Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EMERGING SOVEREIGN FUND LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. and Barclays Capital Inc. CIK Number 0001177383 Filed Document 0000919574-14-005501 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Professional Diversity Network, Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546296 Filed Document 0001214659-14-006884 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Echometrix, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001509323 Filed Document 0001509323-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Instream Energy Systems Corp. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $283,410 Associated Brokers / Dealers N/A CIK Number 0001511707 Filed Document 0001511707-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BOW STREET INTERMEDIATE FUND, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524812 Filed Document 0000919574-14-005506 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZG Holdings, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001621274 Filed Document 0001621274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
BGA Horizon Fund, LLC - TPU Series See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620386 Filed Document 0001620386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elysian Shores Investments, Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001619614 Filed Document 0001619614-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Normal Ears, Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001589447 Filed Document 0001589447-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PVF - PG, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $20,010,000 Associated Brokers / Dealers N/A CIK Number 0001559527 Filed Document 0000919574-14-005529 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tortus Capital Fund LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528746 Filed Document 0001013594-14-000664 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elo 7, Ltd. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001544849 Filed Document 0001544849-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Onex York Holdings Corp. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $5,950,000 Associated Brokers / Dealers N/A CIK Number 0001619513 Filed Document 0000895345-14-000266 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trimark Property Group LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $2,065,000 Associated Brokers / Dealers Trimark Property Group CIK Number 0001621312 Filed Document 0001621312-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
van Biema Global Value Fund, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins Bay Island Securities CIK Number 0001399399 Filed Document 0000919574-14-005512 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVF - RM, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $25,010,000 Associated Brokers / Dealers N/A CIK Number 0001559506 Filed Document 0000919574-14-005531 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verie, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622717 Filed Document 0001622717-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
PVF - CCP, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $75,100,000 Associated Brokers / Dealers N/A CIK Number 0001559529 Filed Document 0000919574-14-005524 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLG Ore Hill KH Levered Credit Hub Fund Ltd See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001559353 Filed Document 0000902664-14-003960 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prism Amber Fund, LP See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486375 Filed Document 0001486375-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Palladium Value Fund, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins Bay Island Securities CIK Number 0001559059 Filed Document 0000919574-14-005517 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medbox, Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001547996 Filed Document 0001185185-14-002654 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CANODAK#1, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620516 Filed Document 0001620516-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-BROOMFIELD 139, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $6,995,427 Associated Brokers / Dealers Bennet Ely, Mark Van Mourick, Nathan Night, Curt Ladd, Steve Kaestner, Kathy Scanlon, Michael Irhie, Robert E Burns, and Lisa Alllen CIK Number 0001616836 Filed Document 0001616836-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vizo Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001620606 Filed Document 0001620606-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Debt
KAAZING Corp See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $19,999,999 Associated Brokers / Dealers N/A CIK Number 0001433689 Filed Document 0001181431-14-033862 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silk Therapeutics, Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001603281 Filed Document 0001603281-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tribal Ventures IV, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001621138 Filed Document 0001621138-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Zoomdata, Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001581184 Filed Document 0001581184-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Vascular Care Laredo MSO, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $3,876,286 Associated Brokers / Dealers N/A CIK Number 0001621621 Filed Document 0001461373-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
New River LP See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617037 Filed Document 0001546927-14-000176 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meridan Capital Partners, L.P. See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001359618 Filed Document 0001095449-14-000131 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENGAGED CAPITAL II LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559850 Filed Document 0001144204-14-060522 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVF - PK, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $25,100,000 Associated Brokers / Dealers N/A CIK Number 0001559530 Filed Document 0000919574-14-005530 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Krostyle, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001620885 Filed Document 0001620885-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Cates Creek Apartments, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $3,770,000 Associated Brokers / Dealers N/A CIK Number 0001621155 Filed Document 0001621155-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Trimark Property Group LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers Trimark Property Group CIK Number 0001621312 Filed Document 0001621312-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
TEN MINUTE TITLE LOANS, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001620243 Filed Document 0001065949-14-000247 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
van Biema Value Fund, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001399397 Filed Document 0000919574-14-005511 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tortus Capital Offshore Fund, Ltd. See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528745 Filed Document 0001013594-14-000665 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Caret Labs, Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001621223 Filed Document 0001621223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BOW STREET PARTNERS, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524811 Filed Document 0000919574-14-005504 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVF - AJ, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $50,100,000 Associated Brokers / Dealers N/A CIK Number 0001559507 Filed Document 0000919574-14-005523 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bedrocan Cannabis Corp. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621524 Filed Document 0001062993-14-005832 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Urgent Care JV, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623469 Filed Document 0001461373-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LPATH, INC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $12,527,521 Associated Brokers / Dealers Maxim Group, LLC CIK Number 0001251769 Filed Document 0001251769-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SpinGo Solutions, Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $1,998,260 Associated Brokers / Dealers N/A CIK Number 0001600557 Filed Document 0001600557-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Portal Instruments, Inc. See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $11,024,287 Associated Brokers / Dealers N/A CIK Number 0001601163 Filed Document 0001140361-14-037389 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
J.E.P. Capital, Inc. See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587064 Filed Document 0001587064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RIT TECHNOLOGIES LTD See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $5,057,419 Associated Brokers / Dealers N/A CIK Number 0001041844 Filed Document 0001178913-14-003104 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity