Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OC OFFSHORE INVESTMENTS II, SPC-SEGREGATED PORTFOLIO A See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620977 Filed Document 0000919574-14-005516 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Direct Leased Properties, LLC See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001558681 Filed Document 0001558681-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alpine Investors V SBIC, LP See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001621177 Filed Document 0001140361-14-037391 Exclusions or Exemptions 506c Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Front Pocket Marketing, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001621408 Filed Document 0001621408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Source Capital Mezzanine Fund II LP See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001618652 Filed Document 0001179022-14-000150 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ranchero South 3-D Joint Venture See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $740,000 Associated Brokers / Dealers N/A CIK Number 0001621692 Filed Document 0001354488-14-005026 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
PINE CLIFF ENERGY LTD. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $4,666,365 Associated Brokers / Dealers FirstEnergy Capital (USA) Corp. CIK Number 0001621528 Filed Document 0001621528-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FS EQUITY PARTNERS VII, L.P. See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001605910 Filed Document 0001605910-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek Argentina Recovery Fund, L.P. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621472 Filed Document 0000902664-14-003975 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOON EXPRESS, INC. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001507602 Filed Document 0001507602-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Engaged Capital I Offshore Ltd See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559940 Filed Document 0001144204-14-060519 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
van Biema Value Fund, Ltd See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins Bay Island Securities CIK Number 0001486938 Filed Document 0000919574-14-005510 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLOWBROOK FUND, L.P. See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373446 Filed Document 0001373446-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BeatBox Beverages, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001621653 Filed Document 0001621653-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Marketfield Dublin, p.l.c. See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556074 Filed Document 0001566114-14-000069 Exclusions or Exemptions 506c Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APImetrics Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001621325 Filed Document 0001621325-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
PVF - JJ, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $45,010,000 Associated Brokers / Dealers N/A CIK Number 0001559503 Filed Document 0000919574-14-005527 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAP Aircraft II LP See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001621525 Filed Document 0000950103-14-006971 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Castanea Partners Fund IV, L.P. See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001594911 Filed Document 0001620946-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI ML Investor, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $3,175,000 Associated Brokers / Dealers N/A CIK Number 0001621290 Filed Document 0001621290-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Thrive Capital Partners IV, L.P. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001619260 Filed Document 0001619260-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Innovational Funding, LLC Project #31 See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001621564 Filed Document 0001621564-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Divergent Venture Partners II (Annex), L.P. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615602 Filed Document 0001615602-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Ozark Highlands Holdings LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001620643 Filed Document 0001620643-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
BOW STREET OFFSHORE FUND, LTD. See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524813 Filed Document 0000919574-14-005508 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soma Water, Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $2,244,536 Associated Brokers / Dealers Fundme Securities, LLC d/b/a CircleUp CIK Number 0001580334 Filed Document 0001580334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Healthbox Salt Lake City I, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $1,388,688 Associated Brokers / Dealers N/A CIK Number 0001619908 Filed Document 0001619908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
farmedhere, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001550706 Filed Document 0001550706-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EMERGING SOVEREIGN OFFSHORE FUND, LTD. See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. and Barclays Capital Inc. CIK Number 0001176352 Filed Document 0000919574-14-005499 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wearable World, Inc. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001620935 Filed Document 0001620935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medbox, Inc. See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001547996 Filed Document 0001185185-14-002652 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
PVF - ST, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $50,010,000 Associated Brokers / Dealers N/A CIK Number 0001559539 Filed Document 0000919574-14-005533 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gryphn Corp See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001545619 Filed Document 0001545619-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PVF - ABC, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $50,100,000 Associated Brokers / Dealers N/A CIK Number 0001567091 Filed Document 0000919574-14-005521 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SchoolStatus, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619888 Filed Document 0001619888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Winterset Hotel Group, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Winterset Hotel Group, LLC CIK Number 0001621520 Filed Document 0001621520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business IOWA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Thrive Capital Partners IV Supplemental, L.P. See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001619261 Filed Document 0001619261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SHARETHIS INC See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $46,908,221 Associated Brokers / Dealers M.E.S.A. Securities, Inc. CIK Number 0001430050 Filed Document 0001430050-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
van Biema Asia Value Fund, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486942 Filed Document 0000919574-14-005514 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP Coinvest, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001619949 Filed Document 0001620946-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVF - JD, LP See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised $20,010,000 Associated Brokers / Dealers N/A CIK Number 0001559502 Filed Document 0000919574-14-005526 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 34, LP See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001621546 Filed Document 0001621546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub 93C LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $291,500 Associated Brokers / Dealers N/A CIK Number 0001621415 Filed Document 0001621415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accelerated Conditioning & Learning LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001614509 Filed Document 0001614509-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
AEMETIS, INC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $4,139 Associated Brokers / Dealers N/A CIK Number 0000738214 Filed Document 0000738214-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Coyote Cable Holdings, LLC See All Filings	D	2014-10-06 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001583702 Filed Document 0001583702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Constellation Fund,SPC - Equities Segregated Portfolio See All Filings	D/A	2014-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001490086 Filed Document 0001490086-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEKVOX, Inc. See All Filings	D	2014-10-05 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001622061 Filed Document 0001622061-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Solar Gold Ltd See All Filings	D	2014-10-05 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001076505 Filed Document 0001140361-14-037828 Exclusions or Exemptions 506b Accepted Date 2014-10-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PROSPX INC See All Filings	D	2014-10-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001442323 Filed Document 0001442323-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity