Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LUCENT HEALTH SOLUTIONS, INC. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001622390 Filed Document 0001622390-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
APS China A Share Fund See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $13,527,760 Associated Brokers / Dealers N/A CIK Number 0001557980 Filed Document 0001557980-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MitoGenetics, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001511439 Filed Document 0001511439-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
JMR Legacy Fund, L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482562 Filed Document 0001482562-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AQR MRP Offshore Fund, L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559220 Filed Document 0001559220-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APS Vietnam Alpha Fund, a sub-fund of APS Fund See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $558,631 Associated Brokers / Dealers N/A CIK Number 0001580183 Filed Document 0001580183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Angellist-Ngco-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $335,123 Associated Brokers / Dealers N/A CIK Number 0001622914 Filed Document 0001622914-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Insignia Capital Partners, L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586847 Filed Document 0001586847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCP 3201 East Park Row Drive LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001622483 Filed Document 0001622483-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cardo Capital Partners, LP See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620318 Filed Document 0001013594-14-000659 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Global Management LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $16,912,487 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-14-034608 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Clean Energy Capital Fund I, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001622703 Filed Document 0001622703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Advenir@Wyndham Investors, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,527,000 Associated Brokers / Dealers N/A CIK Number 0001622798 Filed Document 0001622798-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CMDTY Offshore Fund, Ltd. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588963 Filed Document 0000902664-14-004151 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WTA Holdings, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Waterford Terrace Associates, LLC CIK Number 0001622895 Filed Document 0001622895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
CITY NATIONAL BANCSHARES Corp See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $86,012 Associated Brokers / Dealers N/A CIK Number 0000714980 Filed Document 0000714980-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,725,271 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-14-000086 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
AngelList-Mfab-Fund, a series of AngelList-JeSc-Funds, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $183,000 Associated Brokers / Dealers N/A CIK Number 0001622915 Filed Document 0001622915-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
6th STREET, INC. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001528255 Filed Document 0001528255-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Covida Holdings, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,637,500 Associated Brokers / Dealers N/A CIK Number 0001600815 Filed Document 0001553350-14-001248 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Investments, Ltd. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589509 Filed Document 0001589509-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BROADWAY FINANCIAL CORP \DE\ See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $9,900,000 Associated Brokers / Dealers Paul V. Hughes CIK Number 0001001171 Filed Document 0001104659-14-072992 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Mechio Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601149 Filed Document 0001601149-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Remington Designs, LLC See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001600863 Filed Document 0001600863-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Safe Fleet Investments LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $9,700,000 Associated Brokers / Dealers N/A CIK Number 0001622260 Filed Document 0001622259-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Tribute Pharmaceuticals Canada Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $275,533 Associated Brokers / Dealers N/A CIK Number 0001159019 Filed Document 0001354488-14-005208 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
VerbalizeIt, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001560132 Filed Document 0001560132-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Healthcare, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001617422 Filed Document 0001617422-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
XAMBALA Inc See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $24,237,000 Associated Brokers / Dealers N/A CIK Number 0001214863 Filed Document 0001214863-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EQUILIBRIA JAPAN FUND See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437520 Filed Document 0000919574-14-005831 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encore Energy, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,541,250 Associated Brokers / Dealers N/A CIK Number 0001532342 Filed Document 0001532342-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
INFACARE PHARMACEUTICAL CORP See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001174264 Filed Document 0001174264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Next Tier Education, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001622677 Filed Document 0001622677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN GENERAL LIFE INSURANCE CO See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMC Securities Corp. CIK Number 0000005108 Filed Document 0000005108-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Other
EASTWARD CAPITAL PARTNERS VI, L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001586822 Filed Document 0001586822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
86Borders LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622720 Filed Document 0001622720-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
R.C. Temme Corp. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $780,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Larkin Point Capital Investors, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $2,010,000 Associated Brokers / Dealers N/A CIK Number 0001579465 Filed Document 0001579465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Other
Laur Capital Partners, LP See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589541 Filed Document 0001589541-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-MDI2-Fund, a series of AngelList-TF-Funds, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $507,475 Associated Brokers / Dealers N/A CIK Number 0001622916 Filed Document 0001622916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard App, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001593215 Filed Document 0001192482-14-000200 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Janglowe Holdings, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers N/A CIK Number 0001622529 Filed Document 0001622529-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AngelList-MDI-Fund, a series of AngelList-TF-Funds, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $978,193 Associated Brokers / Dealers N/A CIK Number 0001622917 Filed Document 0001622917-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atrevida Multi-Strategy Offshore Charter Fund, L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475496 Filed Document 0000919574-14-005829 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridge-x Technologies, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622586 Filed Document 0001622586-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
RDXGEO, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers DONALD RAINWATER CIK Number 0001619652 Filed Document 0001619652-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Managed Futures Premier BHM L.P. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001504886 Filed Document 0001504886-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fundrise Investments 7, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620589 Filed Document 0001620589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
PROSIRIS GLOBAL OPPORTUNITIES FUND Ltd See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558640 Filed Document 0000902664-14-004142 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fusion Resources, LLC See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001585079 Filed Document 0001585079-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Mineral Property