Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RED MOUNTAIN PARTNERS, L.P. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001374603 Filed Document 0001181431-13-050847 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RockView Secondary Fund, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586806 Filed Document 0001586806-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Independence Global Fund LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587816 Filed Document 0001587816-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $141,769,412 Associated Brokers / Dealers William Lynch CIK Number 0001135856 Filed Document 0001135856-13-000167 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $8,229,572 Associated Brokers / Dealers Bryant Kirk, Michael Leonard, Douglas Coughlin, and Douglas Braff CIK Number 0001135856 Filed Document 0001135856-13-000162 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers Jennifer Kephart, David Stecher, and Joel Davidowski CIK Number 0001135856 Filed Document 0001135856-13-000155 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KEG ROCHESTER APARTMENTS, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Clint James Edgington CIK Number 0001587100 Filed Document 0001587100-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Buckeye Brine, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001533528 Filed Document 0001533528-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Avenue 81, Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001586325 Filed Document 0001181431-13-050669 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Brooklyn Avenue Investors LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers Jeromy Salveson CIK Number 0001587787 Filed Document 0001587787-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Avocado Software Inc See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001585959 Filed Document 0001585959-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HireIQ Solutions, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001486156 Filed Document 0001486156-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
New Era Petroleum Holdings, Inc. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001524631 Filed Document 0001524631-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Cleveland Capital, L.P. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas A. Yako CIK Number 0001035648 Filed Document 0000919574-13-005633 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Illumio, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $34,500,056 Associated Brokers / Dealers N/A CIK Number 0001567658 Filed Document 0001567658-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ares European Real Estate Fund IV, L.P. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable, Not applicable, and Not applicable CIK Number 0001586431 Filed Document 0001181431-13-050817 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Xtreme Power Inc. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001394007 Filed Document 0001394007-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
WIND POWER HOLDINGS INC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001453353 Filed Document 0001453353-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Mind Navigator See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587708 Filed Document 0001587708-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $24,943,870 Associated Brokers / Dealers Dennis Morris CIK Number 0001135856 Filed Document 0001135856-13-000151 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zagster, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001556850 Filed Document 0001556850-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sionic Mobile Corp See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001496468 Filed Document 0001496468-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacifica Development & Construction Fund, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580679 Filed Document 0001580679-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rewards Catering LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers NA CIK Number 0001587249 Filed Document 0001587249-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RP - Villas at West Ridge, L.P. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $5,280,640 Associated Brokers / Dealers N/A CIK Number 0001587631 Filed Document 0001587631-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RT-SESAC LT, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586980 Filed Document 0001586980-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
BA PARTNERS FUND VII, L.P. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith CIK Number 0001575962 Filed Document 0001393725-13-000086 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CrazyForEducation LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NA CIK Number 0001587548 Filed Document 0001587548-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Clinverse, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587670 Filed Document 0001587670-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Artax Biopharma, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587661 Filed Document 0001587661-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Evendale Surgical Properties, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $7,004,971 Associated Brokers / Dealers N/A CIK Number 0001587450 Filed Document 0001587450-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
American Fuel Producers, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001559000 Filed Document 0001559000-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
ACTION POKER, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001587554 Filed Document 0001214659-13-005410 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
3D Robotics, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001561997 Filed Document 0001561997-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRASMERE MACRO OFFSHORE FUND LTD. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574845 Filed Document 0001574845-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
CLUB HOLDINGS LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001286287 Filed Document 0001286287-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Gracian Capital Partners LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587340 Filed Document 0001507943-13-000084 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cotton Creek Capital Partners II, L.P. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001535127 Filed Document 0001535127-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Innovative Med Concepts, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547539 Filed Document 0001547539-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Let Water Be Water, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001467085 Filed Document 0001467085-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
West Lucien Field Development Joint Venture See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,740,000 Associated Brokers / Dealers N/A CIK Number 0001525941 Filed Document 0001354488-13-005479 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
MAKAIRA OFFSHORE INVESTORS LTD See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403821 Filed Document 0000935836-13-000475 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARES European Real Estate (Cayman) Feeder Fund IV, L.P. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable, Not applicable, and Not applicable CIK Number 0001586373 Filed Document 0001181431-13-050818 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers Michael Shannon and Samir Sheth CIK Number 0001135856 Filed Document 0001135856-13-000152 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CREDIT NATION LENDING SERVICES, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459055 Filed Document 0001459055-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
AION Feeder IV Ltd. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558978 Filed Document 0001558972-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tower Crossing Holdings, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001587180 Filed Document 0001587181-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
86 Co See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,795,000 Associated Brokers / Dealers N/A CIK Number 0001587386 Filed Document 0001587386-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RT-LT Investment, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586978 Filed Document 0001586978-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RT-SESAC TS, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586979 Filed Document 0001586979-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity