Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MANAGED FUTURES PREMIER GRAHAM L.P. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001066656 Filed Document 0001066656-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KEY COLONY FUND LP See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107345 Filed Document 0001107345-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
VERSAH, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001619627 Filed Document 0001619627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
WELLNESS RESORTS FUNDING I LLLP See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Unknown CIK Number 0001622787 Filed Document 0001622787-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Retrotope, Inc. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607677 Filed Document 0001607677-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCRT2 Real Estate Investment Trust, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers N/A CIK Number 0001621905 Filed Document 0001621905-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
2014 Super Duper, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001621169 Filed Document 0001621169-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Funding Circle Notes Program, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001622809 Filed Document 0001622809-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Avicena, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001612348 Filed Document 0001612348-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Saylent Technologies Inc See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001393860 Filed Document 0001393860-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Marcus Buckingham Co See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001622770 Filed Document 0001622770-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TCAM Core Property Fund REIT LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001622899 Filed Document 0001622899-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Justworks, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $10,522,272 Associated Brokers / Dealers N/A CIK Number 0001623414 Filed Document 0001623414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Petro One Energy Corp. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $55,893 Associated Brokers / Dealers N/A CIK Number 0001498802 Filed Document 0001140361-14-038637 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Jett Hospitality Fund LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001620718 Filed Document 0001620718-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
TRXADE GROUP, INC. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001382574 Filed Document 0001250853-14-000128 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Eckard Global, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,448,176 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001622059-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LBN China Plus Opportunity Fund L.P. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC CIK Number 0001621923 Filed Document 0001621923-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEDGE Capital International Small Cap, LP See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622786 Filed Document 0001622786-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Rock Falls Hotel Group, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001606094 Filed Document 0001606094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
CWS STONE LAKE LP See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised $783,000 Associated Brokers / Dealers MARCUS LAM CIK Number 0001188231 Filed Document 0001188231-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Napa Sonoma Group Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $25 Associated Brokers / Dealers N/A CIK Number 0001612252 Filed Document 0001262463-14-000950 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Two Ocean Global Equities LP See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589336 Filed Document 0001589336-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EastBay Onshore Fund LP See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578528 Filed Document 0000919574-14-005827 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whistler Medical Marijuana Corp See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,502,872 Associated Brokers / Dealers M Partners Inc. CIK Number 0001621206 Filed Document 0001621206-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ADVANCED GREEN INNOVATIONS, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001470422 Filed Document 0001470422-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Phaetra Capital Fund, LP See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622672 Filed Document 0001622672-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CALICO RESOURCES CORP. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $582,621 Associated Brokers / Dealers N/A CIK Number 0001486286 Filed Document 0001062993-14-006064 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Viatar CTC Solutions Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001615774-14-000208 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Beyond Ingredients, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001617103 Filed Document 0001617103-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Next One's On Me, Inc. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001540822 Filed Document 0001540822-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Amicus Indiana 02, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001622751 Filed Document 0001622751-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
BT HOLDINGS, INC. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001569671 Filed Document 0001569671-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Viatar CTC Solutions Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001615774-14-000210 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
PeakEmployee, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001622416 Filed Document 0001622416-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Harvest 55 Hawthorne Co-Invest, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001622533 Filed Document 0001622533-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meritage Futures Fund L.P. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001428042 Filed Document 0001428042-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
WISER CAPITAL, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001606008 Filed Document 0001606008-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Two Ocean Global Equities Ltd. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589339 Filed Document 0001589339-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LindenGrove Global Inflation Feeder Fund Ltd. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622310 Filed Document 0001622310-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andon Technologies, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $577,500 Associated Brokers / Dealers N/A CIK Number 0001622673 Filed Document 0001622673-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Bowery Opportunity Fund, Ltd. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588477 Filed Document 0000902664-14-004119 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
APS Greater China Long/Short Fund See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522908 Filed Document 0001522908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Alliance Independent Marketing L.L.C. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001622833 Filed Document 0001622833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Medicine Man Technologies, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622879 Filed Document 0001019687-14-003915 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Confederate Motors, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $236,500 Associated Brokers / Dealers N/A CIK Number 0001346346 Filed Document 0001441557-14-000048 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BIOPHARM PARENT HOLDING, INC. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $33,788,194 Associated Brokers / Dealers N/A CIK Number 0001622945 Filed Document 0001405086-14-000284 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Dane Capital Fund, LP See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622188 Filed Document 0001622188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BT HOLDINGS, INC. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $40,000,012 Associated Brokers / Dealers N/A CIK Number 0001569671 Filed Document 0001569671-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Viatar CTC Solutions Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001615774-14-000211 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other