Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fonkoze USA, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621102 Filed Document 0001621102-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
REALTYSHARES 36, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001625908 Filed Document 0001625908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
IHM Services Co See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,884,443 Associated Brokers / Dealers N/A CIK Number 0001625933 Filed Document 0001625933-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
F-SQUARED U.S. SECTOR OPPORTUNITIES FUND, LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543968 Filed Document 0000919574-14-006743 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GreenOak Asia (USD) II, LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624880 Filed Document 0001624880-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JEM Real Estate Preferred Fund I, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001624403 Filed Document 0001213900-14-008597 Exclusions or Exemptions 506c Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Fish Tacos NY 1, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001625685 Filed Document 0001625685-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
JAT Select Fund, L.P. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555004 Filed Document 0000950142-14-002292 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RT SC Co-Invest, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625308 Filed Document 0001625308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
KSL Capital Partners IV, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625404 Filed Document 0001625404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascava, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001609325 Filed Document 0001140361-14-045869 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SERAPH VC I, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $909,000 Associated Brokers / Dealers N/A CIK Number 0001625762 Filed Document 0001625762-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrthoMax, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Steve R. Caudle CIK Number 0001625977 Filed Document 0001625977-14-000001 Exclusions or Exemptions 504, 504.1, and 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OFS Energy Fund II (QP), L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $28,212,922 Associated Brokers / Dealers N/A CIK Number 0001535303 Filed Document 0001140361-14-043003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Copperstone Debt Partners, LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers None CIK Number 0001620637 Filed Document 0001620637-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
SUB Investments, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001624545 Filed Document 0001624545-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Freestone Industrial Fabrication Partners, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001624777 Filed Document 0001624777-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SEMINOLE 14 JOINT VENTURE See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,804,000 Associated Brokers / Dealers N/A CIK Number 0001625695 Filed Document 0001625695-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Zinn Fund LLLP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467360 Filed Document 0000897069-14-000471 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HydroBio, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624661 Filed Document 0001624661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
AZTEK LACROSSE See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001625995 Filed Document 0001625979-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PaymentWorks Inc. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001611256 Filed Document 0001611256-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Star America Infrastructure Fund, LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540672 Filed Document 0000908662-14-000280 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GreenOak Asia (USD) Feeder II, LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624881 Filed Document 0001624881-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Global Management LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $52,435,733 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-14-036881 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
VERICRED, INC. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001620730 Filed Document 0001070188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
AMBIO HOLDINGS, INC. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $23,999,970 Associated Brokers / Dealers N/A CIK Number 0001625527 Filed Document 0001625527-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
VEPF V Co-Invest 1-A, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626577 Filed Document 0001626577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SRI - Camino, L.P. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001625173 Filed Document 0001625173-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Dynamic Harvest LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001599159 Filed Document 0001599159-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
Seattle Funding Group, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Other
International Coffee Group, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001625818 Filed Document 0001625818-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Prysm, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $145,521,193 Associated Brokers / Dealers N/A CIK Number 0001479702 Filed Document 0001479702-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OFS Energy Fund II, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $6,690,000 Associated Brokers / Dealers N/A CIK Number 0001535304 Filed Document 0001140361-14-043002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MCD CARGOSENSE, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $392,500 Associated Brokers / Dealers N/A CIK Number 0001624945 Filed Document 0001624945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Offshore Multi-Strategy Fund X, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616867 Filed Document 0001616867-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RT SC Co-Invest II, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625260 Filed Document 0001625260-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Vitalis 2014 Fund, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625847 Filed Document 0001625847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Alcentra Global Special Situations Fund Cayman Feeder See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520582 Filed Document 0001520582-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACOMPLI, INC. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $6,099,997 Associated Brokers / Dealers N/A CIK Number 0001602387 Filed Document 0001602387-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BSREP Hospitality REIT I LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001625203 Filed Document 0001625203-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier Millennium USA LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001502357 Filed Document 0001502357-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Feeder Fund - TAO, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622255 Filed Document 0001181431-14-036825 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
VIRTUAL INSTRUMENTS Corp See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001455340 Filed Document 0001455340-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Bottleshake, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625825 Filed Document 0001625825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
Morgan Stanley HedgePremier/Millennium Strategic Capital LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530551 Filed Document 0001530551-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC Life Settlement Asset Fund 3, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625682 Filed Document 0001625682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
HARBERT VALUE FUND, LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396851 Filed Document 0000919574-14-006739 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'Connor US Equities Long/Short Select LLC See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001562552 Filed Document 0001562552-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RanBill Music, Inc. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001584954 Filed Document 0001584954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity