-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Altair Diversified Portfolio, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001538791 Filed Document 0001144204-14-070271 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tower Resources Inc See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers Tower Resources Inc. CIK Number 0001626118 Filed Document 0001626118-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
KABOUTER INTERNATIONAL INSIGHT OFFSHORE FUND LTD. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602045 Filed Document 0000913849-14-000374 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HalenHardy, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600377 Filed Document 0001600377-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Gap Year Global Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001626151 Filed Document 0001626151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $667,395 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
MONDRIAN FOCUSED INTERNATIONAL FIXED INCOME FUND, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504739 Filed Document 0001393725-14-000160 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PREZI, INC. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $52,000,004 Associated Brokers / Dealers N/A CIK Number 0001541121 Filed Document 0001541121-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zaxis Offshore Ltd See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320520 Filed Document 0000935836-14-000639 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
6D Global Technologies, Inc See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Radnor Research & Trading Company, LLC CIK Number 0001382219 Filed Document 0001200876-14-000180 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Builder Finance V, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001610529 Filed Document 0001610529-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CIM GP LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625934 Filed Document 0000935836-14-000634 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Balanced Fund L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296469 Filed Document 0001296469-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Men's Style Lab, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $750,006 Associated Brokers / Dealers N/A CIK Number 0001626319 Filed Document 0001626319-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LFC Quik Way Shell DFW Ltd See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001419539 Filed Document 0001419539-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Definitive Data Security, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001624866 Filed Document 0001624866-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Liquidity Nanotech Corp See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,000,100 Associated Brokers / Dealers N/A CIK Number 0001532851 Filed Document 0001532851-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ubiterra Corp See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001551610 Filed Document 0001551610-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LTD Software LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001626050 Filed Document 0001209191-14-071055 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
LEGACY EQUITY REALTY CAPITAL, INC. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001625884 Filed Document 0001625884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
IVP Cipheroptics, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers EDI Financial Inc. CIK Number 0001548394 Filed Document 0001548394-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AutoAmerica, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Broadband Capital Management CIK Number 0001580864 Filed Document 0001580864-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Morrison Brownsville Partners, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001626029 Filed Document 0001626029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
OtoSense, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001625488 Filed Document 0001625488-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Altair - DSO, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001508604 Filed Document 0001144204-14-070269 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASOthera Pharmaceuticals, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001623526 Filed Document 0001623526-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GLOBAL SAFETY HOLDINGS, INC. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001626013 Filed Document 0001626013-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PeerSpace, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001625342 Filed Document 0001625342-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Radeeus Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625966 Filed Document 0001625966-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SecureKey Technologies Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $11,580,080 Associated Brokers / Dealers AGC Partners CIK Number 0001489641 Filed Document 0001489641-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Paradigm Credit Corp See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $760,000 Associated Brokers / Dealers N/A CIK Number 0001417218 Filed Document 0001417218-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Tugg, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $6,694,602 Associated Brokers / Dealers N/A CIK Number 0001530852 Filed Document 0001530852-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/GSO Special Situations Fund LP See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001491382 Filed Document 0001491382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joho Partners, L.P. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001037769 Filed Document 0000919574-14-006751 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KXTER INC. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619719 Filed Document 0001619719-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Morgan Stanley HedgePremier/Starboard Value & Opportunity Fund LP See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530557 Filed Document 0001530557-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific & General Investments Inc. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503162 Filed Document 0001144204-14-070357 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Structured Credit Recovery Co-Investors III (A) LP See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001610708 Filed Document 0000950142-14-002298 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CALNETIX, INC. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $1,866,357 Associated Brokers / Dealers N/A CIK Number 0001440504 Filed Document 0001393725-14-000159 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chime Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $4,274,002 Associated Brokers / Dealers n/a CIK Number 0001625286 Filed Document 0001625286-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AurCrest Gold Inc. See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised $178,000 Associated Brokers / Dealers N/A CIK Number 0001399555 Filed Document 0001399555-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Virginia Community Capital, Inc. See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001592504 Filed Document 0001625988-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Nature of Hair LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626051 Filed Document 0001626051-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Apex Clean Energy Holdings, LLC See All Filings	D	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461303 Filed Document 0001015325-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Essential Enhanced Income Fund, LP, The See All Filings	D/A	2014-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432465 Filed Document 0001095449-14-000149 Exclusions or Exemptions 506b Accepted Date 2014-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund