Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Eckard Global, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $45,978 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AMP Holding Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,000,036 Associated Brokers / Dealers N/A CIK Number 0001425287 Filed Document 0001013762-15-000200 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Armetheon, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Locust Walk Securities LLC CIK Number 0001617453 Filed Document 0001617453-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RCH Energy MLP Fund-A, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297765 Filed Document 0001396858-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
EnerVest Energy Institutional Fund XIV-A, L.P. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001634806 Filed Document 0001634806-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Metals Tech Holdings, INc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $6,515,000 Associated Brokers / Dealers N/A CIK Number 0001634401 Filed Document 0001634401-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Kortright Opportunity Fund LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509858 Filed Document 0001509858-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline AK Permanent Fund, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359140 Filed Document 0000902664-15-001599 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Antares European Fund, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450589 Filed Document 0000919574-15-002737 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-15-000023 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EnerVest Energy Institutional Fund XIV-C, L.P. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001634809 Filed Document 0001634809-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ARCHON FOCUS INVESTMENTS LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459029 Filed Document 0001459029-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline Recovery Fund, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457055 Filed Document 0000902664-15-001602 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MERITAGE INVESTORS LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138916 Filed Document 0001138916-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Geospatial Corp See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001011395 Filed Document 0001387131-15-000809 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Laughing Dog Brewing Inc See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001465075 Filed Document 0001615774-15-000458 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
GRANITE INVESTMENT HOLDING CO., INC. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers Michael Scott Rickard and Andrew J. Maconachy CIK Number 0001635418 Filed Document 0001635418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cutler Investment Fund, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547694 Filed Document 0001547696-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PROFIT VELOCITY SOLUTIONS, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WESTLAKE SECURITIES, LLC CIK Number 0001634807 Filed Document 0001634807-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NSC Biotech Venture Fund I LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001635884 Filed Document 0001635884-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mercato Partners Growth III, L.P. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers Argenthal & Co., Inc. CIK Number 0001631695 Filed Document 0001631695-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $4,325,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-002193 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Liberty Group Financial Services, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $384,000 Associated Brokers / Dealers N/A CIK Number 0001635288 Filed Document 0001079973-15-000192 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
PL Parent, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001635125 Filed Document 0001635125-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Walbert Fund of Funds I, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173034 Filed Document 0000919574-15-002720 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walbert Diversified Strategy Fund, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001317637 Filed Document 0000919574-15-002718 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDGE DISCOVERY LTD See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437896 Filed Document 0001437896-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Bionik Laboratories Corp. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $12,800,000 Associated Brokers / Dealers Garden State Securities, Inc., Columbus Advisory Group Ltd., and Merriman Capital, Inc. CIK Number 0001508381 Filed Document 0001140361-15-011469 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PT United LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001632270 Filed Document 0001632270-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DIRIGO KATAHDIN LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449073 Filed Document 0001449073-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Circle Flux LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001635620 Filed Document 0001635620-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VA107 See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Equities, Inc and Summit Equities, Inc CIK Number 0001580565 Filed Document 0001580565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARDANA PARTNERS L P See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA), LLC CIK Number 0001366369 Filed Document 0001013594-15-000213 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Teton Capital Partners LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418745 Filed Document 0001315863-15-000244 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Peninsula Fund, L.P. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635874 Filed Document 0001140361-15-011104 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SummerHaven Commodity Fund, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488793 Filed Document 0000919574-15-002713 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDGE DISCOVERY LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431721 Filed Document 0001431721-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Associated Reporting Group, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001632174 Filed Document 0001632174-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SkyWriter MD, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001636968 Filed Document 0001079973-15-000205 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Steel Canyon Partners L P See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378675 Filed Document 0001378675-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - Candlewood Harvest Nontaxable Series See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602597 Filed Document 0001602597-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TACONIC OFFSHORE FUND 1.5 LTD See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355989 Filed Document 0001355989-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Special Offshore Ltd E See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001120050 Filed Document 0000902664-15-001601 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Federated International Funds plc See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sungard Institutional Brokerage Inc. CIK Number 0001462922 Filed Document 0001462922-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-15-000022 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Midway Asheville-College Station, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $3,575,000 Associated Brokers / Dealers N/A CIK Number 0001635170 Filed Document 0001635170-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
STRATUS FEEDER LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428452 Filed Document 0000943663-15-000043 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
MacKay Shields Core Fixed Income Fund LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffrey Anderson, John W. Akkerman, and Not applicable CIK Number 0001529525 Filed Document 0001181431-15-004343 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Traina Interactive Corp. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers N/A CIK Number 0001541318 Filed Document 0001541318-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spotlight Software, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001618334 Filed Document 0001618334-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity