Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Grant Van Der Jagt See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Grant Van Der Jagt CIK Number 0001622064 Filed Document 0001622064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TUPL, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001621345 Filed Document 0001621345-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Tribute Pharmaceuticals Canada Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,118,000 Associated Brokers / Dealers N/A CIK Number 0001159019 Filed Document 0001354488-14-005206 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
Pantheon Global Infrastructure Holdings - Holte, L.P. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622639 Filed Document 0001622639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Safe Fleet Holdings LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $90,052,000 Associated Brokers / Dealers N/A CIK Number 0001622259 Filed Document 0001622259-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SNL Financial LC See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526823 Filed Document 0000895345-14-000280 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Vinci Zafferano Emerging Markets Opportunities Fund, L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589646 Filed Document 0001589646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OverDog, Inc. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001431941 Filed Document 0001431941-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Innovational Funding, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $50,002 Associated Brokers / Dealers N/A CIK Number 0001606881 Filed Document 0001606881-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
405Labs, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $2,330,000 Associated Brokers / Dealers N/A CIK Number 0001622029 Filed Document 0001622029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NFR BIOENERGY, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Loeb Partners Corporation CIK Number 0001622815 Filed Document 0001622815-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
DENOVO SCIENCES, INC. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001545264 Filed Document 0001545264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Tactical Wealth Strategic Growth Fund, L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482615 Filed Document 0001587378-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AngelList-mvr-jomu-Fund, a series of AngelList-TS-Funds, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $81,478 Associated Brokers / Dealers N/A CIK Number 0001622911 Filed Document 0001622911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DISCOVERY LABORATORIES INC /DE/ See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0000946486 Filed Document 0000946486-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Dual Therapeutics, LLC See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $15,309,611 Associated Brokers / Dealers N/A CIK Number 0001575797 Filed Document 0001575797-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NPC III, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
30A.com Investors, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001622364 Filed Document 0001622364-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Eminence, Ltd. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001532030 Filed Document 0001532030-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $4,890,428 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-14-000084 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
Senzar Healthcare US Fund, LP See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525233 Filed Document 0000919574-14-005833 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stone Beach Fund See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622838 Filed Document 0001622838-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AAM ABSOLUTE RETURN FUND PLC See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455083 Filed Document 0001455083-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Industry Bancshares, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001598867 Filed Document 0001461958-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HMBG Stockholder Holdco, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers N/A CIK Number 0001594307 Filed Document 0001594307-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Real Estate Partners Asia L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC, Bank Julius Baer & Co., Ltd., and J.P. Morgan Securities LLC CIK Number 0001578378 Filed Document 0001578378-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Managed Methods, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001556459 Filed Document 0001556459-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Medipacs, Inc See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001463904 Filed Document 0001463904-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
National Income Properties DST III See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $5,730,000 Associated Brokers / Dealers BEHRINGER SECURITIES LP CIK Number 0001622881 Filed Document 0001622881-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Grovara LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001583678 Filed Document 0001583678-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Larson Capital Fund II, LLC See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612379 Filed Document 0001612379-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
PREMIER INVESTMENT FUND LTD See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001237185 Filed Document 0001237185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVADIM TECHNOLOGIES INC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $244,576 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-14-000327 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
VERITEQ See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $90,750 Associated Brokers / Dealers Meyers Associates LP CIK Number 0000924642 Filed Document 0001437749-14-018601 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vyzion, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001622708 Filed Document 0001622708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Tactical Wealth Fixed Income Fund, LP See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587378 Filed Document 0001587378-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Altair Energy Fund, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001621882 Filed Document 0001144204-14-062097 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Resources plc See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $148,361 Associated Brokers / Dealers N/A CIK Number 0001621910 Filed Document 0001012975-14-000677 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Princeton Capital LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001619183 Filed Document 0001619183-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Wireless Diagnostic Systems, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,007,500 Associated Brokers / Dealers N/A CIK Number 0001618398 Filed Document 0001618398-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $6,052,036 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-14-000085 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
Innovational Funding, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001606881 Filed Document 0001606881-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
YieldMo, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $10,000,103 Associated Brokers / Dealers N/A CIK Number 0001593326 Filed Document 0001593326-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Emerald Acquisitions 2014, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001622856 Filed Document 0001622856-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bowne Road, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers David McCarthy CIK Number 0001622901 Filed Document 0001622901-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ETA DIAGNOSTICS, INC. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001622918 Filed Document 0001622918-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
HPC Acquisitions, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001435224 Filed Document 0001165527-14-000610 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
IES Diagnostics, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001617589 Filed Document 0001566114-14-000076 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PES Fund VIII, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $2,040,000 Associated Brokers / Dealers N/A CIK Number 0001622387 Filed Document 0001622387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Opportunistic Credit Fund III (TI), L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589517 Filed Document 0001589517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund