Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Driehaus Emerging Markets Dividend Growth Fund, L.P. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Driehaus Securities LLC CIK Number 0001625723 Filed Document 0001625723-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ima Pizza LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001619353 Filed Document 0001393725-14-000163 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Discovery Partners Offshore Fund Ltd. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001505163 Filed Document 0001530554-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS GOLD FUND LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities Inc. and Capital Management Partners, Inc. CIK Number 0001224907 Filed Document 0001224907-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southern Appalachian Investment Fund 2014, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001626209 Filed Document 0001626209-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Pruco Life Variable Contract Account M-2 See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001534407 Filed Document 0001140361-14-043007 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midway Kennesaw, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $6,125,000 Associated Brokers / Dealers N/A CIK Number 0001626034 Filed Document 0001626034-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Plymouth Opportunity Fund LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489621 Filed Document 0001489621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Essex Micro Cap Growth Fund, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461638 Filed Document 0000945621-14-000290 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Village Bank & Trust Financial Corp. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Compass Point Research & Trading, LLC and Boenning & Scattergood, Inc. CIK Number 0001290476 Filed Document 0001144204-14-070526 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Castle Hill Holding LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001586836 Filed Document 0001586836-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Symphony Long-Short Credit (Offshore) Fund Ltd. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001138319 Filed Document 0000935836-14-000637 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW PEAK ENHANCED FUND LTD See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623354 Filed Document 0000919574-14-006761 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SeaVees, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001626105 Filed Document 0001626105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CBPC Addison Tech II, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $4,775,000 Associated Brokers / Dealers none CIK Number 0001625983 Filed Document 0001625983-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
China Walden Venture Investments II, L.P. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001624530 Filed Document 0001624530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
212Gaming, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001609027 Filed Document 0001609027-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BDR Redmond I LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001626025 Filed Document 0001626025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Valiant JM India Opportunities Fund, L.P. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626055 Filed Document 0000935836-14-000632 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RoundPegg, Inc. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001484299 Filed Document 0001484299-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Black Dragon Capital L.P., Series 1 See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626170 Filed Document 0001626170-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KABOUTER FUND II, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276449 Filed Document 0000913849-14-000375 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Whitmore Capital, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589693 Filed Document 0001589693-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boomtown Network, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $3,035,294 Associated Brokers / Dealers N/A CIK Number 0001626160 Filed Document 0001626160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exploration Capital Partners 2014 Limited Partnership See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $27,724,473 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001616647 Filed Document 0001616647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fast Radius, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001625920 Filed Document 0001626071-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
ZSC NYLO Fund LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001625857 Filed Document 0001625857-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Malabar India Fund, LP See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC, Centenium Advisors LLC, and Akshay Mansukhani CIK Number 0001611970 Filed Document 0001611970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
InfoBionic, Inc. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $17,006,545 Associated Brokers / Dealers N/A CIK Number 0001562779 Filed Document 0001562779-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Men's Style Lab, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001626319 Filed Document 0001626319-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ZRZ Holdings, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001624931 Filed Document 0001624931-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Melody Telecom Land LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001626187 Filed Document 0001626187-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Discovery Partners Fund LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001505164 Filed Document 0001505164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fifth Street Opportunities Fund, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001600363 Filed Document 0001012975-14-000755 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Texas Senior Holdings II, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $12,883,000 Associated Brokers / Dealers Michael S. Rickard, John J. Temple, Joseph R. Broadbent, Ronald L. Ellis, and Bruce V. Roberts CIK Number 0001619701 Filed Document 0001619701-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zaxis ELS US, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508047 Filed Document 0000935836-14-000638 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parsec Trading Corp. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474502 Filed Document 0001474502-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Community Investment Management LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625937 Filed Document 0000935836-14-000633 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sands Capital Private Growth Fund, L.P. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624928 Filed Document 0001624928-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair - Rimrock, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001490945 Filed Document 0001144204-14-070272 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Global High Yield Bond Fund, L.P. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624742 Filed Document 0001181431-14-037169 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Get Smart Content, Inc. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $3,146,000 Associated Brokers / Dealers N/A CIK Number 0001592971 Filed Document 0001592971-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Carmelinn Ventures, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,975,000 Associated Brokers / Dealers N/A CIK Number 0001626107 Filed Document 0001626107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shift Technologies, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $23,854,417 Associated Brokers / Dealers N/A CIK Number 0001626159 Filed Document 0001626159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RRP Asia LP See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $6,367,517 Associated Brokers / Dealers N/A CIK Number 0001625198 Filed Document 0001013594-14-000697 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CapFor Westport, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001561131 Filed Document 0001561131-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TRICORNER HOLDINGS LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626039 Filed Document 0001626039-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3G Special Situations Fund IV, L.P. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625822 Filed Document 0001625822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rhythm Therapeutics, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001626370 Filed Document 0001626370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt