Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Smith Street Capital I, LP See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452248 Filed Document 0001315863-13-000433 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $9,135,352 Associated Brokers / Dealers John Nash and Eric Kaufman CIK Number 0001135856 Filed Document 0001135856-13-000158 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $7,559,121 Associated Brokers / Dealers Rob Galbreath CIK Number 0001135856 Filed Document 0001135856-13-000165 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $11,845,866 Associated Brokers / Dealers Kristin Barens CIK Number 0001135856 Filed Document 0001135856-13-000153 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Indoor Harvest Corp See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Tianyou Fund, L.P. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560511 Filed Document 0001560511-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Mitomics Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Cantone Research Inc. CIK Number 0001507402 Filed Document 0001144204-13-052540 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $10,169,798 Associated Brokers / Dealers Bryant Kirk, Michael Leonard, Douglas Coughlin, and Douglas Braff CIK Number 0001135856 Filed Document 0001135856-13-000160 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Frontier Market Select Fund II LP See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523159 Filed Document 0001523159-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
American Brewing Company, Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Spencer Edwards, Inc. CIK Number 0001579823 Filed Document 0001579823-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sycamore Lane Offshore Fund, Ltd. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546660 Filed Document 0000919574-13-005647 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANTENNA SOFTWARE, INC. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001107870 Filed Document 0001107870-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
EagerPanda, Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $419,996 Associated Brokers / Dealers N/A CIK Number 0001587077 Filed Document 0001587077-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Assisted Living Wealth Fund LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Jeffrey Auld and William Bradfield CIK Number 0001587861 Filed Document 0001587861-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
JBJ HOLDING, INC. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $4,289,720 Associated Brokers / Dealers N/A CIK Number 0001462984 Filed Document 0001244145-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MICROrganic Technologies Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $350,005 Associated Brokers / Dealers N/A CIK Number 0001586718 Filed Document 0000904802-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
XI SHAN PARTNERS, L.P. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475760 Filed Document 0001475760-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tyrosine Pharma Inc. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001587644 Filed Document 0001587644-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Protagenic Therapeutics Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $642,789 Associated Brokers / Dealers N/A CIK Number 0001383099 Filed Document 0001383099-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Show Kicker Inc See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001587674 Filed Document 0001587674-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
TeamCo Select Tax-Exempt Partners Fund L.P. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587825 Filed Document 0001587825-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACHA SOAP CO. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001587711 Filed Document 0001144204-13-052501 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Tessera QP Fund LP See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STONEHAVEN, LLC CIK Number 0001398989 Filed Document 0000919574-13-005650 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XEnergy Technologies, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587713 Filed Document 0001587713-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RETIREE HEALTH CHOICES, INC. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001586064 Filed Document 0001586064-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
SHADOW HEALTH, INC. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001523709 Filed Document 0001523709-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
12811 Champions Village Apartments, LLc. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,934,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001586777 Filed Document 0001586777-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $50,621,404 Associated Brokers / Dealers William Lynch CIK Number 0001135856 Filed Document 0001135856-13-000166 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $4,320,000 Associated Brokers / Dealers Jennifer Kephart, David Stecher, and Joel Davidowski CIK Number 0001135856 Filed Document 0001135856-13-000154 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PFI ACQUISITION, INC. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001543837 Filed Document 0001543837-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Frontier Market Opportunities Fund, Ltd. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523291 Filed Document 0001523291-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $3,181,999 Associated Brokers / Dealers Rhonda Miller, Michael Leonard, Douglas Coughlin, and Douglas Braff CIK Number 0001135856 Filed Document 0001135856-13-000161 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EYEGATE PHARMACEUTICALS INC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,448,264 Associated Brokers / Dealers N/A CIK Number 0001372514 Filed Document 0001140361-13-037049 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $66,330,014 Associated Brokers / Dealers Eddie Allen CIK Number 0001135856 Filed Document 0001135856-13-000159 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DropThought, Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $2,559,999 Associated Brokers / Dealers N/A CIK Number 0001563767 Filed Document 0001563767-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EASTWARD CAPITAL PARTNERS VI, L.P. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001586822 Filed Document 0001586822-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sycamore Lane Master Fund, L.P. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546659 Filed Document 0000919574-13-005648 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bondhawk Systems, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001587663 Filed Document 0001587663-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Patient Home Monitoring Corp. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $343,100 Associated Brokers / Dealers NAVIGATOR CAPITAL PARTNERS INC. CIK Number 0001540013 Filed Document 0001183740-13-000371 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Inari Medical, Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $4,710,000 Associated Brokers / Dealers N/A CIK Number 0001531048 Filed Document 0001531048-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VCOF I FAF, L.P. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587489 Filed Document 0001587493-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
XEnergy Technologies, LLC See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587713 Filed Document 0001587713-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TESSERA FUND LP See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STONEHAVEN, LLC CIK Number 0001310420 Filed Document 0000919574-13-005649 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tessera Offshore Fund Ltd See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STONEHAVEN, LLC CIK Number 0001398810 Filed Document 0000919574-13-005651 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
fisoc, Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001493512 Filed Document 0001493512-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Evolv Technologies, Inc. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $11,819,107 Associated Brokers / Dealers N/A CIK Number 0001582300 Filed Document 0001582300-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sikernes Risk Management, Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587876 Filed Document 0001587876-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Frontier Market Select Fund LP See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377682 Filed Document 0001377682-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLC SYSTEMS INC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers Palladium Capital Advisors CIK Number 0000879682 Filed Document 0000879682-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lumedyne Technologies Inc See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587963 Filed Document 0001587963-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity